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Autorité des marchés financiers - Home - General Public
  • General public
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  • General public
    • Life events
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    • Insurance
      • Auto insurance
        • Automobile dealers and insurance: What you need to know
        • Buying an automobile: Life insurance mandatory?
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        • Cost of automobile insurance: How is it determined?
        • Automobile insurance claims file
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        • What to do in case of an automobile accident?
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        • Invest
          • 4 tips for better investments
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          • RRSPs and TFSAs: What they are
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          • Diversification: The art of putting your eggs in more than one basket
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        • Avoid financial fraud
          • Become a superinvestor in just a few days? No way!
          • Social media scams: Be careful, even if someone says they’re a friend
          • You thought you were insured: Beware of insurance fraud!
          • Ponzi schemes: An example of what not to do
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        • Pay for my education
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    • About the AMF
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        • Patrick Déry
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      • Board of directors
        • Robert Panet-Raymond, Chair
        • Marie-Claude Beaulieu, member
        • Jacqueline Codsi, member
        • Anne-Marie Croteau, member
        • Mario Cusson, member
        • Nicole Gadbois-Lavigne, member
        • Hajar Jerroumi, member
        • Guy Langlois, member
        • Marie-Agnès Thellier, member
        • Miville Tremblay, member
        • Yves Ouellet, Non-independent member
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      • Derivatives
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        • 91-102 - Prohibition of Binary Options
        • 91-506 - Derivatives Determination
        • 91-507 - Trade Repositories and Derivatives Data Reporting
        • 93-101 - Derivatives: Business Conduct
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      • Securities
        • 1 - Procedures and related matters [11-101 à 14-101]
          • 11-101 - Principal Regulator System
          • 11-102 - Passport System
          • 11-201 - Electronic Delivery of Documents
          • 11-202 - Process for Prospectus Reviews in Multiple Jurisdictions
          • 11-203 - Process for Exemptive Relief Applications in Multiple Jurisdictions
          • 11-204 - Process for Registration in Multiple Jurisdictions
          • 11-205 - Process for Designation of Credit Rating Organizations in Multiple Jurisdictions
          • 11-206 - Process for Cease to be a Reporting Issuer Applications
          • 11-207 - Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
          • 12-202 - Revocation of Certain Cease Trade Orders
          • 12-203 - Management Cease Trade Orders
          • 13-101 - System for Electronic Document Analysis and Retrieval (SEDAR) (Repealed)
          • 13-102 - System Fees for SEDAR and NRD (Repealed)
          • 13-102 - System Fees
          • 13-103 - System for Electronic Data Analysis and Retrieval + (SEDAR+)
          • 14-101 - Definitions
          • CSA Notices
          • Notice of publication - Regulation and Policy Statement of the CSA
        • 2 - Certain Capital Market Participants [21-101 à 25-102]
          • 21-101 - Marketplace Operation
          • 23-101 -Trading Rules
          • 23-102 - Use of Client Brokerage
          • 23-103 - Electronic Trading
          • 24-101 - Institutional Trade Matching and Settlement
          • 24-102 - Clearing Agency Requirements
          • 25-101 - Designated Rating Organizations
          • 25-102 - Designated Benchmarks and Benchmark Administrators
          • 25-201 - Guidance for Proxy Advisory Firms
          • CSA Notice
          • Notice of publication - Regulation and Policy Statement of the CSA
        • 3 - Registration and Related Matters [31-101 à 35-101]
          • 31-101 - National Registration System
          • 31-102 - National Registration Database
          • 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations
          • 31-201 - National Registration System
          • 32-102 - Registration Exemptions for Non-Resident Investment Fund Managers
          • 33-102 - Regulation of certain registrant activities
          • 33-105 - Underwriting Conflicts
          • 33-109 - Registration Information
          • 35-101 - Conditional Exemption from registration for United States broker-dealers and agents
          • CSA Notices
          • Notice of publication - Regulation and Policy Statement of the CSA
        • 4 - Distribution Requirements [41-101 à 46-201]
          • 41-101 - General Prospectus Requirements
          • 41-103 - Prospectus Disclosure Requirements for Securitized Products
          • 41-201 - Income Trusts and Other Indirect Offerings
          • 43-101 - Standards of Disclosure for Mineral Projects
          • 44-101 - Short Form Prospectus Distributions
          • 44-102 - Shelf Distributions
          • 44-103 - Post-Receipt Pricing
          • 45-101 - Rights Offerings
          • 45-102 - Resale of Securities
          • 45-106 - Prospectus Exemptions
          • 45-107 - Listing Representation and Statutory Rights of Action Disclosure Exemptions
          • 45-108 - Crowdfunding
          • 45-110 - Start-up Crowdfunding Registration and Prospectus Exemptions
          • 45-513 - Prospectus Exemption for Distribution to Existing Security Holders
          • 46-201 : Escrow for Initial Public Offerings
          • C-15 - Scholarship or Educational Plan Prospectuses
          • CSA Notice
          • Notice of publication - Regulation and Policy Statement of the CSA
        • 5 - Ongoing Requirements for Issuers and Insiders [51-101 à 58-201]
          • 51-101 - Oil and Gas Activities
          • 51-102 - Continuous Disclosure Obligations
          • 51-103 - Venture Issuers - Governance and Disclosure
          • 51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets
          • 51-106 - Continuous Disclosure Requirements for Securitized Products
          • 51-107 - Disclosure of Climate-related Matters
          • 51-201 - Disclosure Standards
          • 52-107 - Acceptable Accounting Principles and Auditing Standards
          • 52-108 - Auditor Oversight (V-1.1, r. 26) (Replaced)
          • 52-108 - Auditor Oversight (V-1.1, r. 26.1)
          • 52-109 - Issuers' Annual and Interim Filings
          • 52-110 - Audit Committees
          • 52-112 - Non-GAAP and Other Financial Measures Disclosure
          • 54-101 - Communication with Beneficial Owners of Securities of a Reporting Issuer
          • 54-102 - Interim Financial Statement and Report Exemption
          • 55-101 - Insider Reporting Exemptions
          • 55-102 - SEDI
          • 55-103 - Insider Reporting for Certain Derivative Transactions
          • 55-104 - Insider Reporting Requirements and Exemptions
          • 58-101 - Corporate Governance Practices
          • 58-201 - Corporate Governance Guidelines
          • CSA Notices
          • Notice of publication - Regulation and Policy Statement of the CSA
        • 6 - Takeover Bids and Special Transactions [61-101 à 62-104]
          • 61-101 - Protection of Minority Security Holders in Special Transactions
          • 62-103 - Early Warning System
          • 62-104 - Take-Over Bids and Issuer Bids
          • 62-105 - Security Holder Rights Plans
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