Mortgage brokerage manuals
The two mortgage brokerage exam preparation manuals are available only for students registered at a recognized training body. The manuals are distributed by those bodies and cannot be obtained otherwise. However, the responsible officer exam preparation manual (Mortgage Brokerage Guide – Responsible Officer (pdf - 9 MB)This link will open in a new windowUpdated on September 16, 2021Set up an ethical professional practice in compliance with the rules governing the management of a mortgage brokerage firm) is available for mortgage brokers who wish to write the responsible officer examination.
The following tables indicate the sets of exam preparation manuals recommended for each competency evaluated.
Mortgage brokerage
Competency evaluated | Manual title |
---|---|
E-116 | |
E-611 |
In order to be the responsible officer of a firm or register as an independent representative
For responsible officers (or independent representatives) in mortgage brokerage transferred from the OACIQ and who must pass examination 16-117
It is suggested that the training “Ethics and Professional Practice Applicable to Responsible Officers in Mortgage Brokering (FC.ETH.003.01)” be completed before this examination is taken.
A description of the training and a list of course providers are available in the directory of professional development units.
The provider will provide all participants with the E-116 manual.
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