Regulation 23-102 respecting Use of Client Brokerage (chapter V-1.1, r. 7)
- Regulation 23-102 (pdf - 42 KB)
This link will open in a new windowUpdated on 19 April 2017
In force since June 30, 2010 - Policy Statement to Regulation 23-102 (pdf - 271 KB)
This link will open in a new windowUpdated on 30 June 2010
In force since June 30, 2010
Notice relating to Regulation 23-102
CSA Staff Notice
- CSA Staff Notice 11-328: Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon (pdf - 68 KB)
This link will open in a new windowUpdated on 12 March 2015
- CSA Staff Notice 23-320: Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada (pdf - 52 KB)
This link will open in a new windowUpdated on 14 December 2017