23-102 - Use of Client Brokerage Securities
Regulation 23-102 respecting Use of Client Brokerage (chapter V-1.1, r. 7)
- Regulation 23-102 (pdf - 42 KB)This link will open in a new windowUpdated on April 19, 2017
In force since June 30, 2010 - Policy Statement to Regulation 23-102 (pdf - 271 KB)This link will open in a new windowUpdated on June 30, 2010
In force since June 30, 2010
Notice relating to Regulation 23-102
CSA Staff Notice
- CSA Staff Notice 11-328: Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon (pdf - 68 KB)This link will open in a new windowUpdated on March 12, 2015
- CSA Staff Notice 23-320: Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada (pdf - 52 KB)This link will open in a new windowUpdated on December 14, 2017