51-102 - Continuous Disclosure Obligations Securities

Regulation 51-102 respecting Continuous Disclosure Obligations (V-1.1, r. 24)

Notice relating to Regulation 51-102

Notice of the Autorité des marchés financiers

CSA Notice

Notice of publication

History relating to Regulation 51-102

Date of publication in the bulletin Text
August 1, 2024 Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 138 KB)This link will open in a new windowUpdated on August 1st, 2024 - Amendments and Changes to Certain Regulations and Policy statements related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
End of consultation : October 30, 2024
June 1, 2023 Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (PDF - 333 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
June 1, 2023 Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 135 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
March 23, 2023 Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 87 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
March 23, 2023 Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 133 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
  Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 724 KB)This link will open in a new windowUpdated on April 14, 2022Consolidated version of Policy Statement to Regulation 51-102 in force since April 14, 2022. (consolidated version)
In force from April 14, 2022 to June 8, 2023
April 14, 2022 Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 10 KB)This link will open in a new windowUpdated on April 14, 2022Final publication of the amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations.  (concordant to Policy Statement to Regulation 41-101 - Financial Statement Requirements)
In force on April 14, 2022
April 7, 2022 Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 16 KB)This link will open in a new windowUpdated on April 7, 2022 (Access Equals Delivery Model for Non-Investment Fund Reporting Issuers)
End of consultation : July 6, 2022
April 7, 2022 Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 10 KB)This link will open in a new windowUpdated on April 7, 2022 (Access Equals Delivery Model for Non-Investment Fund Reporting Issuers)
End of consultation : July 6, 2022
August 12, 2021 Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 16 KB)This link will open in a new windowUpdated on August 11, 2021Financial Statement Requirements.  (concordant to Policy Statement to Regulation 41-101 - Financial Statement Requirements)
  Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 607 KB)This link will open in a new windowUpdated on August 13, 2021Continuous Disclosure Obligations (consolidated version)
In force from August 25, 2021 to April 13, 2022
August 5, 2021 Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 18 KB)This link will open in a new windowUpdated on August 5, 2021Amendments to Policy Statement to Regulation 51-102 concordant to Regulation 52-112. (concordant to Regulation 52-112)
In force on August 25, 2021
May 27, 2021 Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 14 KB)This link will open in a new windowUpdated on May 26, 2021 (concordant to Regulation 52-112)
May 20, 2021 Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 372 KB)This link will open in a new windowUpdated on May 18, 2021 (Regulatory Burden)
End on consultation : September 17, 2021
May 20, 2021 Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 62 KB)This link will open in a new windowUpdated on May 18, 2021 (Regulatory Burden)
End on consultation : September 17, 2021
May 20, 2021

CSA Notice of Consultation: Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and Other Draft Amendments Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers (pdf - 355 KB)This link will open in a new windowUpdated on May 18, 2021 - Seeking Feedback on a Proposed Framework for Semi-Annual Reporting – Venture Issuers on a Voluntary Basis
 

  Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on November 16, 2020Consolidated official version in force since November 18, 2020 (official consolidated version)
In force from November 18, 2020 to June 8, 2023
  Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 606 KB)This link will open in a new windowUpdated on November 16, 2020Consolidated version in force since November 18, 2020 (consolidated version)
In force from November 18, 2020 to August 24, 2021
November 12, 2020 Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 621 KB)This link will open in a new windowUpdated on November 12, 2020Amendment related to the Business Acquisition Report Requirements. - Business Acquisition Report
In force on November 18, 2020
November 12, 2020 Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 23 KB)This link will open in a new windowUpdated on November 12, 2020Amendment related to the Business Acquisition Report Requirements. - Business Acquisition Report
In force on November 18, 2020
August 20, 2020 Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 17 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR) - Business Acquisition Report
August 20, 2020 Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 17 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR) - Business Acquisition Report
August 20, 2020 Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations - Business Acquisition Report (pdf - 107 KB)This link will open in a new windowUpdated on August 20 2020Notice of publication relating to Business Acquisition Report Requirements
February 13, 2020 Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 14 KB)This link will open in a new windowUpdated on February 13, 2020 (concordant to Regulation 52-112)
End of consultation : May 13, 2020 (postponed until June 29, 2020)
September 5, 2019 Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 17 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR) - Business Acquisition Report
End of consultation : December 4, 2019 
September 5, 2019 Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 17 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR) - Business Acquisition Report
End of consultation : December 4, 2019
September 5, 2019 CSA Notice of Consultation: Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and Amendments to Certain Policy Statements Related to the Business Acquisition Report Requirements (pdf - 78 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR)
May 2, 2019 Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 18 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement (concordant to Regulation 13-103)
End of consultation : July 31, 2019
May 2, 2019 Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 18 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement (concordant to Regulation 13-103)
End of consultation : July 31, 2019
September 6, 2018 Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 14 KB)This link will open in a new windowUpdated on September 6, 2018"draft, amendments,Policy Statement, Regulation, 51-102, Continuous Disclosure Obligations, concordant, 52-112 (concordant to Regulation 52-112)
End of consultation : December 5, 2018
  Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on June 12, 2018Continuous Disclosure Obligations (official consolidated version)
In force from June 12, 2018 to November 17, 2020
June 7, 2018 Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 347 KB)This link will open in a new windowUpdated on June 13, 2018"Regulation, amend, 51-102, Continuous Disclosure Obligations, final, gazette officielle, concordant, 44-101" (Designated Rating Organizations)
In force on June 12, 2018  
March 29, 2018 Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 13 KB)This link will open in a new windowUpdated on March 28, 2018Designated rating organizations (Designated Rating Organizations)
March 29, 2018 CSA Notice of publication of amendments relating to Designated rating organizations (pdf - 90 KB)This link will open in a new windowUpdated on March 29, 2018Designated Rating Organizations
July 6, 2017 Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 13 KB)This link will open in a new windowUpdated on June 29, 2017"Regulation, amend, 51-102, Continuous Disclosure, Obligations" (Designated Rating Organizations)
End of consultation: October 4, 2017
  Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on July 28, 2017Continuous Disclosure Obligations (official consolidated version)
In force from November 17, 2015 to June 11, 2018

November 5, 2015

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 58 KB)This link will open in a new windowUpdated on November 4, 2015Recognition of Aequitas Neo Exchange (Recognition of Aequitas Neo Exchange Inc.)
In force on November 17, 2015

September 3, 2015

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 13 KB)This link will open in a new windowUpdated on September 3, 2015 (Recognition of Aequitas Neo Exchange Inc.)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc. (pdf - 49 KB)This link will open in a new windowUpdated on September 3, 2015

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on November 16, 2015Continuous Disclosure Obligations (official consolidated version)
In force from June 30, 2015 to November 16, 2015

  Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 627 KB)This link will open in a new windowUpdated on November 16, 2020Consolidated version in force from June 30, 2015 to November 18, 2020 (consolidated version)
In force from June 30, 2015 to November 17, 2020

June 25, 2015

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 124 KB)This link will open in a new windowUpdated on June 23, 2015"Regulation,amend,51-102,Continuous Disclosure Obligations" - Venture Issuer
In force on June 30, 2015

June 25, 2015

Amendments to Policy Statement to Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 27 KB)This link will open in a new windowUpdated on June 23, 2015 - Venture Issuer
In force on June 30, 2015

April 9, 2015

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 137 KB)This link will open in a new windowUpdated on April 8, 2015Venture Issuers - Venture Issuer

April 9, 2015

Amendments to Policy Statement to Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 22 KB)This link will open in a new windowUpdated on April 8, 2015Venture Issuers - Venture Issuer

April 9, 2015

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 318 KB)This link will open in a new windowUpdated on September 29, 2020Venture Issuers - Venture Issuer

December 11, 2014

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 14 KB)This link will open in a new windowUpdated on December 10, 2014Recognition - Neo Bourse Aequitas (Recognition of Aequitas Neo Exchange Inc.)

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange Inc.

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on June 30, 2015Continuous Disclosure Obligations (consolidated version)
In force from September 30, 2014 to June 29, 2015

 

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 616 KB)This link will open in a new windowUpdated on June 30, 2015Continuous Disclosure Obligations (consolidated version)
In force from September 30, 2014 to June 29, 2015

September 25, 2014

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 49 KB)This link will open in a new windowUpdated on September 29, 2014"regulation,amendments,51-102,continuous disclosure,52-108,auditor oversight" (concordant to Regulation 52-108)
In force on September 30, 2014

September 25, 2014

Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 13 KB)This link will open in a new windowUpdated on September 29, 2014 (concordant to Regulation 52-108)
In force on September 30, 2014

July 17, 2014

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 35 KB)This link will open in a new windowUpdated on July 16, 2014 (concordant to Regulation 52-108)

July 17, 2014

Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 10 KB)This link will open in a new windowUpdated on July 16, 2014 (concordant to Regulation 52-108)

May 22, 2014

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 122 KB)This link will open in a new windowUpdated on May 22, 2014Venture issuer - Venture Issuer

End of consultation : August 20, 2014

May 22, 2014

Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 23 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer - Venture Issuer

End of consultation : August 20, 2014

May 22, 2014

Notice and Request for Comment: Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and Consequential Amendments (pdf - 99 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer

October 17, 2013

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 28 KB)This link will open in a new windowUpdated on October 16, 2013Auditor oversight (concordant to Regulation 52-108)

October 17, 2013

Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 19 KB)This link will open in a new windowUpdated on October 16, 2013Auditor oversight (concordant to Regulation 52-108)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on September 29, 2014Continuous Disclosure Obligations (consolidated version)
In force from May 31, 2013 to September 29, 2014

May 30, 2013

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 139 KB)This link will open in a new windowUpdated on May 30, 2013 (concordant to Regulation 25-101)
In force on May 31, 2013

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on May 31, 2013Continuous Disclosure Obligations (consolidated version)
In force from May 14, 2013 to May 30, 2013

May 9, 2013

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 99 KB)This link will open in a new windowUpdated on May 10, 2013One-year amendments - Prospectus Rules (concordant to Regulation 41-101 - One-Year amendments)
In force on May 14, 2013

March 14, 2013

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 18 KB)This link will open in a new windowUpdated on March 13, 2013Security Holder Rights Plans (concordant to Regulation 62-105)
End of consultation : June 12, 2013

March 14, 2013

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 17 KB)This link will open in a new windowUpdated on March 13, 2013Designated rating organizations (concordant to Regulation 25-101)

March 14, 2013

Notice of publication : Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on March 14, 2013Designated Rating Organizations

February 28, 2013

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 19 KB)This link will open in a new windowUpdated on February 28, 2013 (concordant to Regulation 41-101 - One-Year amendments)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on May 12, 2013Continuous Disclosure Obligations (consolidated version)
In force from February 11, 2013 to May 13, 2013

 

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 667 KB)This link will open in a new windowUpdated on September 29, 2014Continuous Disclosure Obligations (consolidated version)
In force from February 11, 2013 to September 29, 2014

February 7, 2013

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 301 KB)This link will open in a new windowUpdated on February 6, 2013 (concordant to Regulation 54-101)
In force on February 11, 2012

February 7, 2013

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 180 KB)This link will open in a new windowUpdated on February 7, 2013 (concordant to Regulation 54-101)
In force on February 11, 2013

November 29, 2012

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 42 KB)This link will open in a new windowUpdated on November 29, 2012Regulation to amend Regulation 51-102 - concordant to Regulation 54-101 (concordant to Regulation 54-101)

November 29, 2012

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 201 KB)This link will open in a new windowUpdated on November 29, 2012Policy Statement to Regulation 51-102 - Concordant to Regulation 54-101 (blacklined version - concordant to Regulation 54-101)

September 13, 2012

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 44 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

September 13, 2012

Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 13 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

July 26, 2012

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012 (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for comment: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on February 11, 2013Continuous Disclosure Obligations (consolidated version)
In force from April 20, 2012 to February 10, 2013

April 20, 2012

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on April 23, 2012 (concordant to Regulation 25-101)
In force on April 20, 2012

January 27, 2012

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 15 KB)This link will open in a new windowUpdated on January 26, 2012 (concordant to Regulation 25-101)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on April 23, 2012Continuous Disclosure Obligations (consolidated version)
In force from October 31, 2011 to April 19, 2012

October 28, 2011

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on October 31, 2011
In force on October 31, 2011

July 29, 2011

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (concordant to Regulation 51-103)

July 29, 2011

Draft Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (blacklined version - concordant to Regulation 51-103)

July 22, 2011

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 76 KB)This link will open in a new windowUpdated on July 21, 2011 (Form 51-102F6)

July 22, 2011

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, including Form 51-102F6, Statement of Executive Compensation and Consequential Amendments (pdf - 535 KB)This link will open in a new windowUpdated on July 22, 2011

July 15, 2011

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 6 MB)This link will open in a new windowUpdated on July 18, 2011 (concordant to Regulation 41-101)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on October 27, 2011Continuous Disclosure Obligations (consolidated version)
In force from June 30, 2011 to October 30, 2011

July 1, 2011

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on July 5, 2011 (concordant to Regulation 43-101)
In force on June 30, 2011

June 17, 2011

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on August 5, 2011 (concordant to Regulation 54-101)

June 17, 2011

Draft Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on August 5, 2011 (blacklined version - concordant to Regulation 54-101)

April 8, 2011

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 8 MB)This link will open in a new windowUpdated on August 5, 2011 (concordant to Regulation 43-101)

April 1, 2011

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 8 MB)This link will open in a new windowUpdated on August 5, 2011 (concordant to Regulation 41-103 and Regulation 51-106)

March 18, 2011

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 7 MB)This link will open in a new windowUpdated on August 5, 2011 (concordant to Regulation 25-101)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on January 27, 2011 (consolidated version)
In force from January 1, 2011 to June 29, 2011

 

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 1 MB)This link will open in a new windowUpdated on February 11, 2013 (consolidated version)
In force from January 1, 2011 to February 10, 2013

December 17, 2010

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

November 19, 2010

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 346 KB)This link will open in a new windowUpdated on August 10, 2011 (Form 51-106F6)

November 19, 2010

Notice and Request for Comment: Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, including Form 51-102F6, Statement of Executive Compensation, and Consequential Amendments (pdf - 347 KB)This link will open in a new windowUpdated on August 10, 2011

October 1, 2010

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 12 MB)This link will open in a new windowUpdated on August 5, 2011 (concordant to Regulation 52-107)

October 1, 2010

Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 12 MB)This link will open in a new windowUpdated on August 5, 2011 (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations, Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations, Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 MB)This link will open in a new windowUpdated on October 1st, 2010

July 16, 2010

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 6 MB)This link will open in a new windowUpdated on July 19, 2010 (concordant to Regulation 25-101)

April 23, 2010

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 26, 2010 (concordant to Regulation 43-101)

April 9, 2010

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 54-101)

April 9, 2010

Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 54-101)

April 2, 2010

Erratum - Règlement modifiant le Règlement 51-102 sur les obligations d'information continue (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (Available in french only)
In force on December 31, 2008

March 12, 2010

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 52-107)

March 12, 2010

Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 52-107)

March 12, 2010

Notice and Request for Comments: Draft Regulations concordant to Draft Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards and Conforming amendments to certain Policy Statements (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 1,015 KB)This link will open in a new windowUpdated on January 27, 2011 (consolidated version)
In force form September 28, 2009 to December 31, 2010

September 25, 2009

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 6 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 45-106)
In force on September 28, 2009

September 25, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff: Notice on Proposed Changes to: Regulation 51-102 respecting Continuous Disclosure Obligations, Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations, Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers, Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 6 MB)This link will open in a new windowUpdated on April 12, 2010

July 17, 2009

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 6 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 45-106)

January 23, 2009

Erratum - Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on April 12, 2010
In force on December 31, 2008

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (consolidated version including the amendments who came in force on December 15, 2008)
In force from December 31, 2008 to September 27, 2009

December 19, 2008

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (Form 51-102F6)
In force on December 31, 2008

December 19, 2008

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 55-104)

December 19, 2008

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 58-101)

December 12, 2008

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 52-109)
In force on December 15, 2008

September 19, 2008

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on April 12, 2010 (Form 51-102F6)

September 19, 2008

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on September 19, 2008

August 15, 2008

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 52-109)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on April 12, 2010 (consolidated version)
In force from July 4, 2008 to December 30, 2008

 

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 414 KB)This link will open in a new windowUpdated on January 27, 2011 (consolidated version)
In force from July 4, 2008 to December 31, 2010

July 4, 2008

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on April 12, 2010 (Proxy solicitation)
In force on July 4, 2008

July 4, 2008

Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on April 12, 2010 (Proxy solicitation)
In force on July 4, 2008

April 18, 2008

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 52-109)

April 18, 2008

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (Proxy solicitation)

April 18, 2008

Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (Proxy solicitation)

April 18, 2008

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 18, 2008 (Proxy solicitation)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 2 MB)This link will open in a new windowUpdated on April 12, 2010 (consolidated version)
In force from March 17, 2008 to July 3, 2008

 

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 400 KB)This link will open in a new windowUpdated on April 12, 2010 (consolidated version)
In force from March 17, 2008 to July 3, 2008

March 14, 2008

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 8 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 41-101)
In force on March 17, 2008

March 14, 2008

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 8 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 41-101)
In force on March 17, 2008

February 29, 2008

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 7 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 45-106)

February 22, 2008

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (From 51-102F6)

February 22, 2008

Request for comment: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010

February 15, 2008

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 12, 2010 (Proxy solicitation)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 1,011 KB)This link will open in a new windowUpdated on April 12, 2010 (consolidated version)
In force from December 31, 2007 to March 16, 2008

 

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 387 KB)This link will open in a new windowUpdated on April 12, 2010 (consolidated version)
In force from December 31, 2007 to March 16, 2008

January 11, 2008

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (Future-Oriented Financial Information and Cease Trade Order)
In force on December 31, 2007

January 11, 2008

Amendment to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (Future-Oriented Financial Information and Cease Trade Order)
In force on December 31, 2007

December 21, 2007

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 41-101)

December 21, 2007

Amendment to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 41-101)

October 12, 2007

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (Proxy solicitation)

October 12, 2007

Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (Proxy solicitation)

October 12, 2007

Request for comment: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on October 12, 2007 (Proxy solicitation)

October 12, 2007

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (Cease Trade Order)

October 12, 2007

Amendment to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (Cease Trade Order)

October 12, 2007

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on October 12, 2007 (Cease Trade Order)

October 12, 2007

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (Future-Oriented Financial Information)

October 12, 2007

Amendment to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (Future-Oriented Financial Information)

October 12, 2007

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on October 12, 2007 (Future-Oriented Financial Information)

March 30, 2007

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on April 9, 2010 (Form 51-102F6)

March 30, 2007

Request for comment: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on April 9, 2010 (Form 51-102F6)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 1,018 KB)This link will open in a new windowUpdated on April 9, 2010 (consolidated version)
In force from December 29, 2006 to December 30, 2007

 

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 376 KB)This link will open in a new windowUpdated on April 9, 2010 (consolidated version)
In force from December 29, 2006 to December 30, 2007

January 5, 2007

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on April 9, 2010
In force on December 29, 2006

January 5, 2007

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 5 MB)This link will open in a new windowUpdated on April 9, 2010
In force on December 29, 2006

December 21, 2006

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (concordant to Regulation 41-101)

December 21, 2006

Draft Amendment to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (concordant to Regulation 41-101)

December 1, 2006

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (Future-Oriented Financial Information)

December 1, 2006

Draft amendment to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 252 KB)This link will open in a new windowUpdated on April 9, 2010 (Future-Oriented Financial Information)

December 1, 2006

Request for comment: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 3 MB)This link will open in a new windowUpdated on April 9, 2010 (Future-Oriented Financial Information)

October 13, 2006

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 283 KB)This link will open in a new windowUpdated on April 9, 2010

October 13, 2006

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 275 KB)This link will open in a new windowUpdated on April 9, 2010

October 13, 2006

Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 451 KB)This link will open in a new windowUpdated on October 13, 2006

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 752 KB)This link will open in a new windowUpdated on April 9, 2010 (consolidated version)
In force from December 30, 2005 to December 28, 2006

December 16, 2005

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 456 KB)This link will open in a new windowUpdated on September 28, 2020Regulation to amend Regulation 51-102 respecting continuous disclosure obligations (concordant to Regulation 43-101 and Regulation 44-101)

December 9, 2005

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 608 KB)This link will open in a new windowUpdated on April 9, 2010

December 9, 2005

Draft amendment to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 769 KB)This link will open in a new windowUpdated on April 9, 2010

December 9, 2005

Request for comment: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 454 KB)This link will open in a new windowUpdated on April 9, 2010

October 7, 2005

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 270 KB)This link will open in a new windowUpdated on April 9, 2010 (concordant to Regulation 43-101 and Regulation 44-101)

 

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 881 KB)This link will open in a new windowUpdated on April 9, 2010 (administrative version)
In force from June 1, 2005 to December 29, 2005

 

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 460 KB)This link will open in a new windowUpdated on April 9, 2010 (administrative version)
In force from June 1, 2005 to December 28, 2006

September 2, 2005

Erratum - Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 440 KB)This link will open in a new windowUpdated on April 9, 2010
In force on June 1, 2005

June 3, 2005

Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 1 MB)This link will open in a new windowUpdated on April 9, 2010
In force on June 1, 2005

June 3, 2005

Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 676 KB)This link will open in a new windowUpdated on April 9, 2010
In force on June 1, 2005

March 11, 2005

Regulation to amend Draft Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 270 KB)This link will open in a new windowUpdated on April 9, 2010 (concordant to Regulation 81-106)

March 11, 2005

Avis de publication : Règlement modifiant le projet de Règlement 51-102 sur les obligations d'information continue (pdf - 331 KB)This link will open in a new windowUpdated on March 11, 2005 (concordant au Règlement 81-106) (Available in french only)

May 28, 2004

Draft Regulation to amend Draft Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 263 KB)This link will open in a new windowUpdated on April 9, 2010 (concordant to Regulation 81-106)

May 28, 2004

Avis de consultation : Règlement modifiant le projet de Règlement 51-102 sur les obligations d'information continue (concordant au Règlement 81-106) (pdf - 302 KB)This link will open in a new windowUpdated on April 9, 2010 (Available in french only)

December 19, 2003

Draft Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 1 MB)This link will open in a new windowUpdated on April 9, 2010

December 19, 2003

Draft Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 686 KB)This link will open in a new windowUpdated on April 9, 2010

December 19, 2003

Avis de consultation : Règlement modifiant le projet de Règlement 51-102 sur les obligations d'information continue (pdf - 1 MB)This link will open in a new windowUpdated on December 19, 2003 (Available in french only)

June 20, 2003

Draft Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 979 KB)This link will open in a new windowUpdated on April 9, 2010

June 20, 2003

Draft Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 431 KB)This link will open in a new windowUpdated on April 9, 2010

June 20, 2003

Avis de consultation : Règlement 51-102 sur les obligations d'information continue (pdf - 664 KB)This link will open in a new windowUpdated on April 9, 2010 (Available in french only)

June 21, 2002

Preliminary Draft Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 577 KB)This link will open in a new windowUpdated on April 9, 2010

June 21, 2002

Preliminary Draft Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 271 KB)This link will open in a new windowUpdated on April 9, 2010

June 21, 2002

Avis de consultation : Règlement 51-102 sur les obligations d'information continue (pdf - 273 KB)This link will open in a new windowUpdated on April 9, 2010 (Available in french only)