Regulation 31-103 respecting Registration Requirements and Exemptions sets out the minimum education and experience requirements for each registration category.To obtain a representative's certificate, the future professional must:

Step 1: Meet the education and experience requirements

The prescribed requirements are as follows:

• The representative has passed the Sales Representative Proficiency exam of the Registered Education Savings Plan Dealers Association of Canada This link will open in a new window. 

Step 2: Enrol in the NRD

The employer submits the registration form via the NRD This link will open in a new window.

Regulation 31-103 respecting Registration Requirements and Exemptions sets out the minimum education and experience requirements for each registration category.

To obtain a representative's certificate, the future professional must:

Step 1: Meet the education and experience requirements

The prescribed requirements are as follows:

1. The individual has passed the three following exams:
   • the Sales Representative Proficiency Exam;
   • the Branch Manager Proficiency Exam;
   • the PDO Exam or the Chief Compliance Officers Qualifying Exam This link will open in a new window;
   And
2. The individual has gained 12 months of relevant securities industry experience in the 36-month period before applying for registration.

Step 2: Enrol in the NRD

• The employer submits the registration form via the NRD This link will open in a new window.