CSA Notices Securities

1 - Procedures and related matters

CSA Staff Notice 11-305: Withdrawal of CSA Staff Notice 42-301 and 52-302 (pdf - 11 KB)This link will open in a new windowUpdated on January 16, 2004

CSA Staff Notice 11-309: Withdrawal of CSA Notices (pdf - 54 KB)This link will open in a new windowUpdated on March 3, 2006

CSA Notice 11-310: Withdrawal of CSA Notices (pdf - 54 KB)This link will open in a new windowUpdated on December 5, 2008

CSA Staff Notice 11-312 (Revised): National Numbering System (pdf - 70 KB)This link will open in a new windowUpdated on January 29, 2015

CSA Notice 11-313: Withdrawal of Notices and Policies (pdf - 57 KB)This link will open in a new windowUpdated on February 19, 2010

CSA Staff Notice 11-314: Update of CSA Instruments (pdf - 82 KB)This link will open in a new windowUpdated on May 6, 2011

CSA Staff Notice 11-317: Withdrawal of Notices (pdf - 43 KB)This link will open in a new windowUpdated on June 21, 2012

CSA Staff Notice 11-320: Notice of Local Amendments - Nova Scotia and Yukon (pdf - 65 KB)This link will open in a new windowUpdated on November 15, 2012

CSA Staff Notice 11-321: Business Continuity Planning - Industry Testing Exercise (pdf - 37 KB)This link will open in a new windowUpdated on February 7, 2013

CSA Staff Notice 11-323: Withdrawal of Notices and Policies (pdf - 57 KB)This link will open in a new windowUpdated on September 12, 2013

CSA Staff Notice 11-326: Cyber Security (pdf - 74 KB)This link will open in a new windowUpdated on September 26, 2013

CSA Staff Niotice 11-328: Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon (pdf - 68 KB)This link will open in a new windowUpdated on March 12, 2015

CSA Staff Notice 11-329: Withdrawal of Notices and Revocation of Omnibus/Blanket Orders (pdf - 56 KB)This link will open in a new windowUpdated on July 16, 2015

CSA Staff Notice 11-330: Notice of Local Amendments - Alberta, Manitoba, New Brunswick, Nova Scotia, Québec, Ontario and Saskatchewan (pdf - 55 KB)This link will open in a new windowUpdated on June 16, 2016

CSA Staff Notice 11-331: Extension of Consultation Period - Consultation Paper 33-404: Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients (pdf - 59 KB)This link will open in a new windowUpdated on July 25, 2016

CSA Staff Notice 11-332: Cyber Security (pdf - 71 KB)This link will open in a new windowUpdated on September 26, 2016

CSA Staff Notice 11-333: Withdrawal of Notices (pdf - 72 KB)This link will open in a new windowUpdated on December 1st, 2016

CSA Staff Notice 11-334: Notice of Local Amendments and Changes in Certain Jurisdictions (pdf - 129 KB)This link will open in a new windowUpdated on January 19, 2017

CSA Staff Notice 11-335: Notice of Local Amendments and Changes in Certain Jurisdictions (pdf - 118 KB)This link will open in a new windowUpdated on April 13, 2017

CSA Staff Notice 11-336 Summary of CSA Roundtable on Response to Cyber Security Incidents (pdf - 60 KB)This link will open in a new windowUpdated on April 6, 2017

CSA Staff Notice 11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick (pdf - 76 KB)This link will open in a new windowUpdated on December 7, 2017

CSA Staff Notice 11-338: CSA Market Disruption Coordination Plan (pdf - 73 KB)This link will open in a new windowUpdated on October 18, 2018

CSA Staff Notice 11-339: Notice of Local Changes in Alberta (pdf - 48 KB)This link will open in a new windowUpdated on November 1st, 2018

CSA Staff Notice 11-340: Extension of Comment Period - CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study (pdf - 42 KB)This link will open in a new windowUpdated on January 17, 2019

CSA Staff Notice 11-341: Withdrawal of Staff Notices (pdf - 151 KB)This link will open in a new windowUpdated on March 7, 2019

CSA Staff Notice 11-342: Notice of Local Amendments and Changes in Certain Jurisdictions (pdf - 114 KB)This link will open in a new windowUpdated on August 6, 2020

CSA Staff Notice of Consultation 11-343: Proposal to Establish a CSA Investor Advisory Panel (pdf - 135 KB)This link will open in a new windowUpdated on December 2, 2021

CSA Staff Notice 11-344: Notice of Local Amendments in Certain Jurisdictions (pdf - 84 KB)This link will open in a new windowUpdated on December 2, 2021

CSA Staff Notice 11-345: Extension of Comment Period - CSA Consultation Paper 43-401 Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (pdf - 45 KB)This link will open in a new windowUpdated on June 30, 2022

CSA Staff Notice 13-315 (Revised): Securities Regulatory Authority Closed Dates 2024 (pdf - 201 KB)This link will open in a new windowUpdated on December 7, 2023Securities Regulatory Authority Closed Dates 2024

CSA Notice regarding Coordinated Blanket Order 13-930 Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval + (pdf - 204 KB)This link will open in a new windowUpdated on May 10, 2023Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval +.

CSA Notice regarding the SEDAR+ launch date : Coordinated Blanket Order 13-931 Exemptions from certain filing requirements in connection with the deferred launch of the System for Electronic Data Analysis and Retrieval + (pdf - 261 KB)This link will open in a new windowUpdated on June 7, 2023CSA Notice regarding the SEDAR+ launch date

CSA Notice regarding Coordinated Blanket Order 13-932 Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval + (pdf - 206 KB)This link will open in a new windowUpdated on July 17, 2023

CSA Notice regarding Coordinated Blanket Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients (pdf - 229 KB)This link will open in a new windowUpdated on July 20, 2023

Mutual Reliance Review System Memorandum of Understanding (pdf - 33 KB)This link will open in a new windowUpdated on October 29, 1999