Securities Regulation Securities

Securities Regulation (V-1.1, r. 50)

History relating to Regulation

Date of publication in the bulletin Text
September 5, 2024 Regulation to amend the Securities Regulation (pdf - 304 KB)This link will open in a new windowUpdated on September 5, 2024Draft Regulation to amend the Securities Regulation (Modernization of the Prospectus Filing Model for Investment Funds) published in the Gazette officielle du Québec for comment (Modernization of the Prospectus Filing Model for Investment Funds) - Publication in the Gazette officielle du Québec
End of consultation : October 18, 2024
September 5, 2024 Publication of draft Regulation in the Gazette officielle du Québec for comment – Regulation to amend the Securities Regulation (pdf - 118 KB)This link will open in a new windowUpdated on September 5, 2024Publication of draft Regulation to amend the Securities Regulation (Modernization of the Prospectus Filing Model for Investment Funds) in the Gazette officielle du Québec. (Modernization of the Prospectus Filing Model for Investment Funds)
July 18, 2024 Draft Regulation to amend the Securities Regulation (pdf - 138 KB)This link will open in a new windowUpdated on July 18, 2024Draft amendments to Securities Regulation (WKSI)
End of consultation : August 17, 2024
July 18, 2024 Notice of consultation : Regulation to amend the Securities Regulation (pdf - 108 KB)This link will open in a new windowUpdated on July 18, 2024Notice of consultation relating to amendement to Securities Regulation. (WKSI)

September 14, 2023

Regulation to amend the Securities Regulation (PDF - 380 KB)This link will open in a new windowUpdated on September 14, 2023Final amendments to Securities Regulation concordant to Regulation 14-101. (concordant to Regulation 14-101)
In force on September 13, 2023

July 6, 2023

Draft Regulation to amend the Securities Regulation (pdf - 77 KB)This link will open in a new windowUpdated on July 6, 2023Draft Regulation to amend Securities Regulation. (concordant to Regulation 14-101)
End of consultation : August 6, 2023

June 15, 2023

Regulation to amend the Securities Regulation (pdf - 72 KB)This link will open in a new windowUpdated on June 15, 2023Final version of Securities Regulation (concordant to Regulation 14-101)

 

Securities Regulation (pdf - 1 MB)This link will open in a new window (official consolidated version)
In force from March 23, 2023 to September 12, 2023

March 9, 2023

Regulation to amend the Securities Regulation (pdf - 367 KB)This link will open in a new windowUpdated on March 9, 2023Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 (Additional Amendments) - Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
In force on March 23, 2023

April 7, 2022

Draft Regulation to amend the Securities Regulation (pdf - 283 KB)This link will open in a new windowUpdated on April 7, 2022Draft Regulation to amend the Securities Regulation published for comment in Gazette officielle du Québec (Additional Amendments) - Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101) - Published for comment in the Gazette officielle du Québec

February 3, 2022

Draft Regulation to amend the Securities Regulation (pdf - 45 KB)This link will open in a new windowUpdated on February 3, 2022Draft amendments to Securities Regulation concerning Modernization of the Prospectus Filing Model for Investment Funds. - Modernization of the Prospectus Filing Model for Investment Funds
End of consultation : April, 27, 2022

February 3, 2022

Regulatory Notice: Regulation to amend the Securities Regulation (pdf - 23 KB)This link will open in a new windowUpdated on February 3, 2022Draft Amendments to Securities Regulation concerning Modernization of the Prospectus Filing Model for Investment Funds. - Modernization of the Prospectus Filing Model for Investment Funds

May 20, 2021

Draft Regulation to amend the Securities Regulation (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation : September 17, 2021

September 12, 2019

Draft Regulation to amend the Securities Regulation (pdf - 14 KB)This link will open in a new windowUpdated on September 12, 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Additional Amendments) - Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
End of consultation : December 11, 2019

 

Securities Regulation (pdf - 1 MB)This link will open in a new windowUpdated on November 21, 2018Application of the Act (consolidated version)
In force from November 21, 2018 to March 22, 2023

December 6, 2018

Regulation to amend the Securities Regulation (PDF - 68 KB)This link will open in a new windowUpdated on December 20, 2018Commission Sharing (Commission Sharing)
In force on November 21, 2018

August 2, 2018

Regulation to amend the Securities Regulation (pdf - 41 KB)This link will open in a new windowUpdated on August 2, 2018Sharing of commisisons
End of consultation : September 1, 2018

August 2, 2018

Regulatory Notice and Request for comment : Regulation to amend the Securities Regulation (pdf - 25 KB)This link will open in a new windowUpdated on August 2, 2018Sharing of commissions

 

Securities Regulation (pdf - 1 MB)This link will open in a new windowUpdated on December 21, 2017Application of the Act (consolidated version)
In force from January 11, 2017 to November 20, 2018

January 11, 2017

Order in Council 1112-2016: An Act respecting mainly the implementation of certain provisions of the Budget Speech of 26 March 2015 (2016, c. 7) - Coming into force of provisions of sections 154 and 167 of the Act (pdf - 52 KB)This link will open in a new windowUpdated on October 2, 2017
In force on January 11, 2017 

 

Securities Regulation (pdf - 1 MB)This link will open in a new windowUpdated on October 2, 2017Application of the Act (consolidated version)
In force from June 30, 2016 to January 10, 2017 

June 23, 2016

Regulation to amend Securities Regulation (pdf - 298 KB)This link will open in a new windowUpdated on June 23, 2016"Regulation, amend, Securities" (concordant to Regulation 45-106 – Reports of Exempt Distribution)
In force on June 30, 2016

April 7, 2016

Draft Regulation to amend Securities Regulation (pdf - 10 KB)This link will open in a new windowUpdated on October 2, 2017Report on Exempt distribution (concordant to Regulation 45-106 – Reports of Exempt Distribution)
End of consultation : May 7, 2016 

 

Securities Regulation (pdf - 256 KB)This link will open in a new windowUpdated on October 2, 2017Application of the Act (consolidated version)
In force from April 30, 2010 to June 29, 2016 

April 23, 2010

Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on August 7, 2012 (concordant to Regulation 55-104)
In force on April 30, 2010 

January 22, 2010

Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2017"Draft, Regulation, amend, Securities Regulation" (concordant to Regulation 55-104)
End of consultation : February 22, 2010 

 

Securities Regulation (pdf - 1 MB)This link will open in a new windowUpdated on October 2, 2017 (consolidated version)
In force from September 28, 2009 to April 29, 2010  

September 25, 2009

Regulation to amend Securities Regulation (pdf - 6 MB)This link will open in a new windowUpdated on October 2, 2017"Regulation, amend, Securities Regulation" (concordant to Regulation 31-103)
In force on September 28, 2009 

Septembre 25, 2009

O.C. 961-2009 : An Act to amend the Securities Act and other legislative provisions (2004, c. 37; 2006, c. 50; 2009, c. 25) — Coming into force of certain provisions of the Act (Section 125 from 2009, c. 25) (pdf - 6 MB)This link will open in a new windowUpdated on October 2, 2017"O.C., 961-2009, Act, amend, Securities Act, other legislative provisions, 2004, c. 37, 2006, c. 50, 2009, c. 25, Coming into force, certain provisions, Act, section 125, 2009, c. 25"
In force on September 28, 2009 

July 17, 2009

Regulation to amend Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on October 2, 2017"Regulation, amend, Securities Regulation" (concordant to Regulation 31-103)

 

Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2017 (consolidated version) 
In force from May 7, 2009 to September 28, 2009

April 24, 2009

Order in Council 429-2009: Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2017"Order in Council, 429-2009, Regulation,amend, Securities Regulation " (concordant to Regulation 62-104 and Regulation 41-101 – governmental approbation)
In force on May 7, 2009 

 

Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2017 (consolidated version)
In force from February 1, 2009 to May 6, 2009

January 23, 2009

Order in Council 19-2009: Derivatives Act (2008, c. 24) — Coming into force (section 227) (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2017"Order in Council, 19-2009, Derivatives Act, 2008, c. 24, Coming into force,section 227"
In force on February 1, 2009

September 26, 2008

Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2017"Draft, Regulation, amend, Securities Regulation" (concordant to Regulation 62-104 – governmental approbation)
End of consultation : November 7, 2008 

 

Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2017 (consolidated version)
In force from June 1, 2008 to January 30, 2009

May 30, 2008

Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 2, 2017"final,Regulation, amend, Securities Regulation" (concordant to Regulation respecting Development Capital Investment Fund Continuous Disclosure)
In force on June 1, 2008

 

Securities Regulation (pdf - 1 MB)This link will open in a new windowUpdated on October 2, 2017 (consolidated version)
In force from May 28, 2008 to May 31, 2008

March 21, 2008

Draft Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017"Draft, Regulation, amend, Securities Regulation, application" (concordant to Regulation respecting Development Capital Investment Fund Continuous Disclosure)
End of consultation : April 21, 2008

 

Securities Regulation (pdf - 1 MB)This link will open in a new windowUpdated on October 3, 2017 (consolidated version)
In force from March 17, 2008 to May 27, 2008 

March 14, 2008

Regulation to amend Securities Regulation (pdf - 7 MB)This link will open in a new windowUpdated on October 3, 2017"Regulation, amend, Securities Regulation, application, final" (concordant to Regulation 41-101)
In force on March 17, 2008 

February 29, 2008

Draft Regulation to amend Securities Regulation (pdf - 7 MB)This link will open in a new windowUpdated on October 3, 2017"Draft, Regulation, amend, Securities Regulation, application" (concordant to Regulation 31-103)
End of consultation : May 29, 2008 

 

Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 3, 2017 (consolidated version)
In force from February 1, 2008 to March 16, 2008

February 1, 2008

Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017"regulation, amend,securities regulation,final,application" (concordant to Regulation 62-104 and Civil actions)
In force on February 1, 2008

 

Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017 (consolidated version)
In force from December 31, 2007 to January 31, 2008

January 11, 2008

Regulation to amend Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on October 3, 2017"Regulation, amend, Securities Regulation,final, application" (concordant to Regulation 51-102)
In force on December 31, 2007

December 21, 2007

Draft Regulation to amend Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on October 3, 2017"draft, regulation, amend, securities regulation, application" (concordant to Regulation 41-101)
End of consultation : January 21, 2008

November 30, 2007

Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 3, 2017"draft,regulation,amend,securities regulation, application" (concordant to Regulation 62-104)
End of consultation : December 31, 2007

November 9, 2007

Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on October 3, 2017"Draft, regulation, amend, securities regulation, application" (Civil actions)
End of consultation : December 9, 2007

October 12, 2007

Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017"regulation,amend,securities regulation,application" (concordant to Regulation 51-102)

December 1, 2006

Draft Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017"draft,regulation,amend,securities regulation, application" (concordant to Regulation 51-102)
End of consultation : March 1, 2007

 

Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017 (consolidated version)
In force from October 27, 2006 to December 30, 2007

 

Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017(consolidated version)
In force from December 29, 2005 to October 26, 2006

December 16, 2005

Order in Council 1183-2005: Regulation to amend Securities Regulation (pdf - 47 KB)This link will open in a new windowUpdated on October 3, 2017"regulation,amend,securities regulation, application,final" (Administrative monetary penalties)
In force on December 29, 2005

 

Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017 (consolidated version)
In force from December 1, 2005 to December 28, 2005

October 7, 2005

Draft Regulation to amend Securities Regulation (pdf - 45 KB)This link will open in a new windowUpdated on October 3, 2017Administrative monetary penalties (Administrative monetary penalties) End of consultation: November 21, 2005 

 

Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017 (consolidated version)
In force from September 14, 2005 to November 30, 2005

September 2, 2005

Regulation to amend Securities Regulation (pdf - 45 KB)This link will open in a new windowUpdated on October 3, 2017"regulation,amend,securities regulation, application,final" (concordant to Regulation 45-106 – governmental approval)
In force on September 14, 2005

September 2, 2005

Regulation to amend Securities Regulation (pdf - 45 KB)This link will open in a new windowUpdated on October 3, 2017"Regulation, amend, Securities Regulation, application, final" (concordant to Regulation 45-106 - ministerial approval)
In force on September 14, 2005

 

Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017 (consolidated version)
In force from August 24, 2005 to September 13, 2005

August 26, 2005

Regulation to amend Securities Regulation (pdf - 47 KB)This link will open in a new windowUpdated on October 3, 2017"Regulation, amend, Securities Regulation, application, final" (concordant to Regulation 33-105)
In force on August 24, 2005 

July 15, 2005

Draft Regulation to amend Securities Regulation (pdf - 78 KB)This link will open in a new windowUpdated on October 3, 2017"Draft, Regulation, amend, Securities Regulation, Administrative monetary penalties" (Administrative monetary penalties)
End of consultation: July 29, 2005

July 8, 2005

Regulation to amend Securities Regulation (pdf - 80 KB)This link will open in a new windowUpdated on October 3, 2017"regulation,amend,securities regulation" (concordant to Regulation 45-106)

July 8, 2005

Draft Regulation to amend Securities Regulation (pdf - 83 KB)This link will open in a new windowUpdated on October 3, 2017"draft,regulation,amend,securities regulation" (Section 68 of the Securities Act)
End of consultation: August 8, 2005

June 17, 2005

Draft Regulation to amend Securities Regulation (pdf - 76 KB)This link will open in a new windowUpdated on October 3, 2017"Draft, Regulation, amend, Securities Regulation, concordant to Regulation 33-105" (concordant to Regulation 33-105)
End of consultation: July 18, 2005

 

Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2017 (consolidated version)
In force from June 1, 2005 to August 23, 2005

June 3, 2005

Regulation to amend Securities Regulation (pdf - 428 KB)This link will open in a new windowUpdated on October 3, 2017"Regulation, amend, Securities Regulation,concordant to Regulation 51-102, M.O. 2005-04" (concordant to Regulation 51-102)
In force on June 1, 2005

May 27, 2005

Draft Regulation to amend Securities Regulation (pdf - 24 KB)This link will open in a new windowUpdated on November 7, 2017"regulation,amend,securites,rvm,45-106" (concordant to Regulation 45-106 – governmental approval)
End of consultation: July 11, 2005

March 11, 2005

Draft Regulation to amend Securities Regulation (pdf - 70 KB)This link will open in a new windowUpdated on November 7, 2017"REGULATION, AMEND, SECURITIES REGULATION, DEFINE, CLOSED COMPANY, DETERMINE, FEES PAYABLE, REGULATORY PROSPECTUS, REGISTRATION EXEMPTIONS" (concordant to Regulation 45-106)
End of consultation: April 11, 2005

February 25, 2005

Draft Regulation to amend Securities Regulation (pdf - 70 KB)This link will open in a new windowUpdated on November 7, 2017Administrative monetary penalties (Administrative monetary penalties)
End of consultation: March 3, 2005

December 17, 2004

Order in Council 1132-2004: Regulation to amend Securities Regulation (pdf - 433 KB)This link will open in a new windowUpdated on November 7, 2017NRD (NRD)
In force on December 1, 2005

October 8, 2004

Draft Regulation to amend Securities Regulation (pdf - 75 KB)This link will open in a new windowUpdated on November 7, 2017NRD (NRD) End of consultation : November 22, 2004 

March 12, 2004

Draft Regulation to amend Securities Regulation (pdf - 133 KB)This link will open in a new windowUpdated on November 7, 2017Continuous Disclosure (concordant to Regulation 51-102)
End of consultation: April 14, 2004

 

Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on November 7, 2017
In force from June 27, 2003 to May 31, 2005

June 13, 2003

Regulation to amend Securities Regulation (pdf - 37 KB)This link will open in a new windowUpdated on November 7, 2017"regulation,amend,securities"
In force on June 27, 2003

June 11, 2003
(Gazette officielle)

Order in Council 630-2003 : Regulation to amend Securities Regulation (pdf - 41 KB)This link will open in a new windowUpdated on November 7, 2017"Regulation, amend, Securities Regulation"
In force on June 27, 2003

April 11, 2003

Draft Regulation to amend Securities Regulation (pdf - 44 KB)This link will open in a new windowUpdated on November 7, 2017"regulation,amend,securities regulation" (ministerial approval)
End of consultation: May 12, 2003 

April 9, 2003
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 17 KB)This link will open in a new windowUpdated on July 19, 2012Mise en pages#15-A (governmental approval)
End of consultation: May 24, 2003

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 9, 2017"securities,regulation,application" (consolidated version)
In force from March 1, 2003 to June 26, 2003

February 5, 2003
(Gazette officielle)  

Order in Council 52-2003: Regulation to amend Securities Regulation (pdf - 25 KB)This link will open in a new windowUpdated on January 31, 2003Mise en pages#6-A
In force on March 1, 2003

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 9, 2017"securities,regulation,application"(consolidated version)
In force from October 29, 2001 to February 28, 2003

October 24, 2001
(Gazette officielle)  

Order in Coundil 1247-2001: Regulation to amend Securities Regulation (pdf - 358 KB)This link will open in a new windowUpdated on March 22, 2013Mise en pages#43-F
In force on October 29, 2001

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 9, 2017securities, regulation, application (consolidated version)
In force from August 2, 2001 to October 28, 2001

July 18, 2001
(Gazette officielle)

Order in Coundil 871-2001: Regulation to amend Securities Regulation (pdf - 377 KB)This link will open in a new windowUpdated on July 13, 2001Table des mati res#29-A
In force on August 2, 2001

April 4, 2001
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 11 KB)This link will open in a new windowUpdated on July 19, 2012
End of consultation: May 18, 2001

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 9, 2017securities, regulation, application (consolidated version)
In force from July 1, 2000 to August 1, 2001

June 7, 2000
(Gazette officielle)

Order in Council 627-2000: Regulation to amend Securities Regulation (pdf - 20 KB)This link will open in a new windowUpdated on January 30, 2007Table des mati res #23-F
In force on July 1, 2000

March 29, 2000
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 16 KB)This link will open in a new windowUpdated on July 19, 2012
End of consultation: May 12, 2000

 

Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 9, 2017 (consolidated version)
In force from May 29, 1997 to June 30, 2000

May 14, 1997
(Gazette officielle)

Order in Council 566-97: Regulation to amend Securities Regulation (pdf - 26 KB)This link will open in a new windowUpdated on August 16, 2001
In force on May 29, 1997

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 9, 2017securities, regulation, application (consolidated version)
In force from January 1, 1997 to May 28, 1997

December 31, 1996
(Gazette officielle)

Order in Council 1548-96 : Regulation to amend Securities Regulation (pdf - 48 KB)This link will open in a new windowUpdated on May 31, 2017 
In force on January 1, 1997

 

Securities Regulation (pdf - 6 MB)This link will open in a new windowUpdated on August 9, 2017"securities,regulation,application" (consolidated version)
In force from February 8, 1996 to December 31, 1996

January 24, 1996
(Gazette officielle)

Order in Council 30-96 : Regulation to amend Securities Regulation (pdf - 32 KB)This link will open in a new windowUpdated on March 22, 2013
In force on February 9, 1996

August 16, 1995
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on August 7, 2012
End of consultation: September 29, 1995 

July 6, 1994
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 381 KB)This link will open in a new windowUpdated on August 8, 2012
End of consultation: August 19, 1994 

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 9, 2017"securities,regulation, application" (consolidated version)
In force from October 21, 1993 to February 7, 1996

October 6, 1993
(Gazette officielle)

Order in Council 1346-93: Regulation to amend Securities Regulation (pdf - 226 KB)This link will open in a new windowUpdated on April 2, 2008
In force on October 21, 1993

May 5, 1993
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 473 KB)This link will open in a new windowUpdated on August 8, 2012
End of consultation: June 18, 1993

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 9, 2017"securities, regulation, application" (consolidated version)
In force from March 25, 1993 to October 20, 1993

March 10, 1993
(Gazette officielle)

Order in Council 226-93 : Regulation to amend Securities Regulation (pdf - 2 MB)This link will open in a new windowUpdated on April 2, 2008
In force on March 25, 1993

 

Securities Regulation This link will open in a new window (consolidated version)
In force from September 1, 1992 to March 25, 1993

August 12, 1992
(Gazette officielle)

Order in Council 1145-92 : Regulation to amend the Regulation to amend Securities Regulation (O.C. 980-62) (pdf - 2 MB)This link will open in a new windowUpdated on March 28, 2011
In force on August 12, 1992

July 15, 1992
(Gazette officielle)

Order in Council 980-92: Regulation to amend Securities Regulation (pdf - 573 KB)This link will open in a new windowUpdated on March 28, 2011
In force on September 1, 1992

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 8, 2017"securities, regulation, application" (consolidated version)
In force from June 4, 1992 to August 11, 1992

May 20, 1992
(Gazette officielle)

Order in Council 680-92: Regulation to amend Securities Regulation (pdf - 317 KB)This link will open in a new windowUpdated on April 1st, 2008
In force on June 4, 1992

September 25, 1991
(Gazette officielle)

Draft Regulation to amend Securities Regulation (D. 380-92; D. 980-92 et D. 226-93) (pdf - 7 MB)This link will open in a new windowUpdated on November 7, 2017"draft,regulation,amending,securities"

 

Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 8, 2017securities, regulation, application (consolidated version)
In force from January 1, 1991 to June 3, 1992

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 8, 2017Securities, regulation, application (consolidated version)
In force from December 20, 1990 to December 31, 1990

December 5, 1990
(Gazette officielle)

Order in Council 1622-90: Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on March 22, 2013
In force on December 20, 1990

May 2, 1990
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 3 MB)This link will open in a new windowUpdated on August 8, 2012

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 8, 2017Securities, regulation, application (consolidated version)
In force from October 12, 1989 to December 19, 1990

September 27, 1989
(Gazette officielle)

Order in Council 1493-89: Regulation to amend Securities Regulation (pdf - 235 KB)This link will open in a new windowUpdated on March 22, 2013
In force on October 12, 1989

July 26, 1989
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 226 KB)This link will open in a new windowUpdated on August 8, 2012

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 8, 2017Securities, regulation, application (consolidated version)
In force from October 1, 1988 to October 11, 1989

 

Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 8, 2017securities, regulation, application (consolidated version)
In force from July 21, 1988 to September 30, 1988

July 6, 1988
(Gazette officielle)

Order in Council 977-88: Regulation to amend Securities Regulation (pdf - 6 MB)This link will open in a new windowUpdated on March 25, 2011
In force on July 21, 1988

 

Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 8, 2017Securities, regulation, application (consolidated version)
In force from June 9, 1988 to July 20, 1988

June 1, 1988
(Gazette officielle)

Order in Council 717-88: An Act respecting trust companies and saving companies (1987, c. 95) – Coming into force (Section 402) (pdf - 124 KB)This link will open in a new windowUpdated on March 17, 2016
In force on June 9, 1988

January 20, 1988
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 8, 2012

 

Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 8, 2017Securities, regulation, application (consolidated version)
In force from June 4, 1987 to June 8, 1988 

May 20, 1987
(Gazette officielle)

Order in Council 697-87: Regulation to amend Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on March 22, 2013
In force on June 4, 1987

November 26, 1986
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 8, 2012

 

Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 8, 2017"Securities, regulation, application" (consolidated version)
In force from December 30, 1985 to June 3, 1987

 

Securities Regulation (pdf - 5 MB)This link will open in a new windowUpdated on August 8, 2017Securities, regulation, application (consolidated version)
In force from August 1, 1985 to December 29, 1985

July 17, 1985
(Gazette officielle)

Order in Council 1263-85: Regulation to amend Securities Regulation (pdf - 9 MB)This link will open in a new windowUpdated on March 22, 2013
In force on August 1, 1985

March 27, 1985
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 9 MB)This link will open in a new windowUpdated on August 8, 2012

March 13, 1985
(Gazette officielle)

Erratum - Order in Council 660-83 : Securities Regulation (pdf - 303 KB)This link will open in a new windowUpdated on March 22, 2013
In force on April 6, 1983

 

Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 8, 2017Securities, regulation, application, law(consolidated version)
In force from August 29, 1984 to July 31, 1985

August 29, 1984
(Gazette officielle)

Order in Council 1758-84: Regulation to amend Securities Regulation (pdf - 305 KB)This link will open in a new windowUpdated on March 22, 2013
In force on August 29, 1984

May 30, 1984
(Gazette officielle)

Draft Regulation to amend Securities Regulation (pdf - 110 KB)This link will open in a new windowUpdated on August 8, 2012

 

Securities Regulation (pdf - 4 MB)This link will open in a new windowUpdated on August 8, 2017Securities Regulation (administrative version)
In force from April 6, 1983 to August 28, 1984

April 6, 1983
(Gazette officielle)

Order in Council 660-83 : Securities Regulation (pdf - 25 MB)This link will open in a new windowUpdated on March 22, 2013
In force on April 6, 1983

January 26, 1983
(Gazette officielle)

Proposed Securities Regulation (pdf - 25 MB)This link will open in a new windowUpdated on August 8, 2012