46-201 : Escrow for Initial Public Offerings Securities

National Policy 46-201 : Escrow for Initial Public Offerings (V-1.1, r. 22)

Notice relating to National Policy 46-201

CSA Notices

Notice of publication

History relating to National Policy 46-201

Date of publication in the bulletin Text
August 1, 2024 Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (PDF - 366 KB)This link will open in a new windowUpdated on June 1st, 2023 - Amendments and Changes to Certain Regulations and Policy statements related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
End of consultation : October 30, 2024
June 1, 2023 Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (PDF - 366 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 1, 2023
March 23, 2023 Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 112 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
May 20, 2021 Draft Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation: September 17, 2021
May 2, 2019 Draft Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 17 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
  National Policy 46-201, Escrow for Initial Public Offerings (pdf - 780 KB)This link will open in a new windowUpdated on November 16, 2015Initial public offering
In force from November 17, 2015 to June 8, 2023

November 5, 2015

Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 58 KB)This link will open in a new windowUpdated on November 4, 2015Recognition of Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange Inc.)
In force on November 17, 2015

September 3, 2015

Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 17 KB)This link will open in a new windowUpdated on September 3, 2015 (Recognition of Aequitas Neo Exchange Inc.)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc. (pdf - 49 KB)This link will open in a new windowUpdated on September 3, 2015

December 11, 2014

Draft Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 18 KB)This link will open in a new windowUpdated on December 10, 2014Recognition - Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange Inc.)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange Inc.

June 17, 2005

Draft Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 73 KB)This link will open in a new windowUpdated on August 6, 2012 (concordant to Regulation 11-101)
 

National Policy 46-201, Escrow for Initial Public Offerings (pdf - 618 KB)This link will open in a new windowUpdated on November 16, 2015Initial public offering
In force from June 27, 2003 to November 16, 2015

May 16, 2003

National Policy 46-201, Escrow for Initial Public Offerings (pdf - 551 KB)This link will open in a new windowUpdated on March 29, 2010
In force on June 27, 2003

May 16, 2003

Avis de publication : Instruction canadienne 46-201, Modalités d'entiercement applicables aux premiers appels publics à l'épargne (pdf - 270 KB)This link will open in a new windowUpdated on May 16, 2003 (Available in french only)

April 26, 2002

Draft Regulation 46-201 respecting Excrow for Initial Public Offerings (pdf - 329 KB)This link will open in a new windowUpdated on March 29, 2010

April 26, 2002

Avis de consultation : Règlement 46-201 sur les modalités d'entiercement applicables aux premiers appels publics à l'épargne (pdf - 208 KB)This link will open in a new windowUpdated on March 29, 2010 (Available in french only)

September 21, 2001

Draft National Policy 46-201, Escrow for Initial Public Offerings (pdf - 392 KB)This link will open in a new windowUpdated on March 29, 2010

September 21, 2001

Avis de consultation : Instruction canadienne 46-201, Modalités d'entiercement applicables aux premiers appels publics à l'épargne (pdf - 294 KB)This link will open in a new windowUpdated on March 29, 2010 (Available in french only)

May 8, 1998

Projet de régime canadien concernant les exigences en matière de blocage lors d'un premier appel public à l'épargne (pdf - 229 KB)This link will open in a new windowUpdated on October 23, 2008 (Available in french only)

May 8, 1998

Avis de consultation : Projet de régime canadien concernant les exigences en matière de blocage lors d'un premier appel public à l'épargne (pdf - 142 KB)This link will open in a new windowUpdated on October 23, 2008 (Available in french only)