National Policy 46-201 : Escrow for Initial Public Offerings (V-1.1, r. 22)

Notice relating to National Policy 46-201

CSA Notices

Notice of publication

History relating to National Policy 46-201

Date of publication in the bulletin Text
June 1, 2023 Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (PDF - 366 KB)This link will open in a new windowUpdated on 1st June 2023 (concordant to Regulation 13-103)
In force on June 1, 2023
March 23, 2023 Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 112 KB)This link will open in a new windowUpdated on 14 March 2023 (concordant to Regulation 13-103)
May 20, 2021 Draft Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 13 KB)This link will open in a new windowUpdated on 18 May 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation: September 17, 2021
May 2, 2019 Draft Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 17 KB)This link will open in a new windowUpdated on 1st May 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
  National Policy 46-201, Escrow for Initial Public Offerings (pdf - 780 KB)This link will open in a new windowUpdated on 16 November 2015Initial public offering
In force from November 17, 2015 to June 8, 2023

November 5, 2015

Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 58 KB)This link will open in a new windowUpdated on 4 November 2015Recognition of Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange Inc.)
In force on November 17, 2015

September 3, 2015

Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 17 KB)This link will open in a new windowUpdated on 3 September 2015 (Recognition of Aequitas Neo Exchange Inc.)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc. (pdf - 49 KB)This link will open in a new windowUpdated on 3 September 2015

December 11, 2014

Draft Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 18 KB)This link will open in a new windowUpdated on 10 December 2014Recognition - Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange Inc.)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on 10 December 2014Recognition of Aequitas Neo Exchange Inc.

June 17, 2005

Draft Regulation to amend National Policy 46-201, Escrow for Initial Public Offerings (pdf - 73 KB)This link will open in a new windowUpdated on 6 August 2012 (concordant to Regulation 11-101)
 

National Policy 46-201, Escrow for Initial Public Offerings (pdf - 618 KB)This link will open in a new windowUpdated on 16 November 2015Initial public offering
In force from June 27, 2003 to November 16, 2015

May 16, 2003

National Policy 46-201, Escrow for Initial Public Offerings (pdf - 551 KB)This link will open in a new windowUpdated on 29 March 2010
In force on June 27, 2003

May 16, 2003

Avis de publication : Instruction canadienne 46-201, Modalités d'entiercement applicables aux premiers appels publics à l'épargne (pdf - 270 KB)This link will open in a new windowUpdated on 16 May 2003 (Available in french only)

April 26, 2002

Draft Regulation 46-201 respecting Excrow for Initial Public Offerings (pdf - 329 KB)This link will open in a new windowUpdated on 29 March 2010

April 26, 2002

Avis de consultation : Règlement 46-201 sur les modalités d'entiercement applicables aux premiers appels publics à l'épargne (pdf - 208 KB)This link will open in a new windowUpdated on 29 March 2010 (Available in french only)

September 21, 2001

Draft National Policy 46-201, Escrow for Initial Public Offerings (pdf - 392 KB)This link will open in a new windowUpdated on 29 March 2010

September 21, 2001

Avis de consultation : Instruction canadienne 46-201, Modalités d'entiercement applicables aux premiers appels publics à l'épargne (pdf - 294 KB)This link will open in a new windowUpdated on 29 March 2010 (Available in french only)

May 8, 1998

Projet de régime canadien concernant les exigences en matière de blocage lors d'un premier appel public à l'épargne (pdf - 229 KB)This link will open in a new windowUpdated on 23 October 2008 (Available in french only)

May 8, 1998

Avis de consultation : Projet de régime canadien concernant les exigences en matière de blocage lors d'un premier appel public à l'épargne (pdf - 142 KB)This link will open in a new windowUpdated on 23 October 2008 (Available in french only)