Derivatives
Here, you will find the legislation, regulation, policy statements, notices, letters of agreement and MOUs relating to derivatives, as well as the fees payable to the AMF.
Regulations and notices
- CSA Staff Notice 11-312 (revised): National Numbering System (pdf - 70 KB)This link will open in a new windowUpdated on January 29, 2015National Numbering System
Published on January 29, 2015
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Derivatives Regulation
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Complaint processing and dispute resolution in the financial sector
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Tariffs for costs and fees payable in respect of derivatives
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91-102 - Prohibition of Binary Options
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91-506 - Derivatives Determination
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91-507 - Trade Repositories and Derivatives Data Reporting
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93-101 - Derivatives: Business Conduct
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93-102 - Derivatives: Registration
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94-101 - Mandatory Central Counterparty Clearing of Derivatives
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94-102 - Customer Clearing and Protection of Customer Collateral and Positions (I-14.01, r. 0.001)
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Policy Statements
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Notices
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Agreements
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Fees and costs payable to the AMF