Derivatives

Here, you will find the legislation, regulation, policy statements, notices, letters of agreement and MOUs relating to derivatives, as well as the fees payable to the AMF.

Derivatives Act This link will open in a new window

Regulations and notices

CSA Staff Notice 11-312 (revised): National Numbering System (pdf - 235 KB)This link will open in a new windowUpdated on December 12, 2024CSA Staff Notice 11-312 (Revised): National Numbering System
Updated on December 12, 2024

Derivatives Regulation
Complaint processing and dispute resolution in the financial sector
Tariffs for costs and fees payable in respect of derivatives
91-102 - Prohibition of Binary Options
91-506 - Derivatives Determination
91-507 - Trade Repositories and Derivatives Data Reporting
93-101 - Derivatives: Business Conduct
93-102 - Derivatives: Registration
94-101 - Mandatory Central Counterparty Clearing of Derivatives
94-102 - Customer Clearing and Protection of Customer Collateral and Positions (I-14.01, r. 0.001)
Policy Statements
Notices
Agreements
Fees and costs payable to the AMF