Go to menu Go to main content
Autorité des marchés financiers - Home - General Public
Français
  • Follow us on Facebook This link will open in a new window
  • Follow us on Twitter This link will open in a new window
  • Follow us on Linkedin This link will open in a new window
  • Follow us on Youtube This link will open in a new window
  • General public
  • Professionals Individuals and firms in the financial sector, Fintech , current section
    • Insurers
    • Representatives
    • Firms, independent representatives and partnerships
    • Deposit institutions and Trust companies
    • Securities and derivatives
    • Market structures
    • Regulations and obligations , current sub-section
  • Becoming a professional Exams, probationary period, right to practise, trainers
  • Other AMF mandates Credit assessment agents, Transparency Measures, VRSPs
  • Professionals
  • Regulations and obligations
  • Securities
  • Quebec Regulation and Policy Statement , current page

Quebec Regulation and Policy Statement Securities

Autorité des marchés financiers - Home - General Public
  • General public
    • Insurance
    • Investments
    • Personal finances
    • Fraud prevention
    • Calculators and tools
    • Assistance and Complaints
    • Compensation and Deposit protection
  • Professionals
    • Insurers
    • Representatives
    • Firms, independent representatives and partnerships
    • Deposit institutions and Trust companies
    • Securities and derivatives
    • Market structures
    • Regulations and obligations
  • Becoming a professional
    • Insurance of persons
    • Damage insurance
    • Claims adjustment
    • Mortgage brokerage
    • Financial planning
    • Securities
    • Trainers
  • Other AMF mandates
    • Credit assessment agents
    • VRSP – Voluntary Retirement Savings Plan
    • Transparency Measures - Mining, oil and gas
    • E-Services
  • About the AMF
  • Media Centre
  • Publications
  • Registers
  • Regulations and obligations
  • Public consultations
  • Fintech
  • Youth and Teacher Zone
Français
  • Follow us on Facebook This link will open in a new window
  • Follow us on Twitter This link will open in a new window
  • Follow us on Linkedin This link will open in a new window
  • Follow us on Youtube This link will open in a new window
  • Professionals
  • Regulations and obligations
  • Securities
  • Quebec Regulation and Policy Statement , current page

Quebec Regulation and Policy Statement Securities

  • Authorization of Foreign-Based Exchanges
  • Prospectus and Registration Exemptions - Real Estate
  • Development Capital Investment Fund
  • Distribution of syndicated mortgages
  • Complaint processing and dispute resolution in the financial sector
  • Securities Regulation
  • 14-501Q - Definitions
  • 41-601Q - Capital Pool Companies
  • Q-7 - Securities Rating Agencies
  • Q-9 - Dealers, Advisers and Representatives
  • Q-17 - Restricted Shares
  • Q-20 - Soft Dollars Deals
  • Q-22 - Disclosure document for commodity futures contracts and options traded
  • Q-26 - Restrictions on Trading
  • Notice of the Autorité des marchés financiers
  • Notice of Publication - Québec Regulation and Policy Statement

Share

  • Share the page by e-mail, This link will open in a new window
  • Share the page on Facebook, This link will open in a new window
  • Share the page on Twitter, This link will open in a new window
  • Share the page on LinkedIn, This link will open in a new window
  • About the AMF
  • Media Centre
  • Publications
  • Registers
  • Regulations and obligations
  • Public consultations
  • Fintech

Contact us

Québec City: 418-525-0337
Montréal: 514-395-0337
Toll-free: 1-877-525-0337

No need to wait on the phone!

One of our agents will be pleased to return your call.

Use the call back feature

Make an appointment

Request for information

Client services

You want to:

  • Lodge a complaint
  • Report fraud
  • Report suspicious activity
  • File a claim
  • Make a comment

Assistance, Complaints and Compensation

  • Careers at the AMF
  • Subscribe to E-mail Info
  • Use our Financial Glossary
  • Useful links
  • Financial Education Experts
  • AMF Strategic Financial Education, Outreach and Research Partnerships Program
© 2023, Autorité des marchés financiers. All rights reserved
  • Access to Information
  • Sitemap
  • Accessibility
  • Privacy Policy
  • Terms of use
  • Who can consult this page

This site uses cookies to improve our services and your website experience. You can disable them at any time. Please note that, as a public body, the AMF is subject to the Act respecting Access to documents held by public bodies and the Protection of personal information. See our Privacy policy.