23-101 -Trading Rules Securities

Regulation 23-101 respecting Trading Rules (V-1.1, r. 6)  

Notice relating to Regulation 23-101

Notice of the Autorité des marchés financiers

CSA Notice

Notice of publication

History relating to Regulation 23-101

Date of publication in the Bulletin Text
April 6, 2017 Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 84 KB)This link will open in a new windowUpdated on April 6, 2017"Regulation, amend, 23-101, trading rules"
In force on April 4, 2017
April 6, 2017 Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 21 KB)This link will open in a new windowUpdated on April 6, 2017"amendment, Policy Statement, Regulation, 23-101, Trading Rules"
In force on April 4, 2017
January 26, 2017 Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 25 KB)This link will open in a new windowUpdated on January 26, 2017Trading Fee
January 26, 2017  Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 17 KB)This link will open in a new windowUpdated on January 26, 2017Trading Fee
January 26, 2017 Notice of publication: Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 77 KB)This link will open in a new windowUpdated on January 26, 2017Trading Fee - Trading Fee
  Regulation 23-101 respecting Trading Rules (pdf - 376 KB)This link will open in a new windowUpdated on April 10, 2017regulation,23-101,trading,rules (official version)
In force from October 1, 2016 to April 9, 2017
  Regulation 23-101 respecting Trading Rules (pdf - 374 KB)This link will open in a new windowUpdated on September 27, 2016regulation,23-101,trading,rules (official version)
In force from July 6, 2016 to September 30, 2016  
  Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 293 KB)This link will open in a new windowUpdated on April 10, 2017"Policy Statement, Regulation, 23-101, Trading Rules" (consolidated version)
In force from July 6, 2016 to April 9, 2017

June 30, 2016

Regulation to amend Regulation 23-101 respecting Trading Rules (PDF - 78 KB)This link will open in a new windowUpdated on June 22, 2016
In force on July 6, 2016

June 30, 2016

Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 110 KB)This link will open in a new windowUpdated on June 30, 2016"Policy, Statement, Regulation, 23-101, Trading, Rules"
In force on July 6, 2016

April 7, 2016

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 23 KB)This link will open in a new windowUpdated on April 7, 2016Order protection rule - Order protection rule

April 7, 2016  

Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 158 KB)This link will open in a new windowUpdated on April 7, 2016Order protection rule - Order protection rule

April 7, 2016

CSA Notice of Publication: Regulation to amend Regulation 23-101 respecting Trading Rules and Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 258 KB)This link will open in a new windowUpdated on April 7, 2016Order protection rule- Order protection rule

April 7, 2016

Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 21 KB)This link will open in a new windowUpdated on April 7, 2016Trading Fees - Trading Fees
End of consultation: July 6, 2016

April 7, 2016

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 69 KB)This link will open in a new windowUpdated on April 7, 2016trading fees - Trading Fees
 

Regulation 23-101 respecting Trading Rules (pdf - 318 KB)This link will open in a new windowUpdated on July 5, 2016 (consolidated official version)
In force from October 1, 2015 to July 5, 2016
 

Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 252 KB)This link will open in a new windowUpdated on July 5, 2016 (consolidated version)
In force from October 1, 2015 to July 5, 2016

September 24, 2015

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 99 KB)This link will open in a new windowUpdated on September 24, 2015"Regulation,amend,23-101,trading rules"
In force on October 1, 2015

September 24, 2015

Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 48 KB)This link will open in a new windowUpdated on September 24, 2015"Amendments,Policy Statement,Regulation,23-101,Trading Rules"
In force on October 1, 2015

June 25, 2015

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 26 KB)This link will open in a new windowUpdated on June 23, 2015 

June 25, 2015

Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 44 KB)This link will open in a new windowUpdated on June 23, 2015"policy statement,Regulation,23-101,Trading Rules"

June 25, 2015

CSA Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respeting Trading Rules (pdf - 142 KB)This link will open in a new windowUpdated on June 25, 2015"CSA Notice of Publication,Regulation,amend ,21-101,Marketplace Operation,23-101, Trading Rules"

June 18, 2015

Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 18 KB)This link will open in a new windowUpdated on June 12, 2015Order Protection Rule - Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
End of consultation : August 17, 2015

June 18, 2015

CSA Notice and Request for Comment: Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays (pdf - 89 KB)This link will open in a new windowUpdated on September 28, 2020Order Protection Rule

May 15, 2014

Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 33 KB)This link will open in a new windowUpdated on May 20, 2014Order Protection Rules
End of consultation: September 19, 2014

May 15, 2014

Draft Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 136 KB)This link will open in a new windowUpdated on May 20, 2014Order Protection Rules (blacklined version)
End of consultation: September 19, 2014 

May 15, 2014

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 942 KB)This link will open in a new windowUpdated on May 20, 2014Order protection rules - Order protection rules 

April 24, 2014

Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 26 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules
End of consultation: July 24, 2014

April 24, 2014

Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 96 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules
End of consultation: July 24, 2014

April 24, 2014

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 152 KB)This link will open in a new windowUpdated on April 24, 2014Marketplace Operatio and Trading Rules
 

Regulation 23-101 respecting Trading Rules (pdf - 289 KB)This link will open in a new windowUpdated on October 1st, 2015Trading rules (consolidated version)
In force from July 1, 2012 to September 30, 2015
  Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 247 KB)This link will open in a new windowUpdated on October 1st, 2015policy,statement,regulation,23-101,trading,rules (consolidated version)
In force from July 1, 2012 to September 30, 2015

June 28, 2012

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 6 MB)This link will open in a new windowUpdated on July 1st, 2012
In force on July 1, 2012

June 28, 2012

Amendment to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 17 KB)This link will open in a new windowUpdated on July 1st, 2012
In force on July 1, 2012

March 23, 2012

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 8 MB)This link will open in a new windowUpdated on March 26, 2012

March 23, 2012

Amendment to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 8 MB)This link will open in a new windowUpdated on March 26, 2012

March 23, 2012  

Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 8 MB)This link will open in a new windowUpdated on March 23, 2012

March 18, 2011

Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 7 MB)This link will open in a new windowUpdated on April 28, 2011

March 18, 2011

Draft Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 7 MB)This link will open in a new windowUpdated on April 28, 2011 (blacklined version)

March 18, 2011

Notice and Request for Comment: Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 7 MB)This link will open in a new windowUpdated on April 28, 2011
 

Regulation 23-101 respecting Trading Rules (pdf - 272 KB)This link will open in a new windowUpdated on July 1st, 2012 (administrative consolidated version)
In force from January 28, 2010 to June 30, 2012
 

Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 597 KB)This link will open in a new windowUpdated on July 1st, 2012 (administrative consolidated version)
In force from January 28, 2010 to June 30, 2012

January 29, 2010

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on February 1st, 2010
In force on January 28, 2010

January 29, 2010

Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on February 1st, 2010
In force on January 28, 2010

December 18, 2009

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 11 MB)This link will open in a new windowUpdated on December 21, 2009 (Technical corrections)

December 18, 2009

Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 11 MB)This link will open in a new windowUpdated on December 21, 2009 (Technical corrections) 

December 18, 2009

Notice: Technical Corrections to Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 11 MB)This link will open in a new windowUpdated on December 18, 2009 

November 13, 2009

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 4 MB)This link will open in a new windowUpdated on November 17, 2009 

November 13, 2009

Amendment to Policy Statement to Regulation 23-101 respecting Trading Rules  (pdf - 4 MB)This link will open in a new windowUpdated on November 17, 2009

November 13, 2009  

Notice of publication: Regulation to amend Regulation 23-101 respecting Trading Rules and Amendment to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 5 MB)This link will open in a new windowUpdated on November 13, 2009 

October 17, 2008

Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on April 30, 2009

October 17, 2008

Draft Amendment to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on April 30, 2009

October 17, 2008

Request for comment: Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on April 30, 2009
 

Regulation 23-101 respecting Trading Rules (pdf - 438 KB)This link will open in a new windowUpdated on April 30, 2009(administrative consolidated version)
In force from September 12, 2008 to January 27, 2010
 

Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 257 KB)This link will open in a new windowUpdated on April 30, 2009 (administrative consolidated version)
In force from September 12, 2008 to January 27, 2010

September 5, 2008

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on April 30, 2009
In force on September 12, 2008

September 5, 2008

Amendment to Companion Policy 23-101, Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on April 30, 2009
In force on September 12, 2008

June 20, 2008

Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on April 30, 2009

June 20, 2008

Amendment to Companion Policy 23-101, Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on April 30, 2009

June 20, 2008

Notice of publication: Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on June 20, 2008 

April 20, 2007

Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 4 MB)This link will open in a new windowUpdated on April 30, 2009 

April 20, 2007

Draft Amendment to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 4 MB)This link will open in a new windowUpdated on April 30, 2009 

April 20, 2007

Joint Canadian Securities Administrators / Market Regulation Services Inc. - Notice on trade through protection, best execution and access to marketplaces - Draft Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 4 MB)This link will open in a new windowUpdated on April 30, 2009
 

Regulation 23-101 respecting Trading Rules (pdf - 837 KB)This link will open in a new windowUpdated on April 30, 2009 (administrative consolidated version)
In force from March 21, 2007 to September 11, 2008
 

Companion Policy 23-101, Trading Rules (pdf - 837 KB)This link will open in a new windowUpdated on April 30, 2009 (administrative consolidated version)
In force from March 21, 2007 to September 11, 2008

March 23, 2007

Regulation to amend National Instrument 23-101, Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on April 30, 2009
In force on March 21, 2007

March 23, 2007

Companion Policy 23-101, Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on April 30, 2009
In force on March 21, 2007

December 15, 2006

Regulation to amend National Instrument 23-101, Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on April 30, 2009

December 15, 2006

Amendment to Companion Policy 23-101, Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on April 30, 2009

December 15, 2006

Notice of publication: Amendment to National Instrument 23-101, Trading Rules and Companion Policy 23-101, Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on December 15, 2006

July 14, 2006

Draft Regulation to amend National Instrument 23-101, Trading Rules (pdf - 271 KB)This link will open in a new windowUpdated on April 30, 2009

July 14, 2006

Draft Amendment to Companion Policy 23-101, Trading Rules (pdf - 274 KB)This link will open in a new windowUpdated on April 30, 2009

July 14, 2006

Request for comment: Amendments to National Instrument 23-101, Trading Rules and Companion Policy 23-101, Trading Rules (pdf - 725 KB)This link will open in a new windowUpdated on April 30, 2009

June 18, 2004

Draft Regulation to amend National Instrument 23-101, Trading Rules (pdf - 284 KB)This link will open in a new windowUpdated on April 30, 2009

June 18, 2004

Draft Amendment to Companion Policy 23-101, Trading Rules (pdf - 269 KB)This link will open in a new windowUpdated on April 30, 2009

June 18, 2004

Avis de consultation : Règlement modifiant la Norme canadienne 23-101, Les règles de négociation et Modification à l'Instruction complémentaire 23-101, Les règles de négociation (pdf - 845 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)

July 11, 2003

Règlement modifiant la version anglaise du Règlement 23-101 sur les règles de négociation (pdf - 382 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)

July 11, 2003

Modifications de la version anglaise de l'Instruction générale relative au Règlement 23-101 sur les règles de négociation (pdf - 272 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)

July 11, 2003

Avis de consultation : Règlement modifiant la Norme canadienne 23-101, Les règles de négociation et modification de l'Instruction complémentaire 23-101, Les règles de négociation (pdf - 672 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only) 

August 31, 2001

National Instrument 23-101, Trading Rules (pdf - 218 KB)This link will open in a new windowUpdated on April 30, 2009
In force on December 1, 2001

August 31, 2001

Companion Policy 23-101, Trading Rules (pdf - 212 KB)This link will open in a new windowUpdated on April 30, 2009
In force on December 1, 2001

August 31, 2001

Notice of publication : National Instrument 21-101, Marketplace Operation and National Instrument 23-101, Trading Rules (pdf - 61 KB)This link will open in a new windowUpdated on August 31, 2001

August 4, 2000

Projet de Norme canadienne 23-101, Les règles de négociation (pdf - 304 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)

August 4, 2000

Projet d'Instruction complémentaire 23-101, Les règles de négociation (pdf - 293 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)

August 4, 2000

Avis de consultation : Norme canadienne 23-101, Les règles de négociation et de l'Instruction complémentaire 23-101 (pdf - 566 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)

August 27, 1999

Projet de Norme canadienne 23-101, Les règles de négociation (pdf - 227 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)

August 27, 1999

Projet d'Instruction complémentaire 23-101, Les règles de négociation (pdf - 222 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)

August 27, 1999

Avis de consultation : Norme canadienne 23-101, Les règles de négociation et de l'Instruction complémentaire 23-101 (pdf - 423 KB)This link will open in a new windowUpdated on April 30, 2009 (Available in french only)