51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets Securities

Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (V-1.1, r. 24.1)

Notice relating to Regulation 51-105

CSA Notice

Notice of publication

History relating to Regulation 51-105

Date of publication in the Bulletin Text
June 1, 2023 Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (PDF - 356 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
June 1, 2023 Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 134 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
March 23, 2023 Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 106 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
March 23, 2023 Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 133 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
  Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 206 KB)This link will open in a new windowUpdated on August 13, 2021Issuers Quoted in the U.S. Over-the-Counter Markets
In force from August 25, 2021 to June 8, 2023
August 5, 2021 Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 18 KB)This link will open in a new windowUpdated on August 5, 2021Amendments to Policy Statement to Regulation 51-105 concordant to Regulation 52-112. (concordant to Regulation 52-112)
In force on August 25, 2021
May 27, 2021 Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 14 KB)This link will open in a new windowUpdated on May 26, 2021 (concordant to Regulation 52-112)
May 20, 2021 Draft Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 18 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation : Septembre 17, 2021
February 13, 2020 Draft Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 15 KB)This link will open in a new windowUpdated on February 13, 2020 (concordant to Regulation 52-112)
End of consultation : May 13, 2020 (postponed until June 29, 2020)  
May 2, 2019 Draft Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 14 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement (concordant to Regulation 13-103)
End of consultation : July 31, 2019
May 2, 2019 Draft Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 18 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement (concordant to Regulation 13-103)
End of consultation : July 31, 2019
September 6, 2018 Draft Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 14 KB)This link will open in a new windowUpdated on September 6, 2018"draft, amendments,Policy Statement, regulation, 51-105, Issuers Quoted in the U.S, Over-the-Counter Markets, concordant, 52-112" (concordant to Regulation 52-112)
End of consultation : December 5, 2018
  Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 743 KB)This link will open in a new windowUpdated on November 16, 2015Issuers Quoted in the U.S. Over-the-Counter Markets (consolidated version)
In force from November 17, 2015 to June 8, 2023

November 5, 2015

Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 58 KB)This link will open in a new windowUpdated on November 4, 2015Recognition of Aequitas Neo Exchange (Recognition of Aequitas Neo Exchange Inc.)
In force on November 17, 2015

September 3, 2015

Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 14 KB)This link will open in a new windowUpdated on September 3, 2015 (Recognition of Aequitas Neo Exchange Inc.)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc (pdf - 49 KB)This link will open in a new windowUpdated on September 3, 2015

December 11, 2014

Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 14 KB)This link will open in a new windowUpdated on December 10, 2014Recognition, Neo Bourse Aequitas (Recognition of Aequitas Neo Exchange Inc.)

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange Inc.

September 13, 2012

Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 9 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)
 

Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 651 KB)This link will open in a new windowUpdated on November 16, 2015Issuers Quoted in the U.S. Over-the-Counter Markets (consolidated version)
In force from September 30, 2012 to November 16, 2015
 

Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 647 KB)This link will open in a new windowUpdated on October 1st, 2012Regulation (consolidated version)
In force from July 31, 2012 to September 29, 2012
  Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 70 KB)This link will open in a new windowUpdated on October 19, 2021Consolidated version of Policy Statement to Regulation 51-105 in force from July 31, 2012 to August 24, 2021.
In force from July 31, 2012 to August 24, 2021

July 26, 2012

Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012
In force on July 31, 2012

July 26, 2012

Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012
In force on July 31, 2012

May 10, 2012

Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 246 KB)This link will open in a new windowUpdated on May 10, 2012Information continue

May 10, 2012

Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 50 KB)This link will open in a new windowUpdated on May 10, 2012POLICY STATEMENT TO REGULATION 51-105 RESPECTING ISSUERS QUOTED IN THE U.S. OVER-THE-COUNTER MARKETS

May 10, 2012

Notice of publication : Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 211 KB)This link will open in a new windowUpdated on May 10, 2012Avis de publication

June 10, 2011

Draft Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 5 MB)This link will open in a new windowUpdated on October 4, 2011
End of consultation : September 9, 2011

June 10, 2011

Draft Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 5 MB)This link will open in a new windowUpdated on October 4, 2011
End of consultation : September 9, 2011

June 10, 2011

Notice an Request for Comment: Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 5 MB)This link will open in a new windowUpdated on October 4, 2011