Go to menu Go to main content
Autorité des marchés financiers - Home - General Public
Français
  • Follow us on Linkedin This link will open in a new window
  • Facebook This link will open in a new window
  • Follow us on Instagram This link will open in a new window
  • Follow us on X This link will open in a new window
  • Follow us on Youtube This link will open in a new window
  • General public
  • Professionals Individuals and firms in the financial sector, Fintech , current section
    • Insurers
    • Representatives
    • Firms, independent representatives and partnerships
    • Deposit institutions and Trust companies
    • Securities and derivatives
    • Market structures
    • Regulations and obligations , current sub-section
  • Becoming a professional Exams, probationary period, right to practise, trainers
  • Other AMF mandates Credit assessment agents, Transparency Measures, VRSPs
  • Professionals
  • Regulations and obligations
  • Securities
  • 3 - Registration and Related Matters [31-101 à 35-101] , current page

3 - Registration and Related Matters [31-101 à 35-101] Securities

Autorité des marchés financiers - Home - General Public
  • General public
    • Insurance
    • Investments
    • Personal finances
    • Fraud prevention
    • Calculators and tools
    • Assistance and Complaints
    • Compensation and Deposit protection
  • Professionals
    • Insurers
    • Representatives
    • Firms, independent representatives and partnerships
    • Deposit institutions and Trust companies
    • Securities and derivatives
    • Market structures
    • Regulations and obligations
  • Becoming a professional
    • Insurance of persons
    • Damage insurance
    • Claims adjustment
    • Mortgage brokerage
    • Financial planning
    • Securities
    • Trainers
  • Other AMF mandates
    • Credit assessment agents
    • VRSP – Voluntary Retirement Savings Plan
    • Transparency Measures - Mining, oil and gas
    • E-Services
  • About the AMF
  • Media Centre
  • Publications
  • Registers
  • Regulations and obligations
  • Public consultations
  • Enforcement
  • Youth and Teacher Zone
Français
  • Follow us on Linkedin This link will open in a new window
  • Facebook This link will open in a new window
  • Follow us on Instagram This link will open in a new window
  • Follow us on X This link will open in a new window
  • Follow us on Youtube This link will open in a new window
  • Professionals
  • Regulations and obligations
  • Securities
  • 3 - Registration and Related Matters [31-101 à 35-101] , current page

3 - Registration and Related Matters [31-101 à 35-101] Securities

  • 31-101 - National Registration System
  • 31-102 - National Registration Database
  • 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • 31-201 - National Registration System
  • 32-102 - Registration Exemptions for Non-Resident Investment Fund Managers
  • 33-102 - Regulation of certain registrant activities
  • 33-105 - Underwriting Conflicts
  • 33-109 - Registration Information
  • 35-101 - Conditional Exemption from registration for United States broker-dealers and agents
  • CSA Notices
  • Notice of publication - Regulation and Policy Statement of the CSA

Share

  • Share the page by e-mail, This link will open in a new window
  • Share the page on LinkedIn, This link will open in a new window
  • Share the page on Facebook, This link will open in a new window
  • Share the page on X, This link will open in a new window
  • About the AMF
  • Media Centre
  • Publications
  • Registers
  • Regulations and obligations
  • Public consultations
  • Enforcement

Contact us

Québec City: 418 525-0337
Montréal: 514 395-0337
Toll-free: 1 877 525-0337

No need to wait on the phone!

One of our agents will be pleased to return your call.

Use the call back feature

Make an appointment by phone

Request for information

Client services

You want to:

  • Make a complaint
  • Report fraud or a suspicious situation
  • Make a comment
  • File a claim

Assistance and Complaints

Compensation claim

  • Careers at the AMF
  • Subscribe to E-mail Info
  • Use our Financial Glossary
  • Useful links
  • Financial Education Experts
  • AMF Strategic Financial Education, Outreach and Research Partnerships Program
© 2026, Autorité des marchés financiers. All rights reserved
  • Access to Information
  • Sitemap
  • Accessibility
  • Privacy Policy
  • Cookies
  • Terms of use
  • Who can consult this page