April 14, 2022

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 237 KB)This link will open in a new windowUpdated on April 14, 2022FInal publication of Regulation to amend Regulation 81-105. (Prohibition of Deferred Sales Charges for Investment Funds)
In force on June 1, 2022

April 14, 2022

Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 11 KB)This link will open in a new windowUpdated on April 14, 2022Final publication of the Amendmenets to Companion Policy 81-105: Mutual Fund Sales Practices. (Prohibition of Deferred Sales Charges for Investment Funds)
In force on June 1, 2022

January 20, 2022

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices - Amendments regarding the Prohibition of Deferred Sales (pdf - 9 KB)This link will open in a new windowUpdated on January 20, 2022CSA final version of Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices. (Prohibition of Deferred Sales Charges for Investment Funds)

January 20, 2022

Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 10 KB)This link will open in a new windowUpdated on January 20, 2022CSA final version of the Amendments to Companion Policy 81-105: Mutual Fund Sales Practices. (Prohibition of Deferred Sales Charges for Investment Funds)

January 20, 2022

Multilateral CSA Notice: Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and Related Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds (pdf - 78 KB)This link will open in a new windowUpdated on January 20, 2022CSA Notice of Publication of Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices.

October 21, 2021

Draft Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 9 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds. - Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds
End of consultation : November 20, 2021

October 21, 2021

Draft Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 10 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds - Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds
End of consultation : November 20, 2021

October 21, 2021

Regulatory and Consultation Notice: Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations (pdf - 31 KB)This link will open in a new windowUpdated on October 21, 2021Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds. – Amendments regarding the Prohibition of Deferred Sales Charges for Investment Funds

Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 306 KB)This link will open in a new windowUpdated on December 30, 2020Mutual fund sales practices (consolidated version)
In force from December 31, 2020 to May 31, 2022

December 30, 2020

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 377 KB)This link will open in a new windowUpdated on December 30, 2020Amendments relating to Trailing Commission - Prohibition of Mutual Fund Trailing Commissions
In force on December 31, 2020 (section 1) and on June 1, 2022 (sections 2 and 3)

December 30, 2020

Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 24 KB)This link will open in a new windowUpdated on December 30, 2020Amendements retating to trailing commissions. - Prohibition of Mutual Fund Trailing Commissions
In force on June 1, 2022

September 17, 2020

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 24 KB)This link will open in a new windowUpdated on September 16, 2020Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required - Prohibition of Mutual Fund Trailing Commissions

September 17, 2020

Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 19 KB)This link will open in a new windowUpdated on September 16, 2020Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required - Prohibition of Mutual Fund Trailing Commissions

September 17, 2020

CSA Notice of publication: Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required (pdf - 223 KB)This link will open in a new windowUpdated on September 16, 2020Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required

May 7, 2020

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 351 KB)This link will open in a new windowUpdated on May 14, 2020Amendments to Regulation 81-105 relating to Deferred Sales Charges
In force on June 1, 2022

May 7, 2020

Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 24 KB)This link will open in a new windowUpdated on May 14, 2020Amendments to Companion Policy 81-105 relating to Deferred Sales Charges
In force on June 1, 2022

February 20, 2020

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 25 KB)This link will open in a new windowUpdated on February 20, 2020Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds 

February 20, 2020

Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 15 KB)This link will open in a new windowUpdated on February 20, 2020Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds

February 20, 2020

CSA Multilateral Notice of Publication: Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds (pdf - 251 KB)This link will open in a new windowUpdated on February 20, 2020Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds

September 13, 2018

Draft Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 26 KB)This link will open in a new windowUpdated on September 12, 2018embedded commissions - Embedded Commissions
End of consultation: December 13, 2018

September 13, 2018

Draft Amendments to Companion Policy 81-105: Mutual Fund Sales Practices (pdf - 22 KB)This link will open in a new windowUpdated on September 12, 2018embedded commissions - Embedded Commissions
End of consultation: December 13, 2018

September 13, 2018

CSA Notice of consultation: Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations (pdf - 240 KB)This link will open in a new windowUpdated on September 12, 2018embedded commissions - Embedded Commissions

Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 330 KB)This link will open in a new windowUpdated on September 3, 2020Mutual fund sales practices (consolidated version)
In force from September 28, 2009 to December 30, 2020

Companion Policy 81-105, Mutual Fund Sales Practices (pdf - 327 KB)This link will open in a new windowUpdated on September 3, 2020Companion policy 81-105 to national instrument 81-105 mutual fund sales practices (administrative version)
In force from September 28, 2009 to May 31, 2022

September 25, 2009

Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 6 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 31-103)
In force on September 28, 2009

September 25, 2009

Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 6 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 31-103)
In force on September 28, 2009

July 17, 2009

Draft Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 6 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 31-103 )

July 17, 2009

Draft Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 6 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 31-103)

Regulation 81-105 respecting Mutual Fund Sales Practices (pdf - 223 KB)This link will open in a new windowUpdated on February 27, 2009 (consolidated version)
In force from September 19, 2005 to September 27, 2009

August 26, 2005

Regulation to amend National Instrument 81-105, Mutual Fund Sales Practices (pdf - 218 KB)This link will open in a new windowUpdated on November 19, 2008 (concordant to Regulation 11-101)
In force on September 19, 2005

June 17, 2005

Draft Regulation to amend National Instrument 81-105, Mutual Fund Sales Practices (pdf - 218 KB)This link will open in a new windowUpdated on November 19, 2008 (concordant to Regulation 11-101)

National Instrument 81-105, Mutual Fund Sales Practices (pdf - 248 KB)This link will open in a new windowUpdated on February 27, 2009 (administrative version)
In force from May 22, 2001 to September 18, 2005

Companion Policy 81-105, Mutual Fund Sales Practices (pdf - 293 KB)This link will open in a new windowUpdated on May 8, 2012 (administrative version)
In force from May 22, 2001 to September 27, 2009

June 1, 2001

Modification à la Norme canadienne 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 15 KB)This link will open in a new windowUpdated on November 19, 2008 (Available in french only)
In force on May 22, 2001

June 1, 2001

National Instrument 81-105, Mutual Fund Sales Practices (pdf - 47 KB)This link will open in a new windowUpdated on May 28, 2001
In force on May 22, 2001

June 1, 2001

Companion Policy 81-105, Mutual Fund Sales Practices (pdf - 80 KB)This link will open in a new windowUpdated on May 28, 2001
In force on May 22, 2001

National Instrument 81-105, Mutual Fund Sales Practices (pdf - 278 KB)This link will open in a new windowUpdated on May 8, 2012
In force from May 1, 1998 to May 21, 2001

Companion Policy 81-105, Mutual Fund Sales Practices (pdf - 292 KB)This link will open in a new windowUpdated on May 8, 2012
In force from May 1, 1998 to May 21, 2001

February 6, 1998

Norme canadienne 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 122 KB)This link will open in a new windowUpdated on November 20, 2008 (Available in french only)
In force on May 1, 1998

February 6, 1998

Instruction complémentaire 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 174 KB)This link will open in a new windowUpdated on November 20, 2008 (Available in french only)
In force on May 1, 1998

February 6, 1998

Avis de publication : Norme canadienne 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 213 KB)This link will open in a new windowUpdated on November 20, 2008 (Available in french only)

August 22, 1997

Projet de Norme canadienne 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 6 MB)This link will open in a new window (Available in french only)

August 22, 1997

Projet d'Instruction complémentaire 81-105, Les pratiques commerciales des organismes de placement collectif (pdf - 4 MB)This link will open in a new window (Available in french only)