Directives Distribution of financial products and services
- Implementation Directive of the Autorité des marchés financiers pertaining to the Definition and exclusive activities of claims adjusters (pdf - 58 KB)
This link will open in a new windowUpdated on November 21, 2012Claims Adjusters (May 29, 2009) - Section 32 of the Act respecting the distribution of financial products and services (pdf - 581 KB)This link will open in a new windowUpdated on November 20, 2012Section 32 of the Act respecting the distribution of financial products and services (May 2003)
- Directive concerning commission sharing, in reference to sections 100 and 101 of the Act respecting the distribution of financial products and services (pdf - 124 KB)This link will open in a new windowUpdated on November 20, 2012Sections 100 and 101 (February 5, 2001)
- Directive concerning the obligations of disclosure of distributors pursuant to sections 431 to 433 of the Act respecting the distribution of financial products and services (pdf - 78 KB)This link will open in a new windowUpdated on November 20, 2012Directive, obligations of disclosure, distributors, sections 431 to 433, Act respecting the distribution of financial products and services, ldpsf (April 9, 2001)
- Directive on section 33 of the Act respecting the distribution of financial products and services concerning the use of separate forms (pdf - 56 KB)This link will open in a new windowUpdated on November 20, 2012Section 33 (May 30, 2001)
- Directive respecting the application of section 441 (pdf - 94 KB)This link will open in a new windowUpdated on November 20, 2012Section 141 - An Act respecting the distribution of financial products and services (February 2000)
- Directive concerning the marketing of the registers of the Bureau (pdf - 110 KB)This link will open in a new windowUpdated on November 20, 2012marketing of the registers of the Bureau (May 2000)
- Directive concerning contracting-out and network agreements (pdf - 50 KB)This link will open in a new windowUpdated on November 20, 2012contracting-out and network agreements (June/July 2000)
- Limited powers of Attorney and Letters of Authorization used by group savings brokerage firms within the Scope of transactions concerning Mutual Fund Securities (pdf - 64 KB)This link will open in a new windowUpdated on November 20, 2012Limited Powers of Attorney
(June/July 2000) - Directive concerning the complaints register (pdf - 58 KB)This link will open in a new windowUpdated on November 21, 2012complaints register (December 5, 2001)
- Directive concerning employees in group insurance firms (pdf - 97 KB)This link will open in a new windowUpdated on November 20, 2012employees in group insurance (Feburary 2000)
- Directive concerning the certification and the obligation to make a choice as to the way to carry on business (pdf - 94 KB)This link will open in a new windowUpdated on November 21, 2012Certification and obligation (February 2000)
- Directive on the verification by third parties of the ways of carrying on business (pdf - 32 KB)This link will open in a new windowUpdated on November 21, 2012Verification by third parties (June/July 2000)