45-102 - Resale of Securities Securities

Regulation 45-102 respecting Resale of Securities (V-1.1, r. 20)

Notice relating to Regulation 45-102

CSA Notice

AMF Notice

Notice of publication

History relating to Regulation 45-102

Date of publication in the bulletin Text
June 1, 2023 Regulation to amend Regulation 45-102 respecting Resale of Securities (PDF - 332 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
June 1, 2023 Amendment to Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 135 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
March 23, 2023 Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 80 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
March 23, 2023 Amendment to Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 80 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
  Regulation 45-102 respecting Resale of Securities (pdf - 722 KB)This link will open in a new window (official consolidated version)
In force from November 23, 2022 to June 8, 2023
November 23, 2022 Regulation to amend Regulation 45-102 respecting Resale of Securities (PDF - 382 KB)This link will open in a new windowUpdated on November 24, 2022Amendments to introduce the Listed Issuer Financing Exemption. (concordant to Regulation 45-106 - Amendments to introduce the Listed Issuer Financing Exemption)
In force on November 23, 2022
September 8, 2022 Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 40 KB)This link will open in a new windowUpdated on September 7, 2022Amendments to introduce the Listed Issuer Financing Exemption (concordant to Regulation 45-106 - Amendments to introduce the Listed Issuer Financing Exemption)
  Regulation 45-102 respecting Resale of Securities (pdf - 718 KB)This link will open in a new windowUpdated on September 21, 2021Official consolidated version of Regulation 45-102 in force since september 21, 2021 (official consolidated version)
In force from September 21, 2021 to November 22, 2022
September 16, 2021 Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 189 KB)This link will open in a new windowUpdated on September 16, 2021Final Regulation to amend Regulation 45-102 as published in Gazette officielle. (concordant to Regulation 45-110)
In force on September 21, 2021
July 29, 2021 Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 35 KB)This link will open in a new windowUpdated on July 27, 2021Amendments to introduce the Listed Issuer Financing Exemption. (concordant to Regulation 45-106 - Listed Issuer Financing Exemption)
End of consultation : Ocgtober 26, 2021
June 25, 2021 Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 15 KB)This link will open in a new windowUpdated on June 21, 2021Crowdfunding (concordant to Regulation 45-110)
February 27, 2020 Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 12 KB)This link will open in a new windowUpdated on February 27, 2020Consequential amendments relating to Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions. (concordant to Regulation 45-110)
End of Consultation: May 27, 2020
May 2, 2019 Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 14 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement (concordant to Regulation 13-103)
End of Consultation: July 31, 2019
May 2, 2019 Draft Amendment to Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 18 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement (concordant to Regulation 13-103)
End of Consultation: July 31, 2019
  Regulation 45-102 respecting Resale of Securities (pdf - 569 KB)This link will open in a new windowUpdated on June 11, 2018Resale of Securities (official consolidated version)
In force from June 12, 2018 to September 20, 2021
  Policy Statement to Regulation 45-102 respecting Resale of Securities  (pdf - 294 KB)This link will open in a new windowUpdated on June 11, 2018regulation, 45-102, resale of securities, consolidated, official
In force from June 12, 2018 to June 8, 2023
June 7, 2018 Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 296 KB)This link will open in a new windowUpdated on June 13, 2018"Regulation, amend, 45-102,Resale of Securities, final, gazette officielle"
In force on June 12, 2018
June 7, 2018 Amendments to Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 28 KB)This link will open in a new windowUpdated on June 13, 2018"Amendements, Policy Statement, Regulation, 45-102, Resale of Securities,final"
In force on June 12, 2018  
March 29, 2018 Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 42 KB)This link will open in a new windowUpdated on March 28, 2018Prospectus exemption
March 29, 2018 Amendments to Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 24 KB)This link will open in a new windowUpdated on March 28, 2018Prospectus Exemption
March 29, 2018 CSA Notice of Publication : Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 181 KB)This link will open in a new windowUpdated on March 28, 2018Prospectus Exemption
June 29, 2017   Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 40 KB)This link will open in a new windowUpdated on June 29, 2017"draft, Regulation,amend, 45-102,Resale of Securities"
End of Consultation: September 27, 2017
June 29, 2017   Draft Amendment to Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 17 KB)This link will open in a new windowUpdated on June 29, 2017"Draft, Amendments, Policy Statement, Regulation, 45-102, Resale of Securities"
End of Consultation: September 27, 2017  
June 29, 2017 CSA Notice and Request for Comment: Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 125 KB)This link will open in a new windowUpdated on June 29, 2017"CSA Notice, Request for Comment, Draft, Regulation, amend, 45-102,Resale of Securities"
  Regulation 45-102 respecting Resale of Securities (pdf - 574 KB)This link will open in a new windowUpdated on June 11, 2018Resale of Securities (official consolidated version)
In force from April 30, 2016 to June 11, 2018

February 11, 2016

Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 26 KB)This link will open in a new windowUpdated on February 11, 2016Offering memorandum (concordant to Regulation 45-106 - Offering Memorandum)
In force on April 30, 2016

January 21, 2016

Regulation to amend Regulation 45-102 respecting Resale of Securities (PDF - 242 KB)This link will open in a new windowUpdated on January 21, 2016Crowdfunding (concordant to Regulation 45-108 - Crowdfunding)
In force on January 25, 2016
 

Regulation 45-102 respecting Resale of Securities (pdf - 572 KB)This link will open in a new windowUpdated on January 22, 2016Resale of Securities (official consolidated version)
In force from December 8, 2015 to April 29, 2016

December 3, 2015

Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 58 KB)This link will open in a new windowUpdated on December 2, 2015Rights offering (concordant to Regulation 45-106 - Rights Offerings)
In force on December 8, 2015

November 5, 2015

Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 14 KB)This link will open in a new windowUpdated on November 4, 2015Crowdfunding (concordant to Regulation 45-108 - Crowdfunding)
End of consultation : December 5, 2015

November 5, 2015

Regulatory Notice : Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 22 KB)This link will open in a new windowUpdated on November 4, 2015Crowdfunding

October 22, 2015

Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 14 KB)This link will open in a new windowUpdated on October 22, 2015"regulation,amend,45-102,resale,securities" (concordant to Regulation 45-106 respecting Prospectus Exemptions - Offering Memorandum Exemption)
End of consultation: November 21, 2015

September 24, 2015

Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 33 KB)This link will open in a new windowUpdated on September 24, 2015Rights offerings (concordant to Regulation 45-106 - Rights Offerings)

November 27, 2014

Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 32 KB)This link will open in a new windowUpdated on November 27, 2014Right offering (concordant to Regulation 45-106)
End of consultation: February 25, 2015

February 27, 2014

Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 22 KB)This link will open in a new windowUpdated on February 27, 2014Accredited investor and minimum amount investment (concordant to Regulation 45-106)

April 1, 2011

Draft Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 8 MB)This link will open in a new windowUpdated on July 28, 2011 (concordant to Regulation 41-103 and Regulation 51-106)

April 1, 2011

Draft Amendments to Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 8 MB)This link will open in a new windowUpdated on July 28, 2011 (concordant to Regulation 41-103 and Regulation 51-106)
 

Regulation 45-102 respecting Resale of Securities (pdf - 636 KB)This link will open in a new windowUpdated on December 7, 2015Resale of Securities (consolidated version)
In force from September 28, 2009 to December 7, 2015
  Policy Statement to Regulation 45-102 respecting Resale of Securities  (pdf - 137 KB)This link will open in a new windowUpdated on June 11, 2018"policy statement, regulation, 45-102, resale of securities"
In force on September 28, 2009  to June 11, 2018

September 25, 2009

Regulation 45-102 respecting Resale of Securities (pdf - 6 MB)This link will open in a new windowUpdated on November 18, 2009
In force on September 28, 2009

September 25, 2009

Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 6 MB)This link will open in a new windowUpdated on November 18, 2009
In force on September 28, 2009

July 17, 2009

Regulation 45-102 respecting Resale of Securities (pdf - 6 MB)This link will open in a new windowUpdated on November 18, 2009

July 17, 2009

Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 6 MB)This link will open in a new windowUpdated on November 18, 2009

July 17, 2009

Notice: Regulation 45-102 respecting Resale of Securities (pdf - 6 MB)This link will open in a new windowUpdated on July 17, 2009

February 29, 2008

Draft Regulation 45-102 respecting Resale of Securities (pdf - 7 MB)This link will open in a new windowUpdated on November 18, 2009

February 29, 2008

Draft Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 7 MB)This link will open in a new windowUpdated on November 18, 2009

February 29, 2008

Request for comment: Regulation 45-102 respecting Resale of Securities (pdf - 7 MB)This link will open in a new windowUpdated on November 18, 2009
 

Regulation 45-102 respecting Resale of Securities (pdf - 808 KB)This link will open in a new windowUpdated on November 18, 2009 (administrative version)
In force from September 14, 2005 to September 27, 2009
 

Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 248 KB)This link will open in a new windowUpdated on November 18, 2009 (administrative version)
In force from September 14, 2005 to September 27, 2009

December 2, 2005

Erratum - Regulation 45-102 respecting Resale of Securities (pdf - 36 KB)This link will open in a new windowUpdated on November 25, 2005
In force on September 14, 2005

September 2, 2005

Regulation 45-102 respecting Resale of Securities (pdf - 111 KB)This link will open in a new windowUpdated on November 18, 2009
In force on September 14, 2005

September 2, 2005

Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 308 KB)This link will open in a new windowUpdated on November 18, 2009
In force on September 14, 2005

July 8, 2005

Regulation 45-102 respecting Resale of Securities (pdf - 586 KB)This link will open in a new windowUpdated on November 18, 2009

July 8, 2005

Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 320 KB)This link will open in a new windowUpdated on November 18, 2009

July 8, 2005

Notice of publication: Regulation 45-102 respecting Resale of Securities (pdf - 293 KB)This link will open in a new windowUpdated on July 8, 2005

December 17, 2004

Draft Regulation 45-102 respecting Resale of Securities (pdf - 631 KB)This link will open in a new windowUpdated on November 18, 2009

December 17, 2004

Draft Policy Statement to Regulation 45-102 respecting Resale of Securities (pdf - 310 KB)This link will open in a new windowUpdated on November 18, 2009

December 17, 2004

Avis de consultation : Règlement 45-102 sur la revente de titres (pdf - 287 KB)This link will open in a new windowUpdated on November 18, 2009 (Available in french only)