Derivatives Regulation - Derivatives

Derivatives Regulation (I-14.01, r. 1)

Regulation (pdf - 241 KB)This link will open in a new windowUpdated on September 23, 2024Official consolidated version of Derivatives Regulation in force since September 28, 2024
Last amendments in force on September 28, 2024

AMF Notice

Regulation to amend the Derivatives Regulation (pdf - 48 KB)This link will open in a new windowUpdated on October 5, 2017
Notice regarding application of section 11.37 of the Derivatives Regulation, R.R.Q., c. I-14.01, r. 1 and certain issues pertaining to the qualification and authorization obligation in respect of marketing a derivative (pdf - 25 KB)This link will open in a new windowUpdated on May 24, 2012
Décision générale visant une dispense de l'application de l'article 11.13 du Règlement sur les instruments dérivés en faveur des chefs de la conformité des gestionnaires de portefeuille inscrits conformément à l'article 54 de la Loi sur les instruments dérivés (pdf - 111 KB)This link will open in a new windowUpdated on July 30, 2010 (Available in french only)

Notice of publication

Date of publication in Bulletin	Text
September 19, 2024	Regulation to amend the Derivatives Regulation (PDF - 204 KB)This link will open in a new windowUpdated on September 19, 2024Regulation to amend the Derivatives Regulation who will be in force on September 28, 2024. (concordant to Regulation 93-101) In force on September 28, 2024
May 23, 2024	Regulation to amend the Derivatives Regulation (pdf - 127 KB)This link will open in a new windowUpdated on May 23, 2024Amendments arising from Regulation 93-101 respecting Derivatives: Business Conduct (concordant to Regulation 93-101) End of consultation: June 25, 2024
May 23, 2024	Notice of consultation : Regulation to amend the Derivatives Regulation (pdf - 119 KB)This link will open in a new windowUpdated on May 23, 2024Notice of consultation for the amendments to the Derivatives Regulation. (concordant to Regulation 93-101)
	Derivatives Regulation (pdf - 643 KB)This link will open in a new windowUpdated on December 1^st, 2017derivatives,regulation,administrative,version (official version) In force from December 4, 2017 to September 27, 2024
November 30, 2017	Regulation to amend the Derivatives Regulation (pdf - 282 KB)This link will open in a new windowUpdated on November 30, 2017"Regulation, amend, Derivatives Regulation" (concordant to Regulation 31-103) In force on December 4, 2017
July 27, 2017	Regulation to amend the Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on July 26, 2017"regulation,amend,derivatives,concordant, 31-103" (concordant to Regulation 31-103)
February 1, 2017	Draft Regulation to amend the Derivatives Regulation (pdf - 46 KB)This link will open in a new windowUpdated on February 1^st, 2017"regulation,amend,derivatives,draft" End of consultation: March 4, 2017
February 1, 2017	Notice and Request for comment : Draft Regulation to amend the Derivatives Regulation (pdf - 41 KB)This link will open in a new windowUpdated on February 1^st, 2017"notice,request for comment,regulation,amend,derivatives,draft"
July 7, 2016	Draft Regulation to amend the Derivatives Regulation (pdf - 8 KB)This link will open in a new windowUpdated on July 7, 2016 (concordant to Regulation 31-103 and Regulation 33-109) End of consultation: September 6, 2016
	Derivatives Regulation (pdf - 482 KB)This link will open in a new windowUpdated on December 1^st, 2017derivatives,regulation,administrative,version (official version) In force from June 5, 2016 to December 3, 2017
June 2, 2016	Regulation to amend the Derivatives Regulation (pdf - 83 KB)This link will open in a new windowUpdated on June 2, 2016"regulation,amend,derivatives" In force on June 5, 2016
June 2, 2016	Notice of publication: Regulation to amend the Derivatives Regulation (pdf - 19 KB)This link will open in a new windowUpdated on June 2, 2016"notice,publication,regulation,amend,derivatives regulation"
	Derivatives Regulation (pdf - 215 KB)This link will open in a new windowUpdated on February 21, 2017 (official version) In force from February 17, 2016 to June 4, 2016
February 18, 2016	Amendments to Derivatives Regulation (pdf - 30 KB)This link will open in a new windowUpdated on February 18, 2016"Regulation,amend,Derivatives Regulation" (concordant to Regulation 24-102) In force on February 17, 2016
January 14, 2016	Draft Regulation to amend the Derivatives Regulation (pdf - 56 KB)This link will open in a new windowUpdated on January 13, 2016"draft,regulation,amend,derivatives regulation" End of consultation: February 13, 2016
January 14, 2016	Notice and Request for Comment: Regulation to amend the Derivatives Regulation (pdf - 35 KB)This link will open in a new windowUpdated on January 13, 2016"notice,request for comment,regulation,amend,derivatives regulation"
	Derivatives Regulation (pdf - 52 KB)This link will open in a new windowUpdated on January 25, 2016 (official version) In force from September 23, 2015 to February 16, 2016
September 24, 2015	Amendments to Derivatives Regulation (pdf - 30 KB)This link will open in a new windowUpdated on September 24, 2015"Regulation,amend,Derivatives Regulation" (concordant to Regulation 21-101 et 23-101) In force on September 23, 2015
June 25, 2015	Draft Amendments to Derivatives Regulation (pdf - 20 KB)This link will open in a new windowUpdated on June 23, 2015"regulation,amend,derivatives,regulation. (concordant to Regulation 21-101 et 23-101) End of consultation: July 25, 2015
June 25, 2015	Notice and Request for comment : Draft Amendments to Derivatives Regulation (pdf - 21 KB)This link will open in a new windowUpdated on June 23, 2015
November 27, 2014	Draft Amendments to Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements (24-102) (concordant to Regulation 24-102) End of consultation: February 10, 2015
	Derivatives Regulation (pdf - 696 KB)This link will open in a new windowUpdated on July 16, 2014derivatives,regulation,administrative,version (administrative version) In force from March 1, 2014 to Septembrer 22, 2015
December 19, 2013	Draft Amendments to Derivatives Regulation (pdf - 17 KB)This link will open in a new windowUpdated on December 17, 2013"draft,regulation,amend,derivatives,concordant,24-503" (concordant to Regulation 24-503) End of consultation: March 19, 2014
December 19, 2013	Notice and Request for comment : Draft Amendments to Derivatives Regulation (pdf - 15 KB)This link will open in a new windowUpdated on July 15, 2014
September 5, 2013	Regulation to amend Derivatives Regulation (pdf - 34 KB)This link will open in a new windowUpdated on August 27, 2013 (concordant to Regulation 23-103) In force on March 1, 2014
July 4, 2013	Regulation to amend Derivatives Regulation (pdf - 16 KB)This link will open in a new windowUpdated on July 4, 2013Concordant amendment relating to Regulation 23-103 (concordant to Regulation 23-103)
	Derivatives Regulation (pdf - 699 KB)This link will open in a new windowUpdated on July 16, 2014derivatives,regulation,administrative,version (administrative version) In force from March 1, 2013 to February 28, 2014
October 25, 2012	Draft Regulation to amend Derivatives Regulation (pdf - 5 MB)This link will open in a new windowUpdated on October 26, 2012 (concordant to Regulation 23-103) End of consultation: January 23, 2013
October 25, 2012	Notice and Request for Comment: Draft Regulation to amend Devrivatives Regulation (pdf - 16 KB)This link will open in a new windowUpdated on July 15, 2014
September 13, 2012	Regulation to amend Derivatives Regulation (pdf - 23 KB)This link will open in a new windowUpdated on September 10, 2012 (concordant to Regulation 23-103) In force on March 1, 2013
June 28, 2012	Draft Regulation to amend Derivatives Regulation (pdf - 10 KB)This link will open in a new windowUpdated on June 27, 2012 (concordant to Regulation 23-103) End of consultation: July 28, 2012
June 28, 2012	Notice and Request for Comment: Draft Regulation to amend Devrivatives Regulation (pdf - 20 KB)This link will open in a new windowUpdated on July 15, 2014
	Derivatives Regulation (pdf - 1 MB)This link will open in a new windowUpdated on July 16, 2014Derivatives (administrative version) In force from April 13, 2012 to February 28, 2013
April 13, 2012	Regulation to amend Derivatives Regulation (pdf - 192 KB)This link will open in a new windowUpdated on April 13, 2012 (concordant to Regulation 23-103) In force on April 13, 2012
December 16, 2011	Draft Regulation to amend Derivatives Regulation (pdf - 278 KB)This link will open in a new windowUpdated on December 15, 2011 End of consultation: February 1, 2012
December 16, 2011	Notice and Request for Comment: Draft Regulation to amend Derivatives Regulation (pdf - 23 KB)This link will open in a new windowUpdated on July 14, 2014
	Derivatives Regulation (pdf - 563 KB)This link will open in a new windowUpdated on July 16, 2014 (administrative version) In force from June 30, 2010 to April 12, 2012
June 18, 2010	Regulation to amend Derivatives Regulation (pdf - 76 KB)This link will open in a new windowUpdated on June 10, 2010 (concordant to Regulation 23-103) In force on June 30, 2010
April 9, 2010	Regulation to amend Derivatives Regulation (pdf - 14 KB)This link will open in a new windowUpdated on April 8, 2010 (concordant to Regulation 23-103)
April 9, 2010	Notice of publication: Draft Regulation to amend Derivatives Regulation (pdf - 13 KB)This link will open in a new windowUpdated on April 9, 2010
October 9, 2009	Draft Regulation to amend Derivatives Regulation (pdf - 15 KB)This link will open in a new windowUpdated on October 9, 2009 (concordant to Regulation 23-103) End of consultation: January 7, 2010
October 9, 2009	Notice and Request for Comment: Draft Regulation to amend Derivatives Regulation (pdf - 15 KB)This link will open in a new windowUpdated on July 14, 2014
	Derivatives Regulation (pdf - 657 KB)This link will open in a new windowUpdated on July 16, 2014 (administrative version) In force from September 28, 2009 to June 29, 2010
September 25, 2009	Regulation to amend Derivatives Regulation (pdf - 154 KB)This link will open in a new windowUpdated on September 23, 2009 (concordant to Regulation 31-103) In force on September 28, 2009
July 31, 2009	Draft Regulation to amend Derivatives Regulation (pdf - 42 KB)This link will open in a new windowUpdated on July 31, 2009 (concordant to Regulation 31-103) End of consultation: August 31, 2009
July 31, 2009	Notice and Request for Comment: Draft Regulation to amend Derivatives Regulation (pdf - 16 KB)This link will open in a new windowUpdated on July 14, 2014
	Derivatives Regulation (pdf - 610 KB)This link will open in a new windowUpdated on July 16, 2014 (administrative version) In force from February 1, 2009 to September 2009
January 23, 2009	Derivatives Regulation (pdf - 130 KB)This link will open in a new windowUpdated on January 19, 2009 In force on February 1, 2009
January 23, 2009	Notice of publication : Derivatives Regulation (pdf - 40 KB)This link will open in a new windowUpdated on January 23, 2009
October 3, 2008	Draft Derivatives Regulation (pdf - 58 KB)This link will open in a new windowUpdated on October 3, 2008 End of consultation: November 3, 2008
October 3, 2008	Notice and Request for Comment: Draft Derivatives Regulation (pdf - 15 KB)This link will open in a new windowUpdated on July 14, 2014

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Derivatives Regulation Derivatives

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History relating to the Derivatives Regulation

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