Regulation respecting firms, independent representatives and independent partnerships (pdf - 196 KB)This link will open in a new window
In force from June 1, 2023 to December 1, 2023

June 1, 2023

Regulation to amend the Regulation respecting firms, independent representatives and independent partnerships (PDF - 287 KB)This link will open in a new windowUpdated on May 25, 2023 (Professional liability insurance and outside activities)
In force on June 1, 2023

December 8, 2022

Draft Regulation to amend the Regulation respecting firms, independent representatives and independent partnerships (pdf - 136 KB)This link will open in a new windowUpdated on December 8, 2022Regulatory consultation relating to professional liability insurance and outside activities (Professional liability insurance and outside activities)
End of consultation: February 6, 2023

December 8, 2022

Notice of Consultation: Regulatory consultation relating to professional liability insurance and outside activities (pdf - 246 KB)This link will open in a new windowUpdated on December 8, 2022Regulatory advice on professional liability insurance and outside activities of representatives Act respecting the distribution of financial products and services and questions on cyber risks in liability insurance. The proposed regulatory amendments advance the goal of protecting the public and reducing compliance burden. The AMF wishes to address insurance coverage issues that have been observed over the years, including compliance issues with certain policies. In keeping with the highest public protection standards, the proposed regulatory amendments update the framework for outside activities of representatives governed by the Distribution Act.

Regulation respecting firms, independent representatives and independent partnerships (pdf - 78 KB)This link will open in a new windowUpdated on April 8, 2020"Regulation,firms,independent,representatives,independent partnerships"
In force from May 1, 2020 to May 31, 2023

April 9, 2020

Regulation to amend Regulation respecting firms, independent representatives and independent partnerships (PDF - 652 KB)This link will open in a new windowUpdated on March 31, 2020 (Mortgage Brokerage)
In force on May 1, 2020

October 3, 2019

Draft Regulation to amend Regulation respecting firms, independent representatives and independent partnerships (pdf - 53 KB)This link will open in a new windowUpdated on October 3, 2019Mortgage Brokerage (Mortgage Brokerage)

• Draft Regulation (pdf - 96 KB)This link will open in a new windowUpdated on October 3, 2019Mortgage Brokerage - Blacklined consolidated version

End of consultation: November 16, 2019

October 3, 2019

Regulatory and Consultation Notice: Regulatory consultation relating to the mortgage brokerage sector (pdf - 98 KB)This link will open in a new windowUpdated on October 3, 2019Mortgage Brokerage

Regulation respecting firms, independent representatives and independent partnerships (pdf - 96 KB)This link will open in a new windowUpdated on October 25, 2013Regulation,firms,independent,representatives,independent partnerships
In force from October 22, 2013 to April 30, 2020

July 25, 2013

Regulation to amend Regulation respecting firms, independent representatives and independent partnerships (pdf - 325 KB)This link will open in a new windowUpdated on July 31, 2013firms, independent representatives and independent partnerships (concordant to Regulation respecting the pursuit of activities as a representative)
In force on October 22, 2013  

September 2, 2011

Draft Regulation to amend Regulation respecting firms, independent representatives and independent partnerships (pdf - 20 KB)This link will open in a new windowUpdated on July 31, 2013firms, independent representatives and independent partnerships
End of consultation: October 17, 2011  

September 2, 2011

Notice and Request for comment: Regulation to amend Regulation respecting firms, independent representatives and independent partnerships (pdf - 39 KB)This link will open in a new windowUpdated on July 31, 2013firms, independent representatives and independent partnerships

Regulation respecting firms, independent representatives and independent partnerships (pdf - 78 KB)This link will open in a new windowUpdated on October 25, 2013Firms, independent representatives and independent partnership (administrative version)
In force from September 28, 2009 to October 21, 2013  

September 25, 2009

Regulation to amend Regulation respecting firms, independent representatives and independent partnerships (pdf - 141 KB)This link will open in a new windowUpdated on July 31, 2013firms, independent representatives and independent partnerships
In force on September 28, 2009  

April 17, 2009

Draft Regualtion to amend Regulation respecting firms, independent representatives and independent partnerships (pdf - 20 KB)This link will open in a new windowUpdated on July 31, 2013firms, independent representatives and independent partnerships
End of consultation: May 18, 2009  

Regulation respecting firms, independent representatives and independent partnerships (pdf - 82 KB)This link will open in a new windowUpdated on October 25, 2013regulation,Firms,independent representatives,independent partnership (administrative version)
In force from October 1, 2003 to September 27, 2009  

October 1, 2003

Regulation to amend Regulation respecting firms, independent representatives and independent partnerships (pdf - 28 KB)This link will open in a new windowUpdated on July 19, 2012Mise en pages#40-A
In force on October 1, 2003 

Regulation respecting firms, independent representatives and independent partnerships (pdf - 82 KB)This link will open in a new windowUpdated on October 25, 2013Firms, independent representatives and independent partnership (administrative version)
In force from December 11, 2002 to September 30, 2003  

Regulation respecting firms, independent representatives and independent partnerships (pdf - 105 KB)This link will open in a new windowUpdated on October 25, 2013Regulation,firm,independent,representative,partnership (administrative version)
In force from October 1, 1999 to December 10, 2002

July 21, 1999 (Gazette officielle)

Regulation respecting firms, independent representatives and independent partnerships (pdf - 29 KB)This link will open in a new windowUpdated on July 19, 2012
In force on October 1, 1999

May 12, 1999 (Gazette officielle)

Draft Regulation respecting firms, independent representatives and independent partnerships (pdf - 30 KB)This link will open in a new windowUpdated on July 19, 2012
End of consultation: June 26, 1999