54-101 - Communication with Beneficial Owners of Securities of a Reporting Issuer Securities

Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (V-1.1, r. 29)

Notice relating to Regulation 54-101

Notice of the Autorité des marchés financiers

CSA Notice

Notice of publication

History relating to Regulation 54-101

Date of the publication in the Bulletin Text

June 1, 2023

 Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (PDF - 355 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023

June 1, 2023

 Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 135 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023

March 23, 2023

 Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 14 KB)This link will open in a new windowUpdated on May 1st, 2019system replacement (concordant to Regulation 13-103)

March 23, 2023

 Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 134 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)

April 7, 2022

 Draft Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 37 KB)This link will open in a new windowUpdated on April 7, 2022 (concordant to Regulation 41-101 - Access Equals Delivery Model for Non-Investment Fund Reporting Issuers)
End of consultation: July 6, 2022

May 20, 2021

 Draft Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation: September 17, 2021

May 20, 2021

 Draft Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 18 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation: September 17, 2021

May 2, 2019

 Draft Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 14 KB)This link will open in a new windowUpdated on May 1st, 2019system replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019

May 2, 2019

 Draft Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 18 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
  Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 1 MB)This link will open in a new windowUpdated on February 27, 2013Communication (consolidated version)
In force from February 1, 2013 to June 8, 2023
  Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 261 KB)This link will open in a new windowUpdated on February 6, 2013Communication with Beneficial Owners (consolidated version)
In force from February 11, 2013 to June 8, 2023

February 7, 2013

 Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 301 KB)This link will open in a new windowUpdated on February 6, 2013
In force on February 11, 2013

February 7, 2013

Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 95 KB)This link will open in a new windowUpdated on February 7, 2013
In force on February 11, 2013

November 29, 2012

Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 112 KB)This link will open in a new windowUpdated on November 29, 2012Regulation to amend Regulation 54-101

November 29, 2012

Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 149 KB)This link will open in a new windowUpdated on November 29, 2012Policy Statement to Regulation 54-101 (blacklined version)

November 29, 2012

Notice of publication: Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 117 KB)This link will open in a new windowUpdated on November 29, 2012Regulation to amend Regulation 54-101

June 17, 2011

Draft Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 5 MB)This link will open in a new windowUpdated on May 2, 2012

June 17, 2011

Draft Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 5 MB)This link will open in a new windowUpdated on May 2, 2012

June 17, 2011

Request for comment : Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 5 MB)This link will open in a new windowUpdated on May 2, 2012
 

Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 882 KB)This link will open in a new windowUpdated on February 11, 2013Communication (consolidated version)
In force from January 1, 2011 to February 10, 2013

December 17, 2010

Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Draft Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 12 MB)This link will open in a new windowUpdated on May 2, 2012 (concordant to Regulation 52-107)

April 9, 2010

Draft Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010

April 9, 2010

Draft Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010

April 9,. 2010

Request for comment : Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010
 

Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 448 KB)This link will open in a new windowUpdated on January 28, 2011 (consolidated version)
In force from June 30, 2005 to December 31, 2010
 

Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 555 KB)This link will open in a new windowUpdated on February 11, 2013 (consolidated version)
In force from June 30, 2005 to February 10, 2013

July 1, 2005

Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 190 KB)This link will open in a new windowUpdated on June 28, 2005
In force on June 30, 2005

July 1, 2005

Amendment to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 205 KB)This link will open in a new windowUpdated on June 30, 2005
In force on June 30, 2005

November 26, 2004

Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 165 KB)This link will open in a new windowUpdated on November 17, 2008

November 26, 2004

Amendment to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 202 KB)This link will open in a new windowUpdated on November 17, 2008

November 26, 2004

Avis de publication : Règlement modifiant le Règlement 54-101 sur la communication avec les propriétaires véritables des titres d'un émetteur assujetti (pdf - 210 KB)This link will open in a new windowUpdated on November 17, 2008 (Available in french only)

October 3, 2003

Draft Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 128 KB)This link will open in a new windowUpdated on November 17, 2008

October 3, 2003

Draft amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 135 KB)This link will open in a new windowUpdated on November 17, 2008

October 3, 2003

Avis de consultation : Règlement modifiant le Règlement 54-101 sur la communication avec les propriétaires véritables des titres d'un émetteur assujetti (pdf - 131 KB)This link will open in a new windowUpdated on November 17, 2008 (Available in french only)
 

Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 382 KB)This link will open in a new windowUpdated on May 2, 2012(administrative version)
In force from June 27, 2003 to June 29, 2005
 

Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 275 KB)This link will open in a new windowUpdated on May 2, 2012 (administrative version)
In force from June 27, 2003 to June 29, 2005

May 16, 2003

Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 450 KB)This link will open in a new windowUpdated on November 17, 2008
In force on June 27, 2003

May 16, 2003

Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 189 KB)This link will open in a new windowUpdated on November 17, 2008
In force on June 27, 2003

April 12, 2002

Draft Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 177 KB)This link will open in a new windowUpdated on November 17, 2008

April 12, 2002

Draft Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 82 KB)This link will open in a new windowUpdated on November 17, 2008

April 12, 2002

Avis de consultation : Règlement 54-101 sur la communication avec les propriétaires véritables des titres d'un émetteur assujetti (pdf - 84 KB)This link will open in a new windowUpdated on November 17, 2008 (Available in french only)

September 1, 2000

Projet de Norme canadienne 54-101, Communication avec les propriétaires véritables des titres d'un émetteur assujetti (pdf - 163 KB)This link will open in a new windowUpdated on November 17, 2008 (Available in french only)

September 1, 2000

Projet d'Instruction complémentaire 54-101, Communication avec les propriétaires véritables des titres d'un émetteur assujetti (pdf - 47 KB)This link will open in a new windowUpdated on November 17, 2008 (Available in french only)

September 1, 2000

Avis de consultation : Norme canadienne 54-101, Communication avec les propriétaires véritables des titres d'un émetteur assujetti (pdf - 122 KB)This link will open in a new windowUpdated on November 17, 2008 (Available in french only)