Regulation 33-109 respecting Registration Information (V-1.1, r. 12)

Notice relating to Regulation 33-109

CSA Notice

Notice of publication

History relating to Regulation 33-109

Date of publication in the Bulletin Text
February 4, 2021 Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 242 KB)This link will open in a new windowUpdated on 4 February 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines. (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
End of consultation : May 5, 2021
February 4, 2021 Draft Amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 79 KB)This link will open in a new windowUpdated on 4 February 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines. (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
End of consultation : May 5, 2021
February 4, 2021 CSA Notice of Consultation: Draft Regulation to amend Regulation 33-109 respecting Registration Information and concordants (pdf - 201 KB)This link will open in a new windowUpdated on 4 February 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines​​​​​​​ (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
June 7, 2018 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 347 KB)This link will open in a new windowUpdated on 13 June 2018"Regulation, amend, 33-109, Registration Information, concordant, 44-101, final, gazette officielle" (Designated Rating Organizations)
In force on June 12, 2018
March 29, 2018 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 19 KB)This link will open in a new windowUpdated on 28 March 2018Designated rating organizations (Designated Rating Organizations)
March 29, 2018 CSA Notice of Publication of Amendments relating to Designated Rating Organizations (pdf - 90 KB)This link will open in a new windowUpdated on 29 March 2018Designated Rating Organizations
  Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on 1st December 2017Registration (official consolidated version)
In force from December 4, 2017 to June 11, 2018
November 30, 2017 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 445 KB)This link will open in a new windowUpdated on 29 November 2017"Regulation, amend, 33-109, Registration Information" (concordant to Regulation 31-103)
In force on December 4, 2017
November 30, 2017   Amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 19 KB)This link will open in a new windowUpdated on 29 November 2017"Amendments, Policy Statement, Regulation, 33-109, Registration Information" (concordant to Regulation 31-103)
In force on December 4, 2017
July 27, 2017 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 26 KB)This link will open in a new windowUpdated on 26 July 2017 (concordant to Regulation 31-103)
July 27, 2017 Amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 88 KB)This link will open in a new windowUpdated on 26 July 2017"amendments,policy statement,regulation, 33-109, Registration Information"  (concordant to Regulation 31-103)
July 6, 2017 Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 19 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, amend, 33-109, Registration Information" (Designated Rating Organizations)
End of consultation: October 4, 2017

July 7, 2016

Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 14 KB)This link will open in a new windowUpdated on 7 July 2016 (concordant to Regulation 31-103)
End of consultation: September 6, 2016
  Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on 1st December 2017Registration (official consolidated version)
In force from January 11, 2015 to December 3, 2017
  Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 274 KB)This link will open in a new windowUpdated on 1st December 2017Registraiton (consolidated version)
In force from January 11, 2015 to December 3, 2017

January 8, 2015

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 134 KB)This link will open in a new windowUpdated on 12 January 2015Registration Information (concordant to Regulation 31-103)
In force on January 11, 2015

January 8, 2015

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 85 KB)This link will open in a new windowUpdated on 12 January 2015 (concordant to Regulation 31-103)
In force on January 11, 2015

October 16, 2014

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 208 KB)This link will open in a new windowUpdated on 16 October 2014 (concordant to Regulation 31-103)

October 16, 2014

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 110 KB)This link will open in a new windowUpdated on 16 October 2014 (blacklined version - concordant to Regulation 31-103)

December 5, 2013

Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 200 KB)This link will open in a new windowUpdated on 5 December 2013 (concordant to Regulation 31-103)
End of consultation: March 5, 2014

December 5, 2013

Draft Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 113 KB)This link will open in a new windowUpdated on 5 December 2013 (blacklined version - concordant to Regulation 31-103)
End of consultation: March 5, 2014
 

Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on 11 January 2015Registration (official consolidated version)
In force from May 31, 2013 to January 10, 2015

May 30, 2013

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 139 KB)This link will open in a new windowUpdated on 30 May 2013 (concordant to Regulation 25-101)

March 14, 2013

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 20 KB)This link will open in a new windowUpdated on 13 March 2013Designated Rating Organizations (concordant to Regulation 25-101)

March 14, 2013

Notice of publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on 14 March 2013Designated Rating Organizations

July 26, 2012

Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 20 MB)This link will open in a new windowUpdated on 27 July 2012 (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for Comments: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new windowUpdated on 27 July 2012
 

Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on 31 May 2013Registration (official consolidated version)
In force from July 11, 2011 to May 31, 2013
 

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on 11 January 2015"33-109,registration,information" (consolidated version)
In force from July 11, 2011 to January 10, 2015

July 8, 2011

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on 11 July 2011 (concordant to Regulation 31-103)
In force on July 11, 2011

July 8, 2011

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on 11 July 2011 (concordant to Regulation 31-103)
In force on July 11, 2011

April 15, 2011

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 8 MB)This link will open in a new windowUpdated on 18 April 2011 (concordant to Regulation 31-103)

April 15, 2011

Policy Statement to Regulation 33-109 respecting Registration Informatio (pdf - 8 MB)This link will open in a new windowUpdated on 18 April 2011n (concordant to Regulation 31-103) 

 

April 15, 2011

Notice of publication: Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions and Policy Statement to Regulation 31-103 respecting Registration Requirements and Exemptions and Regulation to amend Regulation 33-109 respecting Registration Information and Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 8 MB)This link will open in a new windowUpdated on 15 April 2011
 

Regulation 33-109 respecting Registration Information (pdf - 968 KB)This link will open in a new windowUpdated on 11 July 2011 (administrative consolidated version)
In force from January 1, 2011 to July 10, 2011

December 17, 2010

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 18 MB)This link will open in a new windowUpdated on 20 December 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 12 MB)This link will open in a new windowUpdated on 19 April 2011 (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions; Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements and Exemptions Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 12 MB)This link will open in a new windowUpdated on 14 April 2011

June 25, 2010

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on 28 June 2010 (concordant to Regulation 31-103)

 

 

June 25, 2010

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on 28 June 2010 (concordant to Regulation 31-103)

 

 

June 25, 2010

Notice of and request for comment: Draft Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions and draft amendments to Policy Statement to Regulation 31-103 respecting Requirements and Exemptions; Draft Regulation to amend Regulation 33-109 respecting Registration Information and draft amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on 28 June 2010

March 12, 2010

Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on 17 March 2010 (concordant to Regulation 52-107)

October 23, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 31-103 respecting Registration Requirements and Exemptions; Policy Statement to Regulation 31-103 respecting Registration Requirements and Exemptions and Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on 17 March 2010
 

Regulation 33-109 respecting Registration Information (pdf - 792 KB)This link will open in a new windowUpdated on 26 January 2011 (administrative version)
In force from September 28, 2009 to December 31, 2010
 

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on 11 July 2011 (administrative version)
In force from September 28, 2009 to July 10, 2011

September 25, 2009

Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on 13 November 2009 (concordant to Regulation 31-103)
In force on September 28, 2009

September 25, 2009

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on 13 November 2009 (concordant to Regulation 31-103)
In force on September 28, 2009

July 17, 2009

Regulation 33-109 respecting Registration Information (pdf - 6 MB)This link will open in a new windowUpdated on 22 July 2009 (concordant to Regulation 31-103)

July 17, 2009

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 6 MB)This link will open in a new windowUpdated on 22 July 2009 (concordant to Regulation 31-103)

July 17, 2009

Notice: Replacement of Regulation 33-109 respecting Registration Information; Replacement of Policy Statement to Regulation 33-109 respecting Registration Information; Regulation to amend Regulation 31-102 respecting National Registration Database and Amendments to Policy Statement to Regulation 31-102 respecting National Registration Database (pdf - 6 MB)This link will open in a new windowUpdated on 17 July 2009

February 29, 2008

Draft Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on 5 May 2009 (concordant to Regulation 31-103)

February 29, 2008

Draft Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on 5 May 2009 (concordant to Regulation 31-103)

February 29, 2008

Request for comment: Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on 5 May 2009
 

Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on 17 November 2009 (administrative version)
In force from July 11, 2007 to September 27, 2009
 

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 371 KB)This link will open in a new windowUpdated on 17 November 2009 (administrative version)
In force from July 11, 2007 to September 27, 2009

July 13, 2007

Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on 5 May 2009
In force on July 11, 2007

July 13, 2007

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on 5 May 2009
In force on July 11, 2007

February 23, 2007

Regulation 33-109 respecting Registration Information (pdf - 4 MB)This link will open in a new windowUpdated on 5 May 2009

February 23, 2007

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 4 MB)This link will open in a new windowUpdated on 5 May 2009

February 23, 2007

Notice of publication: Amendment to Multilateral Instrument 33-109, Registration Information and Companion Policy 33-109CP (pdf - 4 MB)This link will open in a new windowUpdated on 23 February 2007

February 23, 2007

Proposed amendments to Regulation 33-109 respecting Registration Information (pdf - 4 MB)This link will open in a new windowUpdated on 5 May 2009 (concordant to Regulation 31-103)

May 12, 2006

Proposed amendments to Multilateral Instrument 33-109, Registration Information (pdf - 499 KB)This link will open in a new windowUpdated on 5 May 2009

May 12, 2006

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 325 KB)This link will open in a new windowUpdated on 5 May 2009

May 12, 2006

Request for comment: Notice of proposed amendments to Multilateral Instrument 33-109 Registration Information (pdf - 322 KB)This link will open in a new windowUpdated on 5 May 2009
 

Regulation 33-109Q respecting Registration Information (pdf - 488 KB)This link will open in a new windowUpdated on 5 May 2009 (administrative version)
In force from January 1, 2005 to July 10, 2007

December 17, 2004

Regulation 33-109Q respecting Registration Information (pdf - 469 KB)This link will open in a new windowUpdated on 5 May 2009
In force on January 1, 2005

December 17, 2004

Avis de publication: Règlement relatifs à la Base de données nationale d'inscription (pdf - 136 KB)This link will open in a new windowUpdated on 5 May 2009 (Available in french only)

October 8, 2004

Draft Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on 5 May 2009

October 8, 2004

Avis de consultation : Projets de règlement nécessaires à la mise en oeuvre au Québec de la Base de données nationale d'inscription (pdf - 308 KB)This link will open in a new windowUpdated on 5 May 2009 (Available in french only)