Regulation 33-109 respecting Registration Information (V-1.1, r. 12)
- Regulation 33-109 (pdf - 649 KB)This link will open in a new windowUpdated on 12 June 2018Registration
Last amendments in force on June 12, 2018 - Policy Statement to Regulation 33-109 (pdf - 92 KB)This link will open in a new windowUpdated on 1st December 2017
Last amendments in force on December 4, 2017
Notice relating to Regulation 33-109
CSA Notice
- CSA Staff Notice 11-320: Notice of Local Amendments - Nova Scotia and Yukon (pdf - 65 KB)This link will open in a new windowUpdated on 15 November 2012
- CSA Staff Notice 33-320: The Requirement for True and Complete Applications for Registration (pdf - 85 KB)This link will open in a new windowUpdated on 13 July 2017
Notice of publication
- CSA Notice of publication of amendments relating to Designated rating organizations (pdf - 90 KB)This link will open in a new windowUpdated on 29 March 2018
- Notice of publication: Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and concordants (pdf - 278 KB)This link will open in a new windowUpdated on 27 July 2017
- Notice of publication: Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations; Regulation to amend Regulation 33-109 respecting Registration Information; Regulation to amend Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards and Related Policy Statements (pdf - 137 KB)This link will open in a new windowUpdated on 29 September 2020
- Notice and Request for comments: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on 14 March 2013
- Notice: Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions and Policy Statement to Regulation 31-103 respecting Registration Requirements and Exemptions and Regulation to amend Regulation 33-109 respecting Registration Information and Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 8 MB)This link will open in a new windowUpdated on 15 April 2011
- Notice of publication: Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions, Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements and Exemptions and Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 12 MB)This link will open in a new windowUpdated on 1st October 2010
- Notice of publication : Replacement of Regulation 33-109 respecting Registration Information; Replacement of Policy Statement to Regulation 33-109 respecting Registration Information; Regulation to amend Regulation 31-102 respecting National Registration Database; Amendments to Policy Statement to Regulation 31-102 respecting National Registration Database (pdf - 6 MB)This link will open in a new windowUpdated on 17 July 2009
- Notice of publication : Amendments to Multilateral Instrument 33-109 Registration Information and Companion Policy 33-109CP; Amendments to Multilateral Instrument 31-102 National Registration Database and Companion Policy 31-102CP (pdf - 4 MB)This link will open in a new windowUpdated on 23 February 2007