33-109 - Registration Information Securities

Regulation 33-109 respecting Registration Information (V-1.1, r. 12)

CSA Notice

Notice of publication

Date of publication in the Bulletin Text
September 14, 2023 Regulation to amend Regulation 33-109 respecting Registration Information (PDF - 380 KB)This link will open in a new windowUpdated on September 14, 2023Final amendments to Regulation 33-109 concordant to Regulation 14-101. (concordant to Regulation 14-101)
In force on September 13, 2023
June 22, 2023 Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 92 KB)This link will open in a new windowUpdated on June 15, 2023CSA final version of Regulation to amend Regulation 33-109 respecting Registration Information (concordant to Regulation 14-101)
End of consultation : July 22, 2023
June 15, 2023 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 92 KB)This link will open in a new windowUpdated on June 15, 2023CSA final version of Regulation to amend Regulation 33-109 respecting Registration Information (concordant to Regulation 14-101)
  Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on June 6, 2022Consolidated official version of Regulation 33-109 in force since June 6, 2022. (official consolidated version)
In force from June 6, 2022 to September 12, 2023
March 17, 2022 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 706 KB)This link will open in a new windowUpdated on March 17, 2022"Regulation, amend, Regulation 33-109, 33-109, Registration Information" (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
In force on June 6, 2022
March 17, 2022 Amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 84 KB)This link will open in a new windowUpdated on March 17, 2022"Amendments, Policy Statement, Regulation 33-109, 33-109, Registration Information, final" (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
In force on June 6, 2022
December 16, 2021 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 267 KB)This link will open in a new windowUpdated on December 16, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines. (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
December 16, 2021 Amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 75 KB)This link will open in a new windowUpdated on December 16, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines. (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
December 16, 2021 CSA Notice of Publication : Regulation to amend Regulation 33-109 respecting Registration Information - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines (pdf - 427 KB)This link will open in a new windowUpdated on December 16, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines.
February 4, 2021 Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 242 KB)This link will open in a new windowUpdated on February 4, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines. (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
End of consultation : May 5, 2021
February 4, 2021 Draft Amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 79 KB)This link will open in a new windowUpdated on February 4, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines. (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
End of consultation : May 5, 2021
February 4, 2021 CSA Notice of Consultation: Draft Regulation to amend Regulation 33-109 respecting Registration Information and concordants (pdf - 201 KB)This link will open in a new windowUpdated on February 4, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines (Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines)
  Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on June 12, 2018Registration (official consolidated version)
In force from June 12, 2018 to June 5, 2022
June 7, 2018 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 347 KB)This link will open in a new windowUpdated on June 13, 2018"Regulation, amend, 33-109, Registration Information, concordant, 44-101, final, gazette officielle" (Designated Rating Organizations)
In force on June 12, 2018
March 29, 2018 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 19 KB)This link will open in a new windowUpdated on March 28, 2018Designated rating organizations (Designated Rating Organizations)
March 29, 2018 CSA Notice of Publication of Amendments relating to Designated Rating Organizations (pdf - 90 KB)This link will open in a new windowUpdated on March 29, 2018Designated Rating Organizations
  Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on December 1st, 2017Registration (official consolidated version)
In force from December 4, 2017 to June 11, 2018
  Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 225 KB)This link will open in a new windowUpdated on December 1st, 2017 (consolidated version)
In force from December 4, 2017 to June 5, 2022
November 30, 2017 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 445 KB)This link will open in a new windowUpdated on November 29, 2017"Regulation, amend, 33-109, Registration Information" (concordant to Regulation 31-103)
In force on December 4, 2017
November 30, 2017   Amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 19 KB)This link will open in a new windowUpdated on November 29, 2017"Amendments, Policy Statement, Regulation, 33-109, Registration Information" (concordant to Regulation 31-103)
In force on December 4, 2017
July 27, 2017 Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 26 KB)This link will open in a new windowUpdated on July 26, 2017 (concordant to Regulation 31-103)
July 27, 2017 Amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 88 KB)This link will open in a new windowUpdated on July 26, 2017"amendments,policy statement,regulation, 33-109, Registration Information"  (concordant to Regulation 31-103)
July 6, 2017 Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 19 KB)This link will open in a new windowUpdated on June 29, 2017"Regulation, amend, 33-109, Registration Information" (Designated Rating Organizations)
End of consultation: October 4, 2017

July 7, 2016

Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 14 KB)This link will open in a new windowUpdated on July 7, 2016 (concordant to Regulation 31-103)
End of consultation: September 6, 2016
  Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on December 1st, 2017Registration (official consolidated version)
In force from January 11, 2015 to December 3, 2017
  Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 274 KB)This link will open in a new windowUpdated on December 1st, 2017Registraiton (consolidated version)
In force from January 11, 2015 to December 3, 2017

January 8, 2015

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 134 KB)This link will open in a new windowUpdated on January 12, 2015Registration Information (concordant to Regulation 31-103)
In force on January 11, 2015

January 8, 2015

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 85 KB)This link will open in a new windowUpdated on January 12, 2015 (concordant to Regulation 31-103)
In force on January 11, 2015

October 16, 2014

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 208 KB)This link will open in a new windowUpdated on October 16, 2014 (concordant to Regulation 31-103)

October 16, 2014

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 110 KB)This link will open in a new windowUpdated on October 16, 2014 (blacklined version - concordant to Regulation 31-103)

December 5, 2013

Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 200 KB)This link will open in a new windowUpdated on December 5, 2013 (concordant to Regulation 31-103)
End of consultation: March 5, 2014

December 5, 2013

Draft Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 113 KB)This link will open in a new windowUpdated on December 5, 2013 (blacklined version - concordant to Regulation 31-103)
End of consultation: March 5, 2014
 

Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on January 11, 2015Registration (official consolidated version)
In force from May 31, 2013 to January 10, 2015

May 30, 2013

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 139 KB)This link will open in a new windowUpdated on May 30, 2013 (concordant to Regulation 25-101)

March 14, 2013

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 20 KB)This link will open in a new windowUpdated on March 13, 2013Designated Rating Organizations (concordant to Regulation 25-101)

March 14, 2013

Notice of publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on March 14, 2013Designated Rating Organizations

July 26, 2012

Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012 (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for Comments: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012
 

Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on May 31, 2013Registration (official consolidated version)
In force from July 11, 2011 to May 31, 2013
 

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on January 11, 2015"33-109,registration,information" (consolidated version)
In force from July 11, 2011 to January 10, 2015

July 8, 2011

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on July 11, 2011 (concordant to Regulation 31-103)
In force on July 11, 2011

July 8, 2011

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on July 11, 2011 (concordant to Regulation 31-103)
In force on July 11, 2011

April 15, 2011

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 8 MB)This link will open in a new windowUpdated on April 18, 2011 (concordant to Regulation 31-103)

April 15, 2011

Policy Statement to Regulation 33-109 respecting Registration Informatio (pdf - 8 MB)This link will open in a new windowUpdated on April 18, 2011n (concordant to Regulation 31-103) 

April 15, 2011

Notice of publication: Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions and Policy Statement to Regulation 31-103 respecting Registration Requirements and Exemptions and Regulation to amend Regulation 33-109 respecting Registration Information and Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 8 MB)This link will open in a new windowUpdated on April 15, 2011
 

Regulation 33-109 respecting Registration Information (pdf - 968 KB)This link will open in a new windowUpdated on July 11, 2011 (administrative consolidated version)
In force from January 1, 2011 to July 10, 2011

December 17, 2010

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 12 MB)This link will open in a new windowUpdated on April 19, 2011 (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions; Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements and Exemptions Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 12 MB)This link will open in a new windowUpdated on April 14, 2011

June 25, 2010

Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on June 28, 2010 (concordant to Regulation 31-103)

 

 

June 25, 2010

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on June 28, 2010 (concordant to Regulation 31-103)

 

 

June 25, 2010

Notice of and request for comment: Draft Regulation to amend Regulation 31-103 respecting Registration Requirements and Exemptions and draft amendments to Policy Statement to Regulation 31-103 respecting Requirements and Exemptions; Draft Regulation to amend Regulation 33-109 respecting Registration Information and draft amendments to Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on June 28, 2010

March 12, 2010

Draft Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on March 17, 2010 (concordant to Regulation 52-107)

October 23, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 31-103 respecting Registration Requirements and Exemptions; Policy Statement to Regulation 31-103 respecting Registration Requirements and Exemptions and Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on March 17, 2010
 

Regulation 33-109 respecting Registration Information (pdf - 792 KB)This link will open in a new windowUpdated on January 26, 2011 (administrative version)
In force from September 28, 2009 to December 31, 2010
 

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on July 11, 2011 (administrative version)
In force from September 28, 2009 to July 10, 2011

September 25, 2009

Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on November 13, 2009 (concordant to Regulation 31-103)
In force on September 28, 2009

September 25, 2009

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on November 13, 2009 (concordant to Regulation 31-103)
In force on September 28, 2009

July 17, 2009

Regulation 33-109 respecting Registration Information (pdf - 6 MB)This link will open in a new windowUpdated on July 22, 2009 (concordant to Regulation 31-103)

July 17, 2009

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 6 MB)This link will open in a new windowUpdated on July 22, 2009 (concordant to Regulation 31-103)

July 17, 2009

Notice: Replacement of Regulation 33-109 respecting Registration Information; Replacement of Policy Statement to Regulation 33-109 respecting Registration Information; Regulation to amend Regulation 31-102 respecting National Registration Database and Amendments to Policy Statement to Regulation 31-102 respecting National Registration Database (pdf - 6 MB)This link will open in a new windowUpdated on July 17, 2009

February 29, 2008

Draft Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on May 5, 2009 (concordant to Regulation 31-103)

February 29, 2008

Draft Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on May 5, 2009 (concordant to Regulation 31-103)

February 29, 2008

Request for comment: Regulation 33-109 respecting Registration Information (pdf - 7 MB)This link will open in a new windowUpdated on May 5, 2009
 

Regulation 33-109 respecting Registration Information (pdf - 1 MB)This link will open in a new windowUpdated on November 17, 2009 (administrative version)
In force from July 11, 2007 to September 27, 2009
 

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 371 KB)This link will open in a new windowUpdated on November 17, 2009 (administrative version)
In force from July 11, 2007 to September 27, 2009

July 13, 2007

Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on May 5, 2009
In force on July 11, 2007

July 13, 2007

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 3 MB)This link will open in a new windowUpdated on May 5, 2009
In force on July 11, 2007

February 23, 2007

Regulation 33-109 respecting Registration Information (pdf - 4 MB)This link will open in a new windowUpdated on May 5, 2009

February 23, 2007

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 4 MB)This link will open in a new windowUpdated on May 5, 2009

February 23, 2007

Notice of publication: Amendment to Multilateral Instrument 33-109, Registration Information and Companion Policy 33-109CP (pdf - 4 MB)This link will open in a new windowUpdated on February 23, 2007

February 23, 2007

Proposed amendments to Regulation 33-109 respecting Registration Information (pdf - 4 MB)This link will open in a new windowUpdated on May 5, 2009 (concordant to Regulation 31-103)

May 12, 2006

Proposed amendments to Multilateral Instrument 33-109, Registration Information (pdf - 499 KB)This link will open in a new windowUpdated on May 5, 2009

May 12, 2006

Policy Statement to Regulation 33-109 respecting Registration Information (pdf - 325 KB)This link will open in a new windowUpdated on May 5, 2009

May 12, 2006

Request for comment: Notice of proposed amendments to Multilateral Instrument 33-109 Registration Information (pdf - 322 KB)This link will open in a new windowUpdated on May 5, 2009
 

Regulation 33-109Q respecting Registration Information (pdf - 488 KB)This link will open in a new windowUpdated on May 5, 2009 (administrative version)
In force from January 1, 2005 to July 10, 2007

December 17, 2004

Regulation 33-109Q respecting Registration Information (pdf - 469 KB)This link will open in a new windowUpdated on May 5, 2009
In force on January 1, 2005

December 17, 2004

Avis de publication: Règlement relatifs à la Base de données nationale d'inscription (pdf - 136 KB)This link will open in a new windowUpdated on May 5, 2009 (Available in french only)

October 8, 2004

Draft Regulation 33-109 respecting Registration Information (pdf - 2 MB)This link will open in a new windowUpdated on May 5, 2009

October 8, 2004

Avis de consultation : Projets de règlement nécessaires à la mise en oeuvre au Québec de la Base de données nationale d'inscription (pdf - 308 KB)This link will open in a new windowUpdated on May 5, 2009 (Available in french only)