71-102 - Continuous Disclosure and Other Exemptions Relating to Foreign Issuers Securities

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (V-1.1, r. 37)

Notice relating to Regulation 71-102

Notice of publication

History relating to Regulation 71-102

Date of publication in the bulletin Texte
August 1, 2024 Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 14 KB)This link will open in a new windowUpdated on April 7, 2022 - Amendments and Changes to Certain Regulations and Policy statements related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
End of consultation : October 30, 2024
June 1, 2023 Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 134 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
March 23, 2023 Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 132 KB)This link will open in a new windowUpdated on March 20, 2023 (concordant to Regulation 13-103)
April 7, 2022 Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 14 KB)This link will open in a new windowUpdated on April 7, 2022 (concordant to Regulation 41-101 - Access Equals Delivery Model for Non-Investment Fund Reporting Issuers)
End of consultation: July 6, 2022
May 20, 2021 Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 42 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation: September 17, 2021
May 20, 2021 Draft Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation: September 17, 2021
May 2, 2019 Draft Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 13 KB)This link will open in a new windowUpdated on September 29, 2014 (concordant to Regulation 13-103)
End of consultation: July 31, 2019

November 5, 2015

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 58 KB)This link will open in a new windowUpdated on November 4, 2015Recognition of Aequitas Neo Exchange (Recognition of Aequitas Neo Exchange)
In force on November 17, 2015

September 3, 2015

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 17 KB)This link will open in a new windowUpdated on September 3, 2015"Regulation, amend, 71-102,Continuous Disclosure,Other Exemptions, Foreign Issuers" (Recognition of Aequitas Neo Exchange)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc (pdf - 49 KB)This link will open in a new windowUpdated on September 3, 2015

December 11, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange Inc.
 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 388 KB)This link will open in a new windowUpdated on November 16, 2015Continuous Disclosure and other exemptions relating to foreign issuers (consolidated version)
In force from September 30, 2014 to November 16, 2015
  Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 242 KB)This link will open in a new windowUpdated on September 25, 2014Foreign issuers (consolidated version)
In force from September 30, 2014 to June 8, 2023

Septembre 25, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 54 KB)This link will open in a new windowUpdated on September 29, 2014"regulation,amendments,71-102,continuous disclosure,exemptions,foreign issuers,52-108,auditor oversight" (concordant to Regulation 52-108)
In force on September 30, 2014

Septembre 25, 2014

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 13 KB)This link will open in a new windowUpdated on September 29, 2014 (concordant to Regulation 52-108)
In force on September 30, 2014

July 17, 2014

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 10 KB)This link will open in a new windowUpdated on July 16, 2014 (concordant to Regulation 52-108)

July 17, 2014

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 10 KB)This link will open in a new windowUpdated on July 16, 2014 (concordant to Regulation 52-108)

October 17, 2013

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 21 KB)This link will open in a new windowUpdated on October 16, 2013auditor oversight (concordant to Regulation 52-108)

October 17, 2013

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 19 KB)This link will open in a new windowUpdated on October 16, 2013Auditor oversight (concordant to Regulation 52-108)

September 13, 2012

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 21 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

September 13, 2012

Draft Amendments to Policy statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 15 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

July 29, 2011

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (concordant to Regulation 51-103)

July 29, 2011

Draft Policy statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (blackline version) (concordant to Regulation 51-103)
 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 358 KB)This link will open in a new windowUpdated on September 29, 2014Continuous Disclosure and other exemptions relating to foreign issuers (consolidated version)
In force from January 1, 2011 to September 29, 2014
 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 119 KB)This link will open in a new windowUpdated on September 29, 2014Foreign issuers (consolidated version)
In force from January 1, 2011 to September 29, 2014

December 17, 2010

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 52-107)

October 1, 2010

Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 52-107)

March 12, 2010

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 52-107)

March 12, 2010

Draft amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 52-107)

September 25, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 51-102 respecting Continuous Disclosure Obligations; Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations; Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers; Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 6 MB)This link will open in a new windowUpdated on May 8, 2012

December 19, 2008

Draft amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 4 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 58-101)
 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 344 KB)This link will open in a new windowUpdated on January 28, 2011 (consolidated version)
In force from December 31, 2007 to December 31, 2010

January 11, 2008

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 4 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 51-102)
In force on December 31, 2007

October 12, 2007

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 3 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 51-102)
 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 255 KB)This link will open in a new windowUpdated on February 23, 2009 (consolidated version)
In force from December 29, 2006 to December 30, 2007
 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 267 KB)This link will open in a new windowUpdated on January 28, 2011 (consolidated version)
In force from December 29, 2006 to December 31, 2010

January 5, 2007

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 5 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 51-102)
In force on December 29, 2006

January 5, 2007

Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 5 MB)This link will open in a new windowUpdated on May 8, 2012 (concordant to Regulation 51-102)
In force on December 29, 2006

October 13, 2006

Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 12 KB)This link will open in a new windowUpdated on October 13, 2006 (concordant to Regulation 51-102)

October 13, 2006

Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 19 KB)This link will open in a new windowUpdated on October 13, 2006 (concordant to Regulation 51-102)

December 9, 2005

Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 102 KB)This link will open in a new windowUpdated on December 9, 2005 (concordant to Regulation 51-102)

December 9, 2005

Draft Amendment to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 257 KB)This link will open in a new windowUpdated on December 9, 2005 (concordant to Regulation 51-102)
 

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 245 KB)This link will open in a new windowUpdated on February 23, 2009 (administrative version)
In force from June 1, 2005 to December 28, 2006
 

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 243 KB)This link will open in a new windowUpdated on May 8, 2012 (administrative version)
In force from June 1, 2005 to December 28, 2006

June 3, 2005

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 467 KB)This link will open in a new windowUpdated on June 3, 2005
In force on June 1, 2005

June 3, 2005

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 158 KB)This link will open in a new windowUpdated on June 3, 2005
In force on June 1, 2005

March 11, 2005

Amendment to proposed Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 90 KB)This link will open in a new windowUpdated on November 18, 2008 (concordant to Regulation 81-106)

March 11, 2005

Avis de publication : Modification au projet de Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 119 KB)This link will open in a new windowUpdated on November 18, 2008 (Available in french only)

December 19, 2003

Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 326 KB)This link will open in a new windowUpdated on November 18, 2008

December 19, 2003

Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 159 KB)This link will open in a new windowUpdated on November 18, 2008

December 19, 2003

Avis de publication : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 61 KB)This link will open in a new windowUpdated on December 19, 2003 (Available in french only)

June 20, 2003

Draft Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 201 KB)This link will open in a new windowUpdated on November 18, 2008

June 20, 2003

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 107 KB)This link will open in a new windowUpdated on November 18, 2008

June 20, 2003

Avis de consultation : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 187 KB)This link will open in a new windowUpdated on November 18, 2008 (Available in french only)

June 21, 2002

Preliminary Draft Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 77 KB)This link will open in a new windowUpdated on June 21, 2002

June 21, 2002

Draft Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 41 KB)This link will open in a new windowUpdated on June 21, 2002

June 21, 2002

Avis de consultation : Règlement 71-102 sur les dispenses en matière d'information continue et autres dispenses en faveur des émetteurs étrangers (pdf - 40 KB)This link will open in a new windowUpdated on June 21, 2002 (Available in french only)