Policy Statement Q-9: Dealers, Advisers and Representatives - REPEALED
September 25, 2009
Regulation to Repeal Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 6 MB)This link will open in a new windowUpdated on 9 May 2012 (concordant to Regulation 31-103) In force on September 28, 2009
July 17, 2009
Regulation to Repeal Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 6 MB)This link will open in a new windowUpdated on 9 May 2012 (concordant to Regulation 31-103)
February 29, 2008
Draft Regulation to Repeal Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 7 MB)This link will open in a new windowUpdated on 9 May 2012 (concordant to Regulation 31-103)
Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 309 KB)This link will open in a new windowUpdated on 9 May 2012 (administrative version) In force from June 27, 2003 to September 27, 2009
May 16, 2003
Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 135 KB)This link will open in a new windowUpdated on 20 November 2008 In force on June 27, 2003
Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 432 KB)This link will open in a new windowUpdated on 10 May 2012 (administrative version) In force from September 22, 1999 to June 26, 2003
December 17, 1999
Modification à l'Instruction générale Q-9, Courtiers, conseillers en valeurs et représentants (pdf - 32 KB)This link will open in a new windowUpdated on 10 May 2012 (Available in french only) In force on September 22, 1999
October 7, 1994
Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 16 MB)This link will open in a new windowUpdated on 10 May 2012 In force on December 1, 1994