Q-9 - Dealers, Advisers and Representatives Securities

Policy Statement Q-9: Dealers, Advisers and Representatives - REPEALED

Date of publication in the bulletin Texte

September 25, 2009

Regulation to Repeal Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 6 MB)This link will open in a new windowUpdated on May 9, 2012 (concordant to Regulation 31-103)
In force on September 28, 2009

July 17, 2009

Regulation to Repeal Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 6 MB)This link will open in a new windowUpdated on May 9, 2012 (concordant to Regulation 31-103)

February 29, 2008

Draft Regulation to Repeal Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 7 MB)This link will open in a new windowUpdated on May 9, 2012 (concordant to Regulation 31-103)
 

Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 309 KB)This link will open in a new windowUpdated on May 9, 2012 (administrative version)
In force from June 27, 2003 to September 27, 2009

May 16, 2003

Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 135 KB)This link will open in a new windowUpdated on November 20, 2008
In force on June 27, 2003
 

Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 432 KB)This link will open in a new windowUpdated on May 10, 2012 (administrative version)
In force from September 22, 1999 to June 26, 2003

December 17, 1999

Modification à l'Instruction générale Q-9, Courtiers, conseillers en valeurs et représentants (pdf - 32 KB)This link will open in a new windowUpdated on May 10, 2012 (Available in french only)
In force on September 22, 1999

October 7, 1994

Policy Statement Q-9, Dealers, Advisers and Representatives (pdf - 16 MB)This link will open in a new windowUpdated on May 10, 2012
In force on December 1, 1994