Financial institutions are reminded that, in the context of the pandemic, certain requirements and expectations set out in the AMF’s frameworks have taken on greater relevance, and that it is important to ensure, among other things, that their clients are treated fairly.
Complaint declaration period is between July 1 to July 30, 2020.
Public consultationsSee all public consultations
- Organisme canadien de réglementation du commerce des valeurs mobilières (l’« OCRCVM ») – Projet d’adoption anticipée de certaines Règles de l’OCRCVM par intégration aux Règles des courtiers membres (in French only) September 8, 2020 Category Exchanges, SROs and clearing houses
- CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework October 23, 2020 Category Exchanges, SROs and clearing houses