Regulatory Framework Applicable to the Mutual Fund Sector

Consultation on the harmonization of mutual fund distribution regulations

Comments received:

November 2, 2010

Mouvement d'éducation et de défense des actionnaires (pdf - 259 KB)This link will open in a new window
(Available in French only)

November 25, 2010

Mica Capital inc. (pdf - 446 KB)This link will open in a new windowUpdated on November 25, 2010 (Available in French only)

November 29, 2010

Investissements Excel inc (pdf - 414 KB)This link will open in a new window (Available in French only)

November 29, 2010

Royal Mutual Funds inc. (pdf - 24 KB)This link will open in a new windowUpdated on November 29, 2010 (Available in French only)

November 29, 2010

Association des banquiers canadiens (pdf - 2 MB)This link will open in a new window (Available in French only)

November 30, 2010

Services financiers Groupe Investors inc. (pdf - 450 KB)This link will open in a new windowUpdated on November 30, 2010 (Available in French only)

November 30, 2010

Mouvement des caisses Desjardins (pdf - 49 KB)This link will open in a new windowUpdated on November 30, 2010 (Available in French only)

November 30, 2010

Institut IFSE (pdf - 144 KB)This link will open in a new windowUpdated on November 30, 2010 (Available in French only)

November 30, 2010

L'Association canadienne des compagnies d'assurances de personnes inc. (pdf - 114 KB)This link will open in a new windowUpdated on November 30, 2010Image (Available in French only)

November 30, 2010

Services d'investissement Quadrus ltée. (pdf - 1 MB)This link will open in a new window (Available in French only)

November 30, 2010

Conseil des fonds d'investissement du Québec (pdf - 98 KB)This link will open in a new windowUpdated on November 30, 2010 (Available in French only)

November 30, 2010

Banque Nationale (pdf - 735 KB)This link will open in a new windowUpdated on November 30, 2010Image (Available in French only)

November 30, 2010

Services en placements PEAK inc. (pdf - 84 KB)This link will open in a new windowUpdated on November 30, 2010 (Available in French only)

December 6, 2010

Chambre de la sécurité financière (pdf - 726 KB)This link will open in a new windowUpdated on December 6, 2010 (Available in French only)

Second proposal document on the mutual fund sector further to the registration reform project

Comments received:

November 21, 2007

 Services en placements Peak inc. (pdf - 225 KB)This link will open in a new windowUpdated on November 21, 2007peak
(Available in french only)
November 19, 2007 Association des courtiers indépendants et mutidisciplinaires (pdf - 22 KB)This link will open in a new windowUpdated on November 20, 2007
(Available in french only)
November 19, 2007 Mérici Services Financiers inc. (pdf - 217 KB)This link will open in a new windowUpdated on November 22, 2007 (Available in french only)
November 19, 2007 Chambre de la sécurité financière (pdf - 205 KB)This link will open in a new windowUpdated on November 19, 2007 (Available in french only)
November 19, 2007 Conseil des fonds d'investissement du Québec (pdf - 686 KB)This link will open in a new windowUpdated on November 19, 2007
(Available in french only)
November 19, 2007 Les Services financiers Planifax inc. (pdf - 62 KB)This link will open in a new windowUpdated on November 20, 2007 (Available in french only)
November 19, 2007 Mouvement des caisses Desjardins (pdf - 65 KB)This link will open in a new windowUpdated on November 21, 2007 (Available in french only)
November 16, 2007 Association des banquiers canadiens (pdf - 1 MB)This link will open in a new window (Available in french only)

First proposal document on the mutual fund sector further to the registration reform project

Notice of publication of proposal document on the regulatory framework applicable to the mutual fund sector

The French version of the proposal document have also been published in Section 3.3 of the Authority's Bulletin of February 23, 2007 (pdf - 3 MB)This link will open in a new windowUpdated on February 23, 2007.

Comments received:

4 juin 2007  Association canadienne des courtiers de fonds mutuels (ACFM) (pdf - 1 MB)This link will open in a new windowUpdated on June 4, 2007  (Available in french only)
29 mai 2007 IGM Financial inc. (pdf - 58 KB)This link will open in a new windowUpdated on May 29, 2007
25 mai 2007 Mouvement des Caisses Desjardins (MCD) (pdf - 87 KB)This link will open in a new windowUpdated on May 30, 2007 (Available in french only)
25 mai 2007 Institut québécois de planification financière (IQPF) (pdf - 63 KB)This link will open in a new windowUpdated on May 28, 2007 (Available in french only)
24 mai 2007 Services Financiers Planifax (pdf - 155 KB)This link will open in a new windowUpdated on May 28, 2007 (Available in french only)
23 mai 2007 Association des courtiers indépendants et multidisciplinaires (ACIM) (pdf - 111 KB)This link will open in a new windowUpdated on May 25, 2007marcoux (Available in french only)
17 mai 2007 Conseil des fonds d'investissement du Québec (CFIQ) (pdf - 405 KB)This link will open in a new windowUpdated on May 22, 2007commentaire ific (Available in french only)
11 mai 2007 Mica Capital inc. (pdf - 358 KB)This link will open in a new windowUpdated on May 16, 2007mica - commentaire (Available in french only)
8 mai 2007 Beaudoin, Rigolt & Associés inc. (pdf - 31 KB)This link will open in a new windowUpdated on May 15, 2007 (Available in french only)
23 avril 2007 BLC Services Financiers (pdf - 2 MB)This link will open in a new windowUpdated on April 23, 2007 (Available in french only)
23 avril 2007 Promutuel Capital Société de fiducie inc. (pdf - 35 KB)This link will open in a new windowUpdated on May 15, 2007 (Available in french only)
23 avril 2007 Groupe financier PEAK inc. (pdf - 159 KB)This link will open in a new windowUpdated on April 26, 200731-103- peak (Available in french only)
23 avril 2007 Association canadienne des compagnies d'assurances de personnes inc. (ACCAP) (pdf - 372 KB)This link will open in a new windowUpdated on May 15, 2007Image (Available in french only)
23 avril 2007 Chambre de la sécurité financière (pdf - 231 KB)This link will open in a new windowUpdated on May 15, 2007 (Available in french only)
23 avril 2007 Le groupe financier Everest (pdf - 133 KB)This link will open in a new windowUpdated on April 26, 200731-103- everest (Available in french only)
23 avril 2007 Avantages Services Financiers inc. (pdf - 29 KB)This link will open in a new windowUpdated on May 15, 2007 (Available in french only)
23 avril 2007 Dundee Private Investors Inc./Dundee Private Investors Ltd. (Mandi Epstein) (pdf - 25 KB)This link will open in a new windowUpdated on May 15, 2007
20 avril 2007 Les Services financiers Planifax inc. (Daniel Bissonnette) (pdf - 141 KB)This link will open in a new windowUpdated on May 15, 2007 (Available in french only)
19 avril 2007 Chambre de la sécurité financière (CSF) /Conseil des fonds d'investissement du Québec (CFIQ)/Association des cabinets indépendants et multi-disciplinaire (ACIM)/Institut québécois de planification financière (IQPF)/Regroupement indépendant des conseillers de l'industrie financière du Québec (RICIFQ) (pdf - 61 KB)This link will open in a new windowUpdated on May 15, 2007consultation passeport (Available in french only)
19 avril 2007 Mérici Services Financiers inc. (pdf - 248 KB)This link will open in a new windowUpdated on May 15, 2007 (Available in french only)
18 avril 2007 Banque Nationale du Canada (pdf - 1,024 KB)This link will open in a new window (Available in french only)
11 avril 2007 Association des banquiers canadiens (ABC) (pdf - 1 MB)This link will open in a new windowUpdated on May 15, 2007 (Available in french only)