Notice of publication - Regulation and Policy Statement of the CSA Securities

2- Certain Capital Market Participants

CSA Notice of publication : Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement (pdf - 121 KB)This link will open in a new windowUpdated on April 27, 2017

CSA Notice of Publication: Regulation to amend Regulation 23-101 respecting Trading Rules and amendments to its related policy statement (pdf - 77 KB)This link will open in a new windowUpdated on January 26, 2017

 - Trading Fee

CSA Notice of Publication: Regulation to amend Regulation 23-101 respecting Trading Rules and Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules (pdf - 258 KB)This link will open in a new windowUpdated on April 7, 2016

- Order protection rule

Notice of publication: Regulation 24-102 respecting Clearing Agency Requirements and Policy Statement to Regulation 24-102 respecting Clearing Agency Requirements (pdf - 267 KB)This link will open in a new windowUpdated on October 7, 2020

 

CSA Notice of Publication : Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 142 KB)This link will open in a new windowUpdated on June 25, 2015

Notice of publication: Policy Statement 25-201 respecting Guidance for Proxy Advisory Firms (pdf - 117 KB)This link will open in a new windowUpdated on April 30, 2015

CSA Notice of Approval: Regulation to amend Regulation 21-101 respecting Marketplace (pdf - 53 KB)This link will open in a new windowUpdated on October 23, 2014

Notice of publication: Regulation to amend 23-103 respecting respecting Electronic Trading (pdf - 152 KB)This link will open in a new windowUpdated on July 4, 2013

Notice and Request for comments: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on March 14, 2013

Notice of publication: Regulation 23-103 respecting respecting Electronic Trading (pdf - 513 KB)This link will open in a new windowUpdated on June 28, 2012

Notice of Publication : Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 8 MB)This link will open in a new windowUpdated on March 23, 2012

Notice of publication: Regulation 25-101 respecting Designated Rating Organizations (pdf - 84 KB)This link will open in a new windowUpdated on January 27, 2012

Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement and Amendments to Policy Statement to Regulation 24-101 respecting Institutional Trade Matching and Settlement (pdf - 3 MB)This link will open in a new windowUpdated on April 16, 2010

    

Technical Corrections to Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 11 MB)This link will open in a new windowUpdated on December 18, 2009

Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 5 MB)This link will open in a new windowUpdated on November 13, 2009

Regulation 23-102 respecting Use of Client Brokerage Commissions and Policy Statement to Regulation 23-102 respecting Use of Client Brokerage Commissions (pdf - 3 MB)This link will open in a new windowUpdated on October 9, 2009

Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on June 20, 2008

 

Regulation 24-101 respecting Institutional Trade Matching and Settlement and Policy Statement to Regulation 24-101 respecting Institutional Trade Matching and Settlement (pdf - 4 MB)This link will open in a new windowUpdated on January 12, 2007

Notice of publication: Amendments to National Instrument 21-101, Marketplace Operation and Companion Policy 21-101, Marketplace Operation and to National Instrument 23-101, Trading Rules and Companion Policy 23-101, Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on December 15, 2006

 

National Instrument 21-101: Marketplace Operation and National Instrument 23-101: Trading Rules (pdf - 61 KB)This link will open in a new windowUpdated on August 31, 2001