55-104 - Insider Reporting Requirements and Exemptions Securities

Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (V-1.1, r. 31)

Notice relating to Regulation 55-104

Notice of the Autorité des marchés financiers

CSA Notice

Notice of publication

History relating to Regulation 55-104

Date of Publication in the Bulletin Text

June 1, 2023

Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (PDF - 374 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023

June 1, 2023

Amendments to Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 142 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023

March 23, 2023

Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 124 KB)This link will open in a new windowUpdated on March 20, 2023 (concordant to Regulation 13-103)
Fin de la consultation : April 21, 2023

March 23, 2023

Amendments to Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 142 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)

May 20, 2021

Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation : September 17, 2021
 

Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 411 KB)This link will open in a new windowUpdated on May 6, 2016policy statement,regulation,55-104,insider reporting,requirements,exemptions (administrative version)
In force from May 9, 2016 to June 8, 2023

May 5, 2016

Amendments to Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 19 KB)This link will open in a new windowUpdated on May 5, 2016TOB/IB (concordant to Regulation 62-104 - Take-over Bid Regime)
In force on May 9, 2016

February 25, 2016

Amendments to Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 14 KB)This link will open in a new windowUpdated on February 25, 2016Take-over bid regime (concordant to Regulation 62-104 - Take-over Bid Regime)

March 31, 2015

Draft Amendments to Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 14 KB)This link will open in a new windowUpdated on March 31, 2015take-over bid, issuer bid (concordant to Regulation 62-104)
End of consultation: June 29, 2015

September 13, 2012

Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 11 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

July 29, 2011

Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (concordant to Regulation 51-103)
  Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 464 KB)This link will open in a new windowUpdated on April 19, 2017Insider reporting requirements and exemptions (official version)
In force form April 30, 2010 to June 8, 2023 
 

Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 274 KB)This link will open in a new windowUpdated on May 6, 2016policy statement,regulation, 55-104,insider reporting,requirements,exemptions (administrative version)
In force from April 30, 2010 to May 8, 2016

April 23, 2010

Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on April 26, 2010
In force on April 30, 2010

April 23, 2010

Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on April 26, 2010
In force on April 30, 2010

January 29, 2010

Erratum - Règlement 55-104 sur les exigences et dispenses de déclaration d'initié (pdf - 3 MB)This link will open in a new windowUpdated on May 4, 2010 (Available in french only)

January 22, 2010

Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on May 4, 2010

January 22, 2010

Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on May 4, 2010

January 22, 2010

Notice: Regulation 55-104 respecting Insider Reporting Requirements and Exemptions; Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions and Repeal of Related Predecessor Instruments (pdf - 3 MB)This link will open in a new windowUpdated on January 22, 2010

December 19, 2008

Draft Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 4 MB)This link will open in a new windowUpdated on May 4, 2010

December 19, 2008

Draft Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 4 MB)This link will open in a new windowUpdated on May 4, 2010

December 19, 2008

Notice and Request for Comment: Draft Regulation 55-104 respecting Insider Reporting Requirements and Exemptions; Draft Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions and related consequential amendments (pdf - 4 MB)This link will open in a new windowUpdated on May 4, 2010