Date
2016 Enhance Multilateral Memorandum of Understanding concerning Consultation and Cooperation and the Exchange of Information (pdf - 1,015 KB)This link will open in a new windowUpdated on January 10, 2019EMMOU
January 10, 2019
Protocol for Handling Systemic Issues - Ombudsman for Banking Services and Investment (OBSI) and OBSI Joint Regulators Committee (JRC) (pdf - 35 KB)This link will open in a new windowUpdated on May 5, 2016Systemic Issues
December 16, 2015
Memorandum of Understanding Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities (pdf - 82 KB)This link will open in a new windowUpdated on December 3, 2015"Memorandum of Understanding,Oversight,Clearing Agencies, Trade Repositories,matching Service Utilities"
December 3, 2015
Amended and Restated Memorandum of Understanding concerning oversight of the Ombudsman for Banking Services and Investments among the Canadian Securities Administrators and OSBI (pdf - 59 KB)This link will open in a new windowUpdated on January 13, 2016"Amended,Restated,Memorandum of Understanding,oversight,Ombudsman for Banking Services and Investments,obsi, Canadian Securities Administrators,CSA"
December 1, 2015
Memorandum of Understanding Related to European Securities and Markets Authority's Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Canada - Manitoba, Ontario and Québec (pdf - 117 KB)This link will open in a new windowUpdated on September 30, 2020"Memorandum, Understanding, European, Securities, Markets, Authority’s Monitoring, Ongoing, Compliance, Recognition, Conditions, CCPs, Established, Canada, Manitoba, Ontario, Quebec"
November 30, 2015
Protocole d'entente concernant l'encadrement du Conseil canadien sur la reddition de comptes (CCRC) par l'Autorité des marchés financiers (pdf - 130 KB)This link will open in a new windowUpdated on December 3, 2015CCRC (Available in french only)
Septembre 14, 2015
Protocole d'entente en matière de consultation, de coopération et d'échange d'information entre l'Autorité des marchés financier et le Conseil canadien sur la reddition de comptes (CCRC) (pdf - 68 KB)This link will open in a new windowUpdated on December 16, 2015CCRC (Available in french only)
Memorandum of Understanding Respecting the Oversight of Certain Clearing and Settlement Systems among: Bank of Canada, Ontario Securities Commission, Autorité des marchés financiers and British Columbia Securities Commission (pdf - 103 KB)This link will open in a new windowUpdated on April 9, 2014Memorandum of Understanding (“MOU”)
June 9, 2014
Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities between Alberta Securities Commission, Autorité des marchés financiers, British Columbia Securities Commission, Ontario Securities Commission and Australian Securities and Investments Commission (pdf - 73 KB)This link will open in a new windowUpdated on September 30, 2020Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities
February 10, 2012
Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to Dually Regulated Entities (pdf - 109 KB)This link will open in a new windowUpdated on November 22, 2012Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to Dually Regulated Entities
March 21, 2011
Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities (pdf - 223 KB)This link will open in a new windowUpdated on November 22, 2012Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities
June 10, 2010
Engagement à conclure un arrangement en vue de la reconnaissance mutuelle des qualifications professionnelles entre l'Autorité des marchés financiers (Québec) et l'Autorité des marchés financiers (France) (pdf - 40 KB)This link will open in a new windowUpdated on November 22, 2012Engagement à conclure un arrangement en vue de la reconnaissance mutuelle des qualifications professionnelles (Available in French only)
June 8, 2010
Memorandum of Understanding between the Autorité des marchés financiers and the Emirates Securities and Commodities Authority (pdf - 111 KB)This link will open in a new windowUpdated on November 22, 2012ASSISTANCE AND MUTUAL CO-OPERATION
