93-101 - Derivatives: Business Conduct Derivatives
Regulation 93-101 respecting Derivatives: Business Conduct - NOT IN FORCE
- Regulation (pdf - 250 KB)
This link will open in a new windowUpdated on September 23, 2024Official version of Regulation 93-101 respecting Derivatives: Business Conduct in force since September 28, 2024.
In force on September 28, 2024 - Policy Statement (pdf - 550 KB)This link will open in a new windowUpdated on September 23, 2024Consolidated version of Policy Statement to Regulation 93-101 respecting Derivatives: Business Conduct
En vigueur depuis le 28 septembre 2024
Notice relating to Regulation 93-101
CSA Notice
- CSA Staff Notice 93-301: Derivatives Business Conduct Regulation - No Overlap with Derivatives Registration Regulation Comment Period (pdf - 40 KB)This link will open in a new windowUpdated on June 15, 2017Derivatives Business Conduct and Derivatives Registration
- CSA Staff Notice 93-302: Frequently Asked Questions about Regulation 93-101 respecting Derivatives: Business Conduct (pdf - 428 KB)This link will open in a new windowUpdated on September 12, 2024Frequently Asked Questions about Regulation 93-101 respecting Derivatives: Business Conduct.