Securities
Legislation, regulations, notices and other legal documents for securities professionals.
Regulations and notices
- Securities Regulation (V-1.1, r. 50)
- CSA Staff Notice 11-312 (revised): National Numbering System (pdf - 70 KB)
This link will open in a new windowUpdated on January 29, 2015National Numbering System
Published on January 29, 2015
References
- An Act mainly to improve the regulation of the financial sector, the protection of deposits of money and the operation of financial institutions (2018, chapter 23) – Bill 141 This link will open in a new window
- Order in Council 1474-2018 (pdf - 248 KB)This link will open in a new windowUpdated on December 28, 2018 - Regulation respecting certain transitional measures for the carrying out of the Act mainly to improve the regulation of the financial sector, the protection of deposits of money and the operation of financial institutions
- Order in Council 553-2019 (pdf - 80 KB)This link will open in a new windowUpdated on June 6, 2019 - Regulation to amend the Regulation respecting certain transitional measures for the carrying out of the Act mainly to improve the regulation of the financial sector, the protection of deposits of money and the operation of financial institutions