CSA Reports
Research Study - Client Relationship Model (CRM2)
- CRM2/POS 3-Year tracking study September 2019 (PDF - 2 MB)This link will open in a new windowUpdated on August 25, 2020
- 2016-2019 Investor Research Findings on the Impact of CRM2 and POS on Investor Knowledge, Attitudes, and Behaviour (PDF - 3 MB)This link will open in a new windowUpdated on August 27, 2020
Canadian Securities Administrators (CSA) Enforcement Reports
The CSA Enforcement Report This link will open in a new window highlights enforcement activities across the CSA and provides statistical data and case summaries that illustrate the responsive, collaborative and effective enforcement work conducted by CSA members each year. The report seeks to improve public understanding of how CSA enforcement efforts fit into the broader enforcement mosaic in Canada.
- Canadian Securities Administrators 2018-2019 Enforcement Report This link will open in a new window
- Canadian Securities Administrators 2017-2018 Enforcement Report This link will open in a new window
- Canadian Securities Administrators 2016 Enforcement Report This link will open in a new window
- Canadian Securities Administrators 2015 Enforcement Report This link will open in a new window
- Canadian Securities Administrators 2014 Enforcement Report This link will open in a new window
Reports from previous years are available on the Canadian Securities Administrators’ Website This link will open in a new window.