CSA Reports

Research Study - Client Relationship Model (CRM2)

Canadian Securities Administrators (CSA) Enforcement Reports

The CSA Enforcement Report This link will open in a new window highlights enforcement activities across the CSA and provides statistical data and case summaries that illustrate the responsive, collaborative and effective enforcement work conducted by CSA members each year. The report seeks to improve public understanding of how CSA enforcement efforts fit into the broader enforcement mosaic in Canada.

Reports from previous years are available on the Canadian Securities Administrators’ Website This link will open in a new window.

Canadian Securities Regulators (CSA) Three-Year Business Plans