Research Study - Client Relationship Model (CRM2)

• CRM2/POS 3 - Year tracking study (PDF - 2 MB)This link will open in a new windowUpdated on August 25, 2020
  September 2019
• Impact of CRM2 and POS on Investor Knowledge, Attitudes, and Behaviour (PDF - 3 MB)This link will open in a new windowUpdated on August 27, 2020
  2016-2019 Investor Research Findings on the
• A Post-Implementation Review of The Impacts of The CRM2 Annual Costs and Performance Reports on Investment Fund Fees and Performance
  • Executive Summary (pdf - 141 KB)This link will open in a new windowUpdated on April 24, 2024A Post-Implementation Review of The Impacts of The CRM2 Annual Costs and Performance Reports on Investment Fund Fees and Performance
  • Costs and Performance Research Findings (pdf - 1 MB)This link will open in a new windowUpdated on April 24, 2024A Post-Implementation Review of The Impacts of The CRM2 Annual Costs and Performance Reports on Investment Funds Fees and Performance

Canadian Securities Administrators (CSA) Enforcement Reports

The CSA Enforcement Report This link will open in a new window highlights enforcement activities across the CSA and provides statistical data and case summaries that illustrate the responsive, collaborative and effective enforcement work conducted by CSA members each year. The report seeks to improve public understanding of how CSA enforcement efforts fit into the broader enforcement mosaic in Canada.

• Canadian Securities Administrators 2018-2019 Enforcement Report This link will open in a new window
• Canadian Securities Administrators 2017-2018 Enforcement Report This link will open in a new window
• Canadian Securities Administrators 2016 Enforcement Report This link will open in a new window
• Canadian Securities Administrators 2015 Enforcement Report This link will open in a new window
• Canadian Securities Administrators 2014 Enforcement Report This link will open in a new window

Reports from previous years are available on the Canadian Securities Administrators’ Website This link will open in a new window.

Canadian Securities Regulators (CSA) Three-Year Business Plans

• Three-Year Business Plans 2019-2022 This link will open in a new window
• Three-Year Business Plans 2016-2019 This link will open in a new window
  • Achievement highlights This link will open in a new window
• Three-Year Business Plans 2013-2016 This link will open in a new window
  • Achievement highlights This link will open in a new window