CSA Notices Securities

8- Investment Funds

CSA Staff Notice 81-315: Frequently asked questions on Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 108 KB)This link will open in a new windowUpdated on November 25, 2005

CSA Staff Notice 81-316: Hedge Fund (pdf - 51 KB)This link will open in a new windowUpdated on January 12, 2007

CSA Staff Notice 81-317 : Frequently asked questions on Regulation 81-107 respecting Independent Review Committee for Investment Funds (pdf - 208 KB)This link will open in a new windowUpdated on March 30, 2007

CSA Staff Notice 81-323 Status Report on Consultation under CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees (pdf - 125 KB)This link will open in a new windowUpdated on December 17, 2013

CSA Notice 81-324 and Request for Comment Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts (pdf - 176 KB)This link will open in a new windowUpdated on December 12, 2013

CSA Staff Notice 81-327: Next Steps in the CSA's Examination of Mutual Fund Fees (pdf - 62 KB)This link will open in a new windowUpdated on June 29, 2016

CSA Multilateral Staff Notice 81-328: Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of Regulation 81-102 respecting Investment Funds (pdf - 49 KB)This link will open in a new windowJune 8, 2017

CSA Staff Notice 81-329: Reducing Regulatory Burden for Investment Fund Issuers (pdf - 51 KB)This link will open in a new windowUpdated on May 24, 2018

CSA Staff Notice 81-330: Status Report on Consultation on Embedded Commissions and Next Steps (pdf - 184 KB)This link will open in a new windowUpdated on June 21, 2018

CSA Staff Notice 81-331 Investment Funds Investing in Bail-in Debt (pdf - 80 KB)This link will open in a new windowUpdated on August 23, 2018

CSA Staff Notice 81-332: Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions (pdf - 123 KB)This link will open in a new windowUpdated on December 19, 2019

CSA Staff Notice 81-333: Guidance on Effective Liquidity Risk Management for Investment Funds (pdf - 313 KB)This link will open in a new windowUpdated on September 17, 2020

CSA Staff Notice 81-334: ESG-Related Investment Fund Disclosure (pdf - 277 KB)This link will open in a new windowUpdated on January 19, 2022

CSA Staff Notice 81-335: Investment Fund Settlement Cycles (pdf - 195 KB)This link will open in a new windowUpdated on December 14, 2022

Canadian Securities Administrators Staff Notice 81-336: Guidance on Crypto Asset Investment Funds that are Reporting Issuers (pdf - 420 KB)This link will open in a new windowUpdated on July 5, 2023