45-106 - Prospectus Exemptions Securities

Regulation 45-106 respecting Prospectus Exemptions (V-1.1, r. 21)

Notice relating to Regulation 45-106

CSA Notice

AMF Notice

Notice of publication

History relating to Regulation 45-106

Date of publication in the bulletin Text
August 1, 2024 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 110 KB)This link will open in a new windowUpdated on August 1st, 2024 - Amendments and Changes to Certain Regulations and Policy statements related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
End of Consultation : October 30, 2024
September 14, 2023 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (PDF - 380 KB)This link will open in a new windowUpdated on September 14, 2023Final amendments to Regulation 45-106 concordant to Regulation 14-101. (concordant to Regulation 14-101)
In force on September 13, 2023
June 15, 2023 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 94 KB)This link will open in a new windowUpdated on June 15, 2023CSA Final version of Regulation to amend Regulation 45-106 (concordant to Regulation 14-101)
  Regulation 45-106 respecting Prospectus Exemptions (pdf - 4 MB)This link will open in a new window (official consolidated version)
In force from June 9, 2023 to September 12, 2023
June 1, 2023 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (PDF - 643 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
June 1, 2023 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 135 KB)This link will open in a new windowUpdated on June 1st, 2023  (concordant to Regulation 13-103)
In force on June 9, 2023
March 23, 2023 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 506 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
March 23, 2023 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 133 KB)This link will open in a new windowUpdated on March 14, 2023  (concordant to Regulation 13-103)
  Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new window (official consolidated version)
In force from March 8, 2023 to June 8, 2023
  Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 904 KB)This link will open in a new window (consolidated version)
In force from March 8, 2023 to June 8, 2023
March 9, 2023 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (PDF - 914 KB)This link will open in a new windowUpdated on March 9, 2023Final Amendments Relating to the Offering Memorandum Prospectus Exemption. (Amendments Relating to the Offering Memorandum Prospectus Exemption)
In force on March 8, 2023
March 9, 2023 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 209 KB)This link will open in a new windowUpdated on March 9, 2023Final Amendments Relating to the Offering Memorandum Prospectus Exemption. (Amendments Relating to the Offering Memorandum Prospectus Exemption)
In force on March 8, 2023
December 8, 2022 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 393 KB)This link will open in a new windowUpdated on December 8, 2022Amendments Relating to the Offering Memorandum Prospectus Exemption (Amendments Relating to the Offering Memorandum Prospectus Exemption)
December 8, 2022 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 200 KB)This link will open in a new windowUpdated on December 8, 2022Amendments Relating to the Offering Memorandum Prospectus Exemption (Amendments Relating to the Offering Memorandum Prospectus Exemption)
December 8, 2022 CSA Notice of Publication: Amendments Relating to the Offering Memorandum Prospectus Exemption (pdf - 553 KB)This link will open in a new windowUpdated on December 8, 2022Amendments Relating to the Offering Memorandum Prospectus Exemption
  Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new window (official consolidated version)
In force from November 23, 2022 to March 7, 2023
  Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 916 KB)This link will open in a new windowUpdated on November 24, 2022Consolidated version of Policy Statement to Regulation 45-106 in force since November 23, 2022 (consolidated version)
In force from November 22, 2022 to March 7, 2023
November 24, 2022 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (PDF - 540 KB)This link will open in a new windowUpdated on November 24, 2022Amendments to introduce the Listed Issuer Financing Exemption. (Amendments to introduce the Listed Issuer Financing Exemption)
In force on November 23, 2022
November 24, 2022 Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 207 KB)This link will open in a new windowUpdated on November 24, 2022Amendments to introduce the Listed Issuer Financing Exemption. (Amendments to introduce the Listed Issuer Financing Exemption)
In force on November 23, 2022
September 8, 2022 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 120 KB)This link will open in a new windowUpdated on September 7, 2022Amendments to introduce the Listed Issuer Financing Exemption. (Amendments to introduce the Listed Issuer Financing Exemption)
September 8, 2022 Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 67 KB)This link will open in a new windowUpdated on September 7, 2022Amendments to introduce the Listed Issuer Financing Exemption. (Amendments to introduce the Listed Issuer Financing Exemption)
September 8, 2022 CSA Notice of Publication: Amendments to introduce the Listed Issuer Financing Exemption - Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 334 KB)This link will open in a new windowUpdated on September 8, 2022Amendments to introduce the Listed Issuer Financing Exemption.
  Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on December 22, 2021official consolidated version of Regulation 45-106 respecting Prospectus and Registration exemptions in force since January 5, 2022. (official consolidated version)
In force from January 5, 2022 to November 22, 2022
December 23, 2021 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations (pdf - 291 KB)This link will open in a new windowUpdated on December 23, 2021Reducing Regulatory Burden for Investement Fund Issuers - Workstream 5 (Workstream 5) - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
En vigueur le 6 janvier 2022
October 7, 2021 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations (pdf - 9 KB)This link will open in a new windowUpdated on October 7, 2021 (Workstream 5) - Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
End of consultation : November 6, 2021
July 29, 2021 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations (pdf - 108 KB)This link will open in a new windowUpdated on July 27, 2021Amendments to introduce the Listed Issuer Financing Exemption. (Amendments to introduce the Listed Issuer Financing Exemption)
End of consultation: October 26, 2021 
July 29, 2021 Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions and concordant regulations (pdf - 63 KB)This link will open in a new windowUpdated on July 27, 2021Amendments to introduce the Listed Issuer Financing Exemption. (Amendments to introduce the Listed Issuer Financing Exemption)
End of consultation: October 26, 2021 
July 29, 2021 CSA Notice of Consultation: Amendments to introduce the Listed Issuer Financing Exemption - Draft Regulation to amend Regulation 45-106  respecting Prospectus Exemptions (pdf - 124 KB)This link will open in a new windowUpdated on July 27, 2021Amendments to introduce the Listed Issuer Financing Exemption.
  Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on July 2, 2021Prospectus and registration exemptions. (official consolidated version)
In force from July 1, 2021 to January 4, 2022
  Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 754 KB)This link will open in a new windowUpdated on July 2, 2021Prospectus Exemptions. (consolidated version)
In force from July 1, 2021 to November 22, 2022
June 17, 2021 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 417 KB)This link will open in a new windowUpdated on June 9, 2021 (Syndicated Mortgages)
In force on July 1, 2021
June 17, 2021 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 41 KB)This link will open in a new windowUpdated on June 17, 2021 (Syndicated Mortgages)
In force on July 1, 2021
May 20, 2021 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 20 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation: Septembre 17, 2021
May 20, 2021 Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation: Septembre 17, 2021
April 22, 2021 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 14 KB)This link will open in a new windowUpdated on April 22, 2021Concordant amendments to Regulation 14-101. (concordant to Regulation 14-101)
End of consultation : July 21, 2021
October 1, 2020 Erratum : Avis de publication des ACVM - Modifications concernant les créances hypothécaires syndiquées (pdf - 431 KB)This link will open in a new windowUpdated on October 1st, 2020Erratum sur l'avis de publication des ACVM relatif aux modifications concernant les créances hypothécaires syndiquées.
September 17, 2020 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 260 KB)This link will open in a new windowUpdated on September 16, 2020Draft Regulation to amend Regulation 45-106 in consultation until December 16, 2020 (Amendments Relating to the Offering Memorandum Prospectus Exemption)
September 17, 2020 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 53 KB)This link will open in a new windowUpdated on September 16, 2020Draft Amendments to Policy Statement to Regulation 45-106 in consultation until December 16, 2020. (Amendments Relating to the Offering Memorandum Prospectus Exemption)
September 17, 2020

CSA Notice of Consultation: Amendments Relating to the Offering Memorandum Prospectus Exemption (pdf - 77 KB)This link will open in a new windowUpdated on September 16, 2020CSA Notice of Consultation relating to the Offering Memorandum Prospectus Exemption.
August 6, 2020 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 119 KB)This link will open in a new windowUpdated on August 6, 2020Amendments relating to Syndicated Mortgages. (Syndicated Mortgages)
August 6, 2020 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 45 KB)This link will open in a new windowUpdated on August 6, 2020Amendments relatign to Syndicated Mortgages (Syndicated Mortgages)
August 6, 2020 CSA Notice of Publication : Amendments relating to Syndicated Mortgages (pdf - 251 KB)This link will open in a new windowUpdated on October 1st, 2020Amendments relating to Syndicated Mortgages.
  Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 685 KB)This link will open in a new windowUpdated on March 5, 2020Policy Statement to Regulation 45-106 respecting Prospectus Exemptions. (consolidated version)
In force from February 28, 2020 to June 30, 2021
March 5, 2020 Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 19 KB)This link will open in a new windowUpdated on March 5, 2020Amendments relating to access to the personal information contained in Schedule 1 of Form 45-106F1 of Regulation 45-106.
In force on February 28, 2020
March 5, 2020 Notice of publication: Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 28 KB)This link will open in a new windowUpdated on March 5, 2020Amendments relating to access to the personal information contained in Schedule 1 of Form 45-106F1 of Regulation 45-106.
May 2, 2019 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 29 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
May 2, 2019 Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 18 KB)This link will open in a new windowUpdated on May 1st, 2019System Replacement  (concordant to Regulation 13-103)
End of consultation: July 31, 2019
March 15, 2019 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 80 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages (Syndicated Mortgages)
End of consultation: May 14, 2019  
March 15, 2019 Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 45 KB)This link will open in a new windowUpdated on March 14, 2019Amendments relating to Syndicated Mortgages  (Syndicated Mortgages)
End of consultation: May 14, 2019
March 15, 2019 CSA Second Notice of Consultation - Amendments relating to Syndicated Mortgages : Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 270 KB)This link will open in a new windowUpdated on March 14, 2019Syndicated Mortgages (Syndicated Mortgages)
  Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on October 5, 2018Prospectus and registration exemptions (official consolidated version)
In force from October 5, 2018 to June 30, 2021
  Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 709 KB)This link will open in a new windowUpdated on October 3, 2018policy statement,regulation,45-106,prospectus exemptions (consolidated version)
In force from October 5, 2018 to February 27, 2020
October 4, 2018 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 520 KB)This link will open in a new windowUpdated on October 3, 2018Reports of Exempt Distribution (Reports of Exempt Distribution)
In force on October 5, 2018  
October 4, 2018 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 20 KB)This link will open in a new windowUpdated on October 3, 2018Reports of Exempt Distribution (Reports of Exempt Distribution)
In force on October 5, 2018  
July 19, 2018 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 211 KB)This link will open in a new windowUpdated on July 18, 2018Reports of Exempt Distribution (Reports of Exempt Distribution)  
July 19, 2018 Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 15 KB)This link will open in a new windowUpdated on July 18, 2018Reports of Exempt Distribution (Reports of Exempt Distribution)
July 19, 2018 CSA Notice of publication: Regulation to amend Regulation 45-106 respecting Prospectus Exemptions, Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 179 KB)This link will open in a new windowUpdated on July 19, 2018Reports of Exempt Distribution -  Amendments relating to Reports of Exempt Distribution
  Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on June 12, 2018Prospectus and registration exemptions (official consolidated version)
In force from June 11, 2018 to October 4, 2018
June 7, 2018 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 347 KB)This link will open in a new windowUpdated on June 13, 2018"Regulation, amend, 45-106, Prospectus, Registration Exemptions, final, gazette officielle, concordant, 44-101" (Designated Rating Organizations)
In force on June 12, 2018
March 29, 2018 Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 25 KB)This link will open in a new windowUpdated on March 28, 2018Designated rating organization (Designated Rating Organizations)
March 29, 2018 CSA Notice of publication of amendments relating to Designated rating organizations (pdf - 90 KB)This link will open in a new windowUpdated on March 29, 2018Designated Rating Organizations
March 8, 2018   Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 74 KB)This link will open in a new windowUpdated on March 1st, 2018Syndicated Mortgages (Syndicated Mortgages)
End of consultation: June 6, 2018    
March 8, 2018   Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 38 KB)This link will open in a new windowUpdated on March 1st, 2018Syndicated Mortgages
End of consultation: June 6, 2018  
March 8, 2018 CSA Notice and Request for Comment Amendments relating to Syndicated Mortgages : Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations  (pdf - 197 KB)This link will open in a new windowUpdated on March 1st, 2018Syndicated Mortgages
July 6, 2017 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 22 KB)This link will open in a new windowUpdated on June 29, 2017"Regulation, amend, 45-106, Prospectus Exemptions" (Designated Rating Organizations)
End of consultation: October 4, 2017  
June 8, 2017 Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 102 KB)This link will open in a new windowUpdated on June 7, 2017Report of Exempt Distribution (Reports of Exempt Distribution)
End of consultation: September 6, 2017
June 8, 2017 CSA Multilateral Notice and Request for Comment: Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions relating to Reports of Exempt Distribution (pdf - 279 KB)This link will open in a new windowUpdated on June 7, 2017Reports of Exempt Distribution
  Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on June 11, 2018Prospectus and registration exemptions (official consolidated version)
In force from June 30, 2016 to June 11, 2018 
  Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 682 KB)This link will open in a new windowUpdated on October 3, 2018policy statement,regulation,45-106,prospectus exemptions (administrative consolidated version)
In force from June 30, 2016 to October 4, 2018

June 23, 2016

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 303 KB)This link will open in a new windowUpdated on June 23, 2016"Regulation, amend, 45-106, Prospectus, Exemptions"
In force on June 30, 2016

June 23, 2016

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 33 KB)This link will open in a new windowUpdated on June 23, 2016"Amendments, Policy Statement, Regulation, 45-106, Prospectus, Exemptions"
In force on June 30, 2016
 

Regulation 45-106 respecting Prospectus Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on June 30, 2016Prospectus and registration exemptions (official consolidated version)
In force from April 30, 2016 to June 29, 2016
 

Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 588 KB)This link will open in a new windowUpdated on June 30, 2016policy statement,regulation,45-106,prospectus exemptions (administrative consolidated version)
In force from April 30, 2016 to June 29, 2016

April 7, 2016

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 396 KB)This link will open in a new windowUpdated on April 7, 2016Reports of Exempt Distribution

April 7, 2016

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 29 KB)This link will open in a new windowUpdated on April 7, 2016Reports of Exempt Distribution

April 7, 2016

CSA Notice of Publication of Amendments relating to Reports of Exempt Distribution - Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 489 KB)This link will open in a new windowUpdated on April 7, 2016Reports of Exempt Distribution

February 11, 2016

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 84 KB)This link will open in a new windowUpdated on February 11, 2016Offering memorandum (Offering Memorandum)
In force on April 30, 2016

February 11, 2016

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 64 KB)This link will open in a new windowUpdated on February 11, 2016Offering memorandum (Offering Memorandum)
In force on April 30, 2016
 

Regulation 45-106 respecting Prospectus Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on May 2, 2016Prospectus and registration exemptions (official consolidated version)
In force from December 8, 2015 to April 29, 2016
 

Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 565 KB)This link will open in a new windowUpdated on May 2, 2016policy statement,regulation,45-106,prospectus exemptions (administrative consolidated version)
In force from December 8, 2015 to April 29, 2016

December 3, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 105 KB)This link will open in a new windowUpdated on December 2, 2015Rights offerings (Rights Offering)
In force on December 8, 2015

December 3, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 62 KB)This link will open in a new windowUpdated on December 2, 2015Rights offerings (Rights Offering)
In force on December 8, 2015
 

Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on December 7, 2015Prospectus and registration exemptions (official consolidated version)
In force from November 17, 2015 to December 7, 2015

November 5, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 58 KB)This link will open in a new windowUpdated on November 4, 2015Recognition of Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange)
In force on November 17, 2015

October 29, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemption (pdf - 150 KB)This link will open in a new windowUpdated on October 28, 2015Offering Memorandum Exemptions (Offering Memorandum Exemption)

October 29, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemption (pdf - 60 KB)This link will open in a new windowUpdated on October 28, 2015Offering memorandum Exemption (Offering Memorandum Exemption)

October 29, 2015

Multilateral CSA Notice of Amendments to Regulation 45-106 (pdf - 122 KB)This link will open in a new windowUpdated on October 29, 2015Offering Memorandum Exemption respecting Prospectus Exemption relating to Offering Memorandum Exemption

September 24, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 144 KB)This link will open in a new windowUpdated on September 24, 2015Rights Offerings (Rights Offering)

September 24, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 50 KB)This link will open in a new windowUpdated on September 24, 2015Rights Offerings (Rights Offering)

September 24, 2015

CSA Notice of Publication relating to Rights Offerings - Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordants (pdf - 500 KB)This link will open in a new windowUpdated on September 24, 2015Rights Offerings

September 3, 2015

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 13 KB)This link will open in a new windowUpdated on September 3, 2015 (Recognition of Aequitas Neo Exchange)

September 3, 2015

CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc. (pdf - 49 KB)This link will open in a new windowUpdated on September 3, 2015

August 13, 2015

Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 450 KB)This link will open in a new windowUpdated on August 12, 2015Reports of Exempt Distribution (Reports of Exempt Distribution)
End of consultation: October 13, 2015

August 13, 2015

Draft amendement to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 24 KB)This link will open in a new windowUpdated on August 12, 2015Report of Exempt Distribution (Reports of Exempt Distribution)
End of consultation: October 13, 2015

August 13, 2015

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions relating to Reports of Exempt Distribution (pdf - 655 KB)This link will open in a new windowUpdated on August 12, 2015Reports of Exempt Distribution
 

Regulation 45-106 respecting Prospectus Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on November 16, 2015Prospectus and registration exemptions (consolidated version)
In force from May 5, 2015 to November 16, 2015
 

Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 492 KB)This link will open in a new windowUpdated on December 7, 2015 (administrative consolidated version)
In force from May 5, 2015 to December 7, 2015

April 30, 2015

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 161 KB)This link will open in a new windowUpdated on April 30, 2015"Regulation,amend,Regulation,45-106,prospectus,registration, exemptions" – Accredited Investor and Minimum Amount Investment Prospectus Exemptions
In force on May 5, 2015

April 30, 2015

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 163 KB)This link will open in a new windowUpdated on April 30, 2015 – Accredited Investor and Minimum Amount Investment Prospectus Exemptions
In force on May 5, 2015

April 30, 2015

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 93 KB)This link will open in a new windowUpdated on April 30, 2015"Regulation, amend,45-106,Prospectus,Registration,exemptions" – Short-term Debt Prospectus Exemption and Short-term Securitized Products
In force on May 5, 2015

April 30, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 47 KB)This link will open in a new windowUpdated on April 30, 2015 – Short-term Debt Prospectus Exemption and Short-term Securitized Products
In force on May 5, 2015

February 19, 2015

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 83 KB)This link will open in a new windowUpdated on February 19, 2015Short-term Debt Prospectus Exemption and Short-term Securitized Products – Short-term Debt Prospectus Exemption and Short-term Securitized Products

February 19, 2015

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 41 KB)This link will open in a new windowUpdated on February 19, 2015Short-term Debt Prospectus Exemption and Short-term Securitized Products – Short-term Debt Prospectus Exemption and Short-term Securitized Products

February 19, 2015

CSA Notice of publication: Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 351 KB)This link will open in a new windowUpdated on February 19, 2015Short-term Debt Prospectus Exemption and Short-term Securitized Products – Short-term Debt Prospectus Exemption and Short-term Securitized Products

February 19, 2015

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 152 KB)This link will open in a new windowUpdated on February 19, 2015Accredited investor and minimum amount investment prospectus exemptions – Accredited Investor and Minimum Amount Investment Prospectus Exemptions

February 19, 2015

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 157 KB)This link will open in a new windowUpdated on February 19, 2015Accredited investor and minimum amount investment prospectus exemptions – Accredited Investor and Minimum Amount Investment Prospectus Exemptions

February 19, 2015

CSA Notice of publication : Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 268 KB)This link will open in a new windowUpdated on October 8, 2020Accredited Investor and Minimum Amount Investment Prospectus Exemptions – Accredited Investor and Minimum Amount Investment Prospectus Exemptions

December 11, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 14 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange (Recognition of Aequitas Neo Exchange)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange Inc.

November 27, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 134 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering (Rights Offering)

November 27, 2014

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration (pdf - 47 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering (Rights Offering)

November 27, 2014

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordants (pdf - 72 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering (Rights Offering)

March 20, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 96 KB)This link will open in a new windowUpdated on March 19, 2014Offering Memorandum Exemption
End of consultations : June 18, 2014

March 20, 2014

Multilateral CSA Notice of Publication and Request for Comment: Proposed Amendments to Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Offering Memorandum Exemption (pdf - 138 KB)This link will open in a new windowUpdated on March 19, 2014Offering Memorandum Exemption

February 27, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 134 KB)This link will open in a new windowUpdated on February 27, 2014Accredited Investor and Minimum Amount Investment
End of consultations : May 28, 2014

February 27, 2014

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration (pdf - 181 KB)This link will open in a new windowUpdated on February 27, 2014Accredited Investor and Minimum Amount Investment (blacklined version)
End of consultations : May 28, 2014

February 27, 2014

CSA Notice and Request for Comment: Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions (pdf - 468 KB)This link will open in a new windowUpdated on February 27, 2014Accredited Investor and Minimum Amount Investment Prospectus Exemptions

January 23, 2014

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 107 KB)This link will open in a new windowUpdated on January 23, 2014Short-term Debt Prospectus Exemption and proposed Securitized Products
End of consultations : April 23, 2014

January 23, 2014

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 35 KB)This link will open in a new windowUpdated on January 23, 2014Securitized product
End of consultations : April 23, 2014

January 23, 2014

Notice of Publication and Request for Comment: Proposed Amendments to Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments (pdf - 220 KB)This link will open in a new windowUpdated on October 8, 2020Short-term Debt Prospectus Exemption and Proposed Securitized Products
 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on May 5, 2015Prospectus and registration exemptions (consolidated version)
In force from May 31, 2013 to May 4, 2015

May 30, 2013

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 139 KB)This link will open in a new windowUpdated on May 30, 2013 (concordant to Regulation 25-101)
In force on May 31, 2013

March 14, 2013

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 18 KB)This link will open in a new windowUpdated on March 13, 2013Designated Rating Organizations (concordant to Regulation 25-101)

March 14, 2013

Notice of publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on March 14, 2013Designated Rating Organizations

September 13, 2012

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 36 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

September 13, 2012

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 14 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

July 26, 2012

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012 (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for comment: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012

November 11, 2011

CSA Staff Consultation Note 45-401: Review of Minimum Amount and Accredited Investor Exemptions - Public Consultation (pdf - 6 MB)This link will open in a new windowUpdated on November 14, 2011

July 29, 2011

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (concordant to Regulation 51-103)

July 29, 2011

Draft amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (blacklined version - concordant to Regulation 51-103)
 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on May 31, 2013Prospectus and registration exemptions (consolidated version)
In force from June 30, 2011 to May 30, 2013

July 1, 2011

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 5 MB)This link will open in a new windowUpdated on July 5, 2011 (concordant to Regulation 43-101)
In force on June 30, 2011

April 8, 2011

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 8 MB)This link will open in a new windowUpdated on July 29, 2011 (concordant to Regulation 43-101)

April 1, 2011

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 8 MB)This link will open in a new windowUpdated on August 1st, 2011 (concordant to Regulation 41-103 and Regulation 51-106)
 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new windowUpdated on January 26, 2011 (administrative consolidated version)
In force from January 1, 2011 to June 29, 2011
 

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 758 KB)This link will open in a new windowUpdated on May 5, 2015"policy statement,regulation, 45-106,prospectus,registration,exemptions" (administrative consolidated version)
In force from January 1, 2011 to May 4, 2015

December 17, 2010

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

October 1, 2010

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 12 MB)This link will open in a new windowUpdated on August 1st, 2011 (concordant to Regulation 52-107)

October 1, 2010

Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 12 MB)This link will open in a new windowUpdated on August 1st, 2011 (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 12 MB)This link will open in a new windowUpdated on October 1st, 2010

April 23, 2010

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on April 26, 2010 (concordant to Regulation 43-101)

March 12, 2010

Draft Regulation to amend 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on March 23, 2010 (concordant to Regulation 52-107)

March 12, 2010

Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on March 23, 2010 (concordant to Regulation 52-107)

October 16, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to Regulation 45-106 respecting Prospectus and Registration Exemptions and Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new windowUpdated on March 23, 2010
 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new windowUpdated on January 26, 2011 (administrative version)
In force from September 28, 2009 to December 31, 2010
 

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 343 KB)This link will open in a new windowUpdated on January 26, 2011 (administrative version)
In force from September 28, 2009 to December 31, 2010

September 25, 2009

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new windowUpdated on March 23, 2010
In force on September 28, 2009

September 25, 2009

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 6 MB)This link will open in a new windowUpdated on March 23, 2010
In force on September 28, 2009

July 17, 2009

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 6 MB)This link will open in a new windowUpdated on March 23, 2010

July 17, 2009

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 6 MB)This link will open in a new windowUpdated on March 23, 2010

July 17, 2009

Notice of publication: Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 6 MB)This link will open in a new windowUpdated on July 17, 2009

February 29, 2008

Draft Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new windowUpdated on March 23, 2010

February 29, 2008

Draft Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new windowUpdated on March 23, 2010

February 29, 2008

Notice and Request for Comment: Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 7 MB)This link will open in a new windowUpdated on March 26, 2010
 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new windowUpdated on March 25, 2010 (consolidated administrative version)
In force from December 31, 2007 to September 27, 2009

January 11, 2008

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 4 MB)This link will open in a new windowUpdated on March 25, 2010 (concordant to Regulation 51-102)
In force on December 31, 2007

October 12, 2007

Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on March 25, 2010 (concordant to Regulation 51-102)

December 1, 2006

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on March 25, 2010 (concordant to Regulation 51-102)

August 4, 2006

Erratum - Règlement modifiant le Règlement 45-106 sur les dispenses de prospectus et d'inscription (pdf - 432 KB)This link will open in a new windowUpdated on March 25, 2010 (Available in french only)

October 21, 2005

Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new windowUpdated on March 25, 2010

October 21, 2005

Notice and Request for Comment for Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions - Adoption of Local Prospectus and Registration Exemptions for Certain Capital Accumulation Plans (pdf - 835 KB)This link will open in a new windowUpdated on March 25, 2010
 

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 3 MB)This link will open in a new windowUpdated on March 25, 2010 (administrative version)
In force from September 14, 2005 to December 30, 2007
 

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 309 KB)This link will open in a new windowUpdated on March 25, 2010 (administrative version)
In force from September 14, 2005 to September 27, 2009

September 9, 2005

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on March 25, 2010 (administrative version)
In force on September 14, 2005

September 9, 2005

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 528 KB)This link will open in a new windowUpdated on March 25, 2010 (administrative version)
In force on September 14, 2005

September 2, 2005

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 426 KB)This link will open in a new windowUpdated on November 18, 2009
In force on September 14, 2005

September 2, 2005

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 468 KB)This link will open in a new windowUpdated on November 18, 2009
In force on September 14, 2005

July 8, 2005

Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 1 MB)This link will open in a new windowUpdated on November 18, 2009

July 8, 2005

Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 449 KB)This link will open in a new windowUpdated on November 18, 2009

July 8, 2005

Notice of publication: Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 531 KB)This link will open in a new windowUpdated on July 8, 2005

December 17, 2004

Draft Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 2 MB)This link will open in a new windowUpdated on November 18, 2009

December 17, 2004

Draft Policy Statement to Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 568 KB)This link will open in a new windowUpdated on November 18, 2009

December 17, 2004

Avis de consultation : Règlement 45-106 sur les dispenses de prospectus et d'inscription (pdf - 514 KB)This link will open in a new windowUpdated on November 18, 2009 (Available in french only)

December 17, 2004

Table of Concordance (pdf - 294 KB)This link will open in a new windowUpdated on November 18, 2009