33-102 - Regulation of certain registrant activities - Securities | AMF

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National Instrument 33-102: Regulation of certain registrant activities (REPEALED)

National Instrument 33-102 (pdf - 702 KB)This link will open in a new windowUpdated on 6 October 2009
Repealed on September 28, 2009
Companion Policy 33-102 (pdf - 376 KB)This link will open in a new windowUpdated on 6 October 2009
Revoked on September 28, 2009

Notice relating to Regulation 33-102

Notice to the Autorité des marchés financiers

Instruction générale intitulée Norme canadienne 33-102, Règlement de certaines activités de la personne inscrite (pdf - 12 KB)This link will open in a new windowUpdated on 18 October 2002 (Available in French only)

Notice of publication

Avis de publication : Norme canadienne 33-102 : Réglementation de certaines activités de la personne inscrite (pdf - 225 KB)This link will open in a new windowUpdated on 11 May 2001 (Available in French only)

History relating to National Instrument 33-102

Date of publication in the Bulletin	Text
September 25, 2009	Regulation to repeal National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 1 MB)This link will open in a new windowUpdated on 13 November 2009 (concordant to Regulation 31-103) In force September 28, 2009
July 17, 2009	Regulation to repeal National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 6 MB)This link will open in a new windowUpdated on 22 July 2009 (concordant to Regulation 31-103)
February 29, 2008	Draft Regulation to repeal National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 7 MB)This link will open in a new windowUpdated on 4 May 2009 (concordant to Regulation 31-103)
	National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 421 KB)This link will open in a new windowUpdated on 17 November 2009 (administrative consolidated version) In force from August 1, 2001 to September 27, 2009
	Companion Policy 33-102, Regulation of Certain Registrant Activities (pdf - 247 KB)This link will open in a new windowUpdated on 17 November 2009 (administrative consolidated version) In force from August 1, 2001 to September 27, 2009
July 13, 2001	Modification à la Norme canadienne 33-102, Réglementation de certaines activités de la personne inscrite (pdf - 196 KB)This link will open in a new windowUpdated on 4 May 2009 (Available in french only) In force on July 10, 2001
May 25, 2001	National Instrument 33-102, Regulation of Certain Registrant Activities (pdf - 379 KB)This link will open in a new windowUpdated on 4 May 2009 In force on August 1, 2001
May 25, 2001	Companion Policy 33-102, Regulation of Certain Registrant Activities (pdf - 205 KB)This link will open in a new windowUpdated on 4 May 2009 In force on August 1, 2001
May 11, 2001	Avis de publication: Norme canadienne 33-102, Réglementation de certaines activités de la personne inscrite (pdf - 225 KB)This link will open in a new windowUpdated on 11 May 2001 (Available in french only)
July 21, 2000	Projet de Norme canadienne 33-102, Les relations de la personne inscrite avec ses clients (pdf - 239 KB)This link will open in a new windowUpdated on 4 May 2009 (Available in french only)
July 21, 2000	Projet d'Instruction complémentaire 33-102, Les relations de la personne inscrite avec ses clients (pdf - 198 KB)This link will open in a new windowUpdated on 4 May 2009 (Available in french only)
July 21, 2000	Avis de consultation : Projet de Norme canadienne 33-102, Les relations de la personne inscrite avec ses clients (pdf - 295 KB)This link will open in a new windowUpdated on 4 May 2009 (Available in french only)

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