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Registration Reform

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Registration Reform

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  • Securities and derivatives , current section
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Registration Reform

  • Securities and derivatives
    • Securities or Derivatives firms
    • Forms - Dealers, advisers and investment fund managers
    • Issuers
    • Corporate Finance
    • Insiders
    • Regulation of Derivatives Markets in Québec
    • Automatic reciprocation
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    • Registration Reform , current page
      • Regulation 31-103
      • Regulatory Framework Applicable to the Mutual Fund Sector
      • Notice of the Autorité and CSA
      • Frequently Asked Questions
    • Securities crowdfunding
    • Designation order

Regulation 31-103 respecting Registration Requirements and Exemptions (“Regulation 31-103”) arises from the reform of the registration regime, an initiative in which the Autorité des marchés financiers actively participated. The goal of Regulation 31-103 is to create a flexible and administratively efficient regime with reduced regulatory burden. Regulation 31-103 came into force on September 28, 2009.

  • Regulation 31-103
    • Summary of Proposed Changes to National Instrument 31-103 related to Cost Disclosure and Performance Reporting - Client Relationship Model Phase 2
  • Regulatory Framework Applicable to the Mutual Fund Sector in Québec
  • Notice of the Autorité and CSA
  • FAQ

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