Fee per hour per inspector or investigator in respect of the costs incurred in connection with an inspection or investigation referred to in section 135 of the Derivatives Act (sec. 1)

$115 / hour

Fee per hour per professional agent in respect of the costs referred to in section 143 of the Derivatives Act (sec. 2)

$115 / hour

Fee per hour per investigator in respect of the investigation costs referred to in section 170 of the Derivatives Act (sec. 3)

$115 / hour

Application referred to in section 14 of the Derivatives Act (sec. 4)

$6,714

Application for registration as a dealer or an adviser, unless the dealer or adviser is deemed to be registered pursuant to section 57 of the Derivatives Act (sec. 5 par. 1)

$2,014

Application for registration as a representative, unless the representative is deemed to be registered pursuant to section 57 of the Derivatives Act, of a dealer that is a member of a self-regulatory organization to which the Authority has delegated enforcement of the provisions concerning the registration of representatives (sec. 5 par. 2 a))

$203

Application for registration as a representative, unless the representative is deemed to be registered pursuant to section 57 of the Derivatives Act, of a dealer that is not a member of such a self-regulatory organization (sec. 5 par. 2 b))

$502

Application for registration as a representative, unless the representative is deemed to be registered pursuant to section 57 of the Derivatives Act, of an adviser (sec. 5 par. 2 c))

$502

On 31 December of each year, in the case of a dealer, unless the dealer is deemed to be registered pursuant to section 57 of the Derivatives Act (sec. 5 par. 3 a))

$2,014

Annual payment in the case of a dealer, unless the dealer is deemed to be registered pursuant to section 57 of the Derivatives Act, for each of its representatives registered on 31 December, excluding representatives who ceased activities:
i.   in the case of a dealer that is a member of a self-regulatory organization to which the Authority has delegated the enforcement of the provisions concerning the registration of representatives (sec. 5 par. 3 b) i))

$235

Annual payment in the case of a dealer, unless the dealer is deemed to be registered pursuant to section 57 of the Derivatives Act, for each of its representatives registered on 31 December, excluding representatives who ceased activities:
ii.   in the case of a dealer that is not a member of such a self-regulatory organization (sec. 5 par. 3 b) ii))

$502

Annual payment in the case of a dealer, unless the dealer is deemed to be registered pursuant to section 57 of the Derivatives Act, for each of its establishments (sec. 5 par. 3 c))

$101

Annual payment in the case of an adviser, unless the adviser is deemed to be registered pursuant to section 57 of the Derivatives Act, on 31 December of each year (sec. 5 par. 5 a))

$2,014

Annual payment in the case of an adviser, unless the adviser is deemed to be registered pursuant to section 57 of the Derivatives Act, for each of its representatives registered on 31 December, excluding representatives who ceased activities (sec. 5 par. 5 b))

$502

Filing by a dealer that is not a member of a self-regulatory organization of the notice to the effect that it has hired a representative, unless the adviser is deemed to be registered pursuant to section 57 of the Derivatives Act (sec. 5 par. 6)

$67

Filing the notice relating to the acquisition of a dealer's or adviser's securities or assets prescribed by regulation, unless the adviser is deemed to be registered pursuant to section 57 of the Derivatives Act (sec. 5 par. 7)

$671

Filing the form provided for in Form 33-109F4 of Regulation 33-109 respecting Registration Information for or on behalf of a permitted individual, unless the permitted individual is deemed to be registered pursuant to section 57 of the Derivatives Act - Permitted individual acting on behalf of a dealer, except where the dealer is a member of a self-regulatory organization (sec. 5 par. 8 a))

$502

Filing the form provided for in Form 33-109F4 of Regulation 33-109 respecting Registration Information for or on behalf of a permitted individual, unless the permitted individual is deemed to be registered pursuant to section 57 of the Derivatives Act - Permitted individual acting on behalf of an adviser (sec. 5 par. 8 b))

$502

Preparation of an inspection, the inspection itself and the follow-up on the recommendations (hourly fee per inspector) (sec. 6)

$115 / hour

Application for qualification under section 82 of the Derivatives Act (sec. 7)

$6,714

Application by a qualified person for authorization with respect to a derivative under section 83 of the Derivatives Act (sec. 8 par. 1)

$1,678

Filing by a qualified person of the annual information required under section 85 of the Derivatives Act subject to a minimum of (sec. 8 par. 2)

$671

Application for exemption under section 86 of the Derivatives Act (sec. 9)

$671

Application to designate a person as an accredited counterparty under section 87 of the Derivatives Act (sec. 10)

$671