Go to menu
Go to main content
Français
Follow us on
Linkedin
This link will open in a new window
Follow us on
Facebook
This link will open in a new window
Follow us on
Twitter
This link will open in a new window
Follow us on
Youtube
This link will open in a new window
Search
General public
Professionals
Individuals and firms in the financial sector, Fintech
, current section
Insurers
Representatives
Firms, independent representatives and partnerships
Deposit institutions and Trust companies
Securities and derivatives
Market structures
Regulations and obligations
, current sub-section
Becoming a professional
Exams, probationary period, right to practise, trainers
Other AMF mandates
Credit assessment agents, Transparency Measures, VRSPs
Professionals
Regulations and obligations
Securities
Quebec Regulation and Policy Statement
Complaint processing and dispute resolution in the financial sector
, current page
Regulation respecting complaint processing and dispute resolution in the financial sector - NOT IN FORCE
Search
General public
Insurance
Investments
Personal finances
Fraud prevention
Calculators and tools
Assistance and Complaints
Compensation and Deposit protection
Professionals
Insurers
Representatives
Firms, independent representatives and partnerships
Deposit institutions and Trust companies
Securities and derivatives
Market structures
Regulations and obligations
Becoming a professional
Insurance of persons
Damage insurance
Claims adjustment
Mortgage brokerage
Financial planning
Securities
Trainers
Other AMF mandates
Credit assessment agents
VRSP – Voluntary Retirement Savings Plan
Transparency Measures - Mining, oil and gas
E-Services
About the AMF
Media Centre
Publications
Registers
Regulations and obligations
Public consultations
Fintech
Youth and Teacher Zone
Français
Follow us on
Linkedin
This link will open in a new window
Follow us on
Facebook
This link will open in a new window
Follow us on
Twitter
This link will open in a new window
Follow us on
Youtube
This link will open in a new window
Professionals
Regulations and obligations
Securities
Quebec Regulation and Policy Statement
Complaint processing and dispute resolution in the financial sector
, current page
Regulation respecting complaint processing and dispute resolution in the financial sector - NOT IN FORCE
Also in this section
Regulations and obligations
, current section
Act respecting the regulation of the financial sector
Credit assessment agents
Regulations
Notices of the Autorité des marchés financiers
Insurance and deposit institutions
Laws
Regulations
Insurance Guidelines
Deposit Institutions Guidelines
Notices of the Autorité des marchés financiers
Fees and costs payable to the AMF
Distribution of financial products and services
Regulations
Directives
Notices
Agreements
Fees and costs payable to the AMF
Derivatives
Derivatives Regulation
Complaint processing and dispute resolution in the financial sector
Tariffs for costs and fees payable in respect of derivatives
91-102 - Prohibition of Binary Options
91-506 - Derivatives Determination
91-507 - Trade Repositories and Derivatives Data Reporting
93-101 - Derivatives: Business Conduct
93-102 - Derivatives: Registration
94-101 - Mandatory Central Counterparty Clearing of Derivatives
94-102 - Customer Clearing and Protection of Customer Collateral and Positions (I-14.01, r. 0.001)
Policy Statements
Notices
Agreements
Fees and costs payable to the AMF
Transparency Measures - Mining, oil and gas
Regulations
Agreements
Voluntary Retirement Savings Plan (VRSP)
Regulations
Notices
Agreement
Fees and costs payable to the AMF
Securities
, current sub-section
CSA and AMF Notices withdrawn
1 - Procedures and related matters [11-101 à 14-101]
2 - Certain Capital Market Participants [21-101 à 25-201]
3 - Registration and Related Matters [31-101 à 35-101]
4 - Distribution Requirements [41-101 à 47-201]
5 - Ongoing Requirements for Issuers and Insiders [51-101 à 58-201]
6 - Takeover Bids and Special Transactions [61-101 à 62-203]
7 - Securities Transactions Outside the Jurisdiction [71-101 à 71-102]
8 - Investment Funds [81-101 à 81-107]
9 - Derivatives
Quebec Regulation and Policy Statement
, current sub-section
Agreements
Fees and costs payable to the AMF
Obligations and administrative procedures
Regulation respecting complaint processing and dispute resolution in the financial sector - NOT IN FORCE
Regulations and obligations
Act respecting the regulation of the financial sector
Credit assessment agents
Insurance and deposit institutions
Distribution of financial products and services
Derivatives
Transparency Measures - Mining, oil and gas
Voluntary Retirement Savings Plan (VRSP)
Securities
, current section
CSA and AMF Notices withdrawn
1 - Procedures and related matters [11-101 à 14-101]
2 - Certain Capital Market Participants [21-101 à 25-201]
3 - Registration and Related Matters [31-101 à 35-101]
4 - Distribution Requirements [41-101 à 47-201]
5 - Ongoing Requirements for Issuers and Insiders [51-101 à 58-201]
6 - Takeover Bids and Special Transactions [61-101 à 62-203]
7 - Securities Transactions Outside the Jurisdiction [71-101 à 71-102]
8 - Investment Funds [81-101 à 81-107]
9 - Derivatives
Quebec Regulation and Policy Statement
, current sub-section
Agreements
Fees and costs payable to the AMF
Obligations and administrative procedures
Regulation
(pdf - 242 KB)
This link will open in a new window
(not in force)
Will come into force on July 1, 2025
History of the Regulation
PUBLICATION DATE TO THE BULLETIN
TEXT
February 15, 2024
Regulation respecting complaint processing and dispute resolution in the financial sector
(PDF - 348 KB)
This link will open in a new window
Updated on February 12, 2024
In force on July 1, 2025
December 8, 2022
Draft Regulation respecting complaint processing and dispute resolution in the financial sector
(pdf - 211 KB)
This link will open in a new window
Updated on December 8, 2022
Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
End of consultation:
February 6, 2023
December 8, 2022
Notice of consultation: Draft Regulation respecting complaint processing and dispute resolution in the financial sector
(pdf - 165 KB)
This link will open in a new window
Updated on December 8, 2022
Notice of consultation concerning Regulation respecting complaint processing and dispute resolution in the financial sector
September 9, 2021
Draft Regulation respecting complaint processing and dispute resolution in the financial sector
(pdf - 83 KB)
This link will open in a new window
Updated on September 9, 2021
Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
End of consultation:
November 8, 2021
September 9, 2021
Notice of consultation: Draft Regulation respecting complaint processing and dispute resolution in the financial sector
(pdf - 50 KB)
This link will open in a new window
Updated on September 9, 2021
Consultation notice on draft Regulation respecting complaint processing and dispute resolution in the financial sector.
Share
Share the page by e-mail, This link will open in a new window
Share the page on LinkedIn, This link will open in a new window
Share the page on Facebook, This link will open in a new window
Share the page on Twitter, This link will open in a new window