Summary of Oversight and Regulatory Activities
The AMF invites Québec companies that seek to raise capital through the markets, as well as their advisers, to read the Summary of Oversight and Regulatory Activities prepared by the Direction principale du financement des sociétés (“AMF Corporate Finance”). It includes information on the main deficiencies identified in the continuous disclosure and financing documents of companies as well as examples of corrected information. The Summary also provides data on distributions made by Québec companies, addresses certain issues and oversight challenges brought on by technological innovations and presents the main regulatory initiatives and topics of interest that the AMF will focus on with respect to corporate finance.
- Summary of Oversight and Regulatory Activities - May 2026 (pdf - 1 MB)
This link will open in a new windowUpdated on May 7, 2026I am pleased to present Québec’s capital market participants with the summary of oversight and regulatory activities of the AMF’s corporate finance division, the Direction principale du financement des sociétés (DPFS), for the year ended December 31, 2025.
- Summary of Oversight and Regulatory Activities - May 2025 (pdf - 1 MB)
This link will open in a new windowUpdated on May 1st, 2025
- Summary of Oversight and Regulatory Activities - May 2024 (pdf - 927 KB)
This link will open in a new windowUpdated on May 9, 2024Summary of oversight and regulatory activities
- Summary of Oversight and Regulatory Activities - June 2023 (pdf - 6 MB)
This link will open in a new windowUpdated on June 15, 2023Summary of Oversight and Regulatory Activities 2023
- Summary of Oversight and Regulatory Activities - June 2022 (pdf - 3 MB)
This link will open in a new windowUpdated on June 14, 2022This is the fifth edition of the summary. Since the publication of the last edition in September 2020, and in the wake of a protracted pandemic that has placed significant pressure on our resources, we have decided to present information on the basis of the calendar year rather than the AMF’s fiscal year of April 1 to March 31.
- Summary of Oversight and Regulatory Activities - September 2020 (pdf - 1 MB)
This link will open in a new windowUpdated on September 23, 2020DEVELOPMENT, IMPLEMENTATION and OVERSIGHT of the application of guidance and regulations related to securities distributions, mergers and acquisitions, and ongoing requirements for reporting issuers in Québec
- Summary of Oversight and Regulatory Activities - September 2019 (pdf - 4 MB)
This link will open in a new windowUpdated on September 18, 2019THE DIRECTION PRINCIPALE DU FINANCEMENT DES SOCIÉTÉS (“CORPORATE FINANCE”) IS RESPONSIBLE FOR ENSURING THAT INVESTORS ARE PROTECTED AND MARKETS OPERATE EFFICIENTLY.
- Summary of Oversight and Regulatory Activities - September 2018 (pdf - 2 MB)
This link will open in a new windowUpdated on September 19, 2018The Direction principale du financement des sociétés (“Corporate Finance”) is responsible for ensuring that investors are protected and markets operate efficiently.
- Summary of Oversight and Regulatory Activities - September 2017 (pdf - 5 MB)
This link will open in a new windowUpdated on September 13, 2017