Regulations Distribution of financial products and services
The official numbering system for regulations was changed as of August 1, 2010. The new alphanumeric code (given in parentheses following the name of the regulation) replaces the system published previously on the website of Publications du Québec.
This change does not constitute a regulatory amendment and does not affect the text of regulations nor their administrative designation.
The column “Administrative Designation” has been added as a means of transitioning between the new alphanumeric code of a regulation and its administrative designation.
Note :
The dates indicated in the Regulations (official status) do not indicate the date of last amendment, but the date of the update of the database of Publications du Québec. Please refer to the last column in the table below for the date of the latest amendment to the regulation.
End of the insight- Regulation (pdf - 198 KB)
This link will open in a new windowLast amendment in force on July 1, 2025
In force since July 1, 2025
History of the Regulation
- Regulation (pdf - 88 KB)This link will open in a new window (administrative version)
History of the Regulation
- Regulation This link will open in a new window (administrative designation: n° 6)
- History
- Regulation (pdf - 201 KB)This link will open in a new windowUpdated on May 8, 2025Administrative consolidated version of Regulation respecting firms, independent representatives and independent partnerships in force since May 9, 2025. (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 170 KB)This link will open in a new windowUpdated on April 9, 2020"Notice, regulatory framework, mortgage brokerage"
- History
- Regulation This link will open in a new window (administrative designation: n° 11)
- Regulation (pdf - 287 KB)This link will open in a new windowUpdated on June 17, 2025Administrative consolidated version of Regulation respecting the issuance and renewal of representatives’ certificates in force since March 26, 2025. (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 170 KB)This link will open in a new windowUpdated on April 9, 2020"Notice, regulatory framework, mortgage brokerage"
- Regulation (pdf - 323 KB)This link will open in a new windowUpdated on May 8, 2025Consolidated administrative version of Regulation respecting the pursuit of activities as a representative in force since May 9, 2025. (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 170 KB)This link will open in a new windowUpdated on April 9, 2020"Notice, regulatory framework, mortgage brokerage"
- Regulation This link will open in a new window (administrative designation: n° 8)
- Regulation This link will open in a new window (administrative designation: n° 15)
- Regulation (pdf - 263 KB)This link will open in a new windowUpdated on May 8, 2025Consolidated administrative version of Regulation respecting the Registration of Firms, Representatives and Independent Partnerships in force since May 9, 2025.. (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 170 KB)This link will open in a new windowUpdated on April 9, 2020"Notice, regulatory framework, mortgage brokerage"
- Regulation This link will open in a new window (administrative designation: n° 13)
Code of ethics of the Chambre de la sécurité financière | September 30, 1999 |
Code of ethics of claims adjusters | January 24, 2008 |
Code of ethics of damage insurance representatives | December 6, 2001 |
February 19, 2014 | |
Regulation respecting the compulsory professional development of the Chambre de l'assurance de dommages | January 1, 2016 |
Regulation of the Chambre de la sécurité financière respecting compulsory professional development | December 1, 2011 |
Règlement sur les frais exigibles de la Chambre de la sécurité financière | October 20, 2013 |
Order in Council respecting insurance products distributed by credit unions | October 1, 1999 |
July 19, 1999 | |
July 19, 1999 | |
October 1, 1999 |
September 28, 2009 | |
September 28, 2009 | |
September 28, 2009 | |
September 28, 2009 | |
September 28, 2009 |