Regulations Distribution of financial products and services
The official numbering system for regulations was changed as of August 1, 2010. The new alphanumeric code (given in parentheses following the name of the regulation) replaces the system published previously on the website of Publications du Québec.
This change does not constitute a regulatory amendment and does not affect the text of regulations nor their administrative designation.
The column “Administrative Designation” has been added as a means of transitioning between the new alphanumeric code of a regulation and its administrative designation.
Note :
The dates indicated in the Regulations (official status) do not indicate the date of last amendment, but the date of the update of the database of Publications du Québec. Please refer to the last column in the table below for the date of the latest amendment to the regulation.
End of the insightRegulation respecting complaint processing and dispute resolution in the financial sector - NOT IN FORCE
- Regulation (pdf - 242 KB)
This link will open in a new window (not in force)
Will come into force on July 1, 2025
History of the Regulation
Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds (A-32.1, r. 1.1) - June 1, 2023
- Regulation (pdf - 88 KB)This link will open in a new window (administrative version)
History of the Regulation
Regulation respecting the eligibility of a claim submitted to the Fonds d'indemnisation des services financiers (D-9.2, r.1) - January 1, 2006
- Regulation This link will open in a new window (administrative designation: n° 6)
- History
Regulation respecting firms, independent representatives and independent partnerships (D-9.2, r.2) - December 2, 2023
Regulation respecting Damage Insurance Brokerage (D-9.2, r. 5.1) - December 13, 2019
Regulation respecting special brokerage in damage insurance (D-9.2, r.6) - August 5, 1999
- Regulation This link will open in a new window (administrative designation: n° 11)
Regulation respecting the issuance and renewal of representatives' certificates (D-9.2, r.7) - December 2, 2023
Regulation respecting fees and contributions payable (D-9.2, r.9) - April 1, 2021
Regulation respecting the pursuit of activities as a representative (D-9.2, r.10) - December 2, 2023
Regulation respecting the minimum experience required of independent representatives and of representatives who are partners in independent partnerships in the sector of claims adjustment (D-9.2, r.11) - September 30, 1999
- Regulation This link will open in a new window (administrative designation: n° 8)
Regulation respecting the Compulsory Professional Development of Mortgage Brokers (D-9.2, r. 13.2) - May 1, 2020
Regulation respecting the compulsory professional development of financial planners (D-9.2, r.14.1) - December 1, 2011
- Regulation This link will open in a new window (administrative designation: n° 15)
Regulation respecting the registration of firms, representatives and independent partnerships (D-9.2, r.15) - June 1, 2023
Regulation respecting Alternative Distribution Methods (D-9.2, r. 16.1) - May 1, 2020
Regulation respecting information to be provided to consumers (D-9.2, r.18) - May 1, 2020
Regulation respecting the keeping and preservation of books and registers (D-9.2, r.19) - December 2, 2023
Regulation respecting the administration of the Fonds d'indemnisation des services financiers - November 9, 2007 (Repealed)
Regulation respecting titles similar to the title of financial planner (D-9.2, r.20) - August 30, 2007
- Regulation This link will open in a new window (administrative designation: n° 13)
Regulation respecting brokerage activities in connection with loans secured by immovable hypothec - May 1, 2010 (Repealed)
Regulations of the Chambre de la sécurité financière and the Chambre de l'assurance de dommages
Code of ethics of the Chambre de la sécurité financière | September 30, 1999 |
Code of ethics of claims adjusters | January 24, 2008 |
Code of ethics of damage insurance representatives | December 6, 2001 |
February 19, 2014 | |
Regulation respecting the compulsory professional development of the Chambre de l'assurance de dommages | January 1, 2016 |
Regulation of the Chambre de la sécurité financière respecting compulsory professional development | December 1, 2011 |
Règlement sur les frais exigibles de la Chambre de la sécurité financière | October 20, 2013 |
Regulations and Orders of the Quebec government
Order in Council respecting insurance products distributed by credit unions | October 1, 1999 |
July 19, 1999 | |
July 19, 1999 | |
October 1, 1999 |
Regulations on Securities
September 28, 2009 | |
September 28, 2009 | |
September 28, 2009 | |
September 28, 2009 | |
September 28, 2009 |