The official numbering system for regulations was changed as of August 1, 2010. The new alphanumeric code (given in parentheses following the name of the regulation) replaces the system published previously on the website of Publications du Québec.
This change does not constitute a regulatory amendment and does not affect the text of regulations nor their administrative designation.
The column “Administrative Designation” has been added as a means of transitioning between the new alphanumeric code of a regulation and its administrative designation.
Note :
The dates indicated in the Regulations (official status) do not indicate the date of last amendment, but the date of the update of the database of Publications du Québec. Please refer to the last column in the table below for the date of the latest amendment to the regulation.
End of the insightRegulation respecting the Compulsory Professional Development of Mortgage Brokers - May 1, 2020
- Regulation (pdf - 48 KB)This link will open in a new windowUpdated on 8 April 2020"regulation, compulsory professional development, mortgage brokers" (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 60 KB)This link will open in a new windowUpdated on 9 April 2020"Notice, regulatory framework, mortgage brokerage"
Regulation respecting the eligibility of a claim submitted to the Fonds d'indemnisation des services financiers (D-9.2, r.1) - January 1, 2006
- Regulation This link will open in a new window (administrative designation: n° 6)
- History
Regulation respecting firms, independent representatives and independent partnerships (D-9.2, r.2) - May 1, 2020
- Regulation (pdf - 78 KB)This link will open in a new windowUpdated on 8 April 2020"Regulation,firms,independent,representatives,independent partnerships" (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 60 KB)This link will open in a new windowUpdated on 9 April 2020"Notice, regulatory framework, mortgage brokerage"
- History
Regulation respecting Damage Insurance Brokerage (D-9.2, r. 5.1) - December 13, 2019
Regulation respecting special brokerage in damage insurance (D-9.2, r.6) - August 5, 1999
- Regulation This link will open in a new window (administrative designation: n° 11)
Regulation respecting the issuance and renewal of representatives' certificates (D-9.2, r.7) - May 1, 2020
- Regulation (pdf - 132 KB)This link will open in a new windowUpdated on 8 April 2020"regulation,renewal,issuance,representative, certificate,administrative,consolidated" (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 60 KB)This link will open in a new windowUpdated on 9 April 2020"Notice, regulatory framework, mortgage brokerage"
Regulation respecting fees and contributions payable (D-9.2, r.9) - May 14, 2020
- Regulation (pdf - 54 KB)This link will open in a new windowUpdated on 30 April 2020Consolidated administrative version of the Regulation respecting fees and contributions payable. (administrative version)
Regulation respecting the pursuit of activities as a representative (D-9.2, r.10) - May 1, 2020
- Regulation (pdf - 214 KB)This link will open in a new windowUpdated on 8 April 2020"regulation,representatives,pursuit,activites" (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 60 KB)This link will open in a new windowUpdated on 9 April 2020"Notice, regulatory framework, mortgage brokerage"
Regulation respecting the minimum experience required of independent representatives and of representatives who are partners in independent partnerships in the sector of claims adjustment (D-9.2, r.11) - September 30, 1999
- Regulation This link will open in a new window (administrative designation: n° 8)
Regulation respecting the compulsory professional development of financial planners (D-9.2, r.14.1) - December 1, 2011
- Regulation This link will open in a new window (administrative designation: n° 15)
Regulation respecting the registration of firms, representatives and independent partnerships (D-9.2, r.15) - May 1, 2020
- Regulation (pdf - 120 KB)This link will open in a new windowUpdated on 8 April 2020 (administrative version)
- Notice relating to the regulatory framework applicable to mortgage brokerage (pdf - 60 KB)This link will open in a new windowUpdated on 9 April 2020"Notice, regulatory framework, mortgage brokerage"
Regulation respecting Alternative Distribution Methods (D-9.2, r. 16.1) - May 1, 2020
- Regulation (pdf - 208 KB)This link will open in a new windowUpdated on 8 April 2020
- Notice relating to the application of the Regulation (pdf - 82 KB)This link will open in a new windowUpdated on 15 May 2019"Notice, application, Regulation respecting alternative distribution methods"
- History
Regulation respecting information to be provided to consumers (D-9.2, r.18) - May 1, 2020
- Regulation (pdf - 128 KB)This link will open in a new windowUpdated on 8 April 2020"regulation, information, consumers" (administrative version)
Regulation respecting the keeping and preservation of books and registers (D-9.2, r.19) - May 1, 2020
- Regulation (pdf - 27 KB)This link will open in a new windowUpdated on 8 April 2020 (administrative version)
Regulation respecting the administration of the Fonds d'indemnisation des services financiers - November 9, 2007 (Repealed)
- Regulation (pdf - 264 KB)This link will open in a new windowUpdated on 19 November 2012administration of the Fonds d'indemnisation des services financiers (administrative designation: n° 5)
Regulation respecting titles similar to the title of financial planner (D-9.2, r.20) - August 30, 2007
- Regulation This link will open in a new window (administrative designation: n° 13)
Regulation respecting brokerage activities in connection with loans secured by immovable hypothec - May 1, 2010 (Repealed)
- Regulation (pdf - 440 KB)This link will open in a new windowUpdated on 19 November 2012brokerage activities in connection with loans secured by immovable hypothec (Administrative Designation: n° 12)
Regulations of the Chambre de la sécurité financière and the Chambre de l'assurance de dommages
Code of ethics of the Chambre de la sécurité financière This link will open in a new window (D-9.2, r.3) | September 30, 1999 |
Code of ethics of claims adjusters This link will open in a new window (D-9.2, r.4) | January 24, 2008 |
Code of ethics of damage insurance representatives This link will open in a new window (D-9.2, r.5) | December 6, 2001 |
February 19, 2014 | |
Regulation respecting the compulsory professional development of the Chambre de l'assurance de dommages This link will open in a new window (D-9.2, r.12.1) | January 1, 2016 |
Regulation of the Chambre de la sécurité financière respecting compulsory professional development This link will open in a new window (D-9.2, r.13.1) | December 1, 2011 |
Règlement sur les frais exigibles de la Chambre de la sécurité financière This link will open in a new window (avalaible in french only) | October 20, 2013 |
Regulations and Orders of the Quebec government
Order in Council respecting insurance products distributed by credit unions This link will open in a new window (D-9.2, r.16) | October 1, 1999 |
July 19, 1999 | |
Regulation respecting certain transitional measures in respect of the application of the Act respecting the distribution of financial products and services (pdf - 36 KB)This link will open in a new windowUpdated on 19 November 2012Regulation respecting certain transitional measures in respect of the application of the Act respecting the distribution of financial products and services | July 19, 1999 |
Coming into force of certain provisions of the Act respecting the distribution of financial products and services (pdf - 20 KB)This link will open in a new windowUpdated on 19 November 2012Coming into force of certain provisions | October 1, 1999 |
Regulations on Securities
September 28, 2009 | |
Regulation respecting practice in the securities field (pdf - 2 MB)This link will open in a new windowUpdated on 20 November 2012Practice in the Securities Field | September 28, 2009 |
September 28, 2009 | |
Regulation respecting the rules of ethics in the securities (pdf - 388 KB)This link will open in a new windowUpdated on 20 November 2012Rules of Ethics in the Securities Sector | September 28, 2009 |
Regulation respecting exemptions applicable to securities sectors (pdf - 334 KB)This link will open in a new windowUpdated on 19 November 2012Exemptions applicable to Securities Sectors | September 28, 2009 |