Q-20 - Soft Dollars Deals Securities
Policy Statement Q-20: Use by Dealers of Brokerage Commissions as Payment for Goods or Services Other than Order Execution services "Soft Dollar" Deals - REPEALED
- Policy Statement Q-20 (pdf - 311 KB)
This link will open in a new windowUpdated on June 30, 2010
Repealed since June 30, 2010
History relating to Policy Statement Q-20
| Date of publication in the bulletin | Text |
|---|---|
February 19, 2010 | Regulation to Repeal Policy Statement Q-20, Use by Dealers of Brokerage Commissions as Payment for Goods or Services Other than Order Execution Services "Soft Dollars" Deals (pdf - 2 MB) |
July 21, 2006 | Draft Regulation to Repeal Policy Statement Q-20, Use by Dealers of Brokerage Commissions as Payment for Goods or Services Other than Order Execution Services "Soft Dollars" Deals (pdf - 81 KB) |
June 22, 2001 | Policy Statement Q-20, Use by Dealers of Brokerage Commissions as Payment for Goods or Services Other than Order Execution Services "Soft Dollars" Deals (PDF - 13 KB) |