41-101 - General Prospectus Requirements Securities

Regulation 41-101 respecting General Prospectus Requirements (V-1.1, r. 14)

CSA Notice

AMF Notice

Notice of publication

Date of publication in the Bulletin Text
February 6, 2025 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 263 KB)This link will open in a new windowUpdated on February 6, 2025Ministerial approval of Regulation to amend Regulation 41-101 respecting General Prospectus Requirements. (concordant to Regulation 81-101 -Modernization of the Prospectus Filing Model for Investment Funds)
In force on March 3, 2025
February 6, 2025 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 174 KB)This link will open in a new windowUpdated on February 6, 2025Final version of changes to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (concordant to Regulation 81-101 -Modernization of the Prospectus Filing Model for Investment Funds)
In force on March 3, 2025
November 28, 2024 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 163 KB)This link will open in a new windowUpdated on November 28, 2024 (concordant to Regulation 81-101 -Modernization of the Prospectus Filing Model for Investment Funds)
November 28, 2024 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 171 KB)This link will open in a new windowUpdated on November 28, 2024 (concordant to Regulation 81-101 -Modernization of the Prospectus Filing Model for Investment Funds)
September 19, 2024 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 198 KB)This link will open in a new windowUpdated on September 19, 2024 (concordant to Regulation 81-106 - Modernization of the Continuous Disclosure Regime for Investment Funds)
End of consultation : January 17, 2025
September 19, 2024 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 162 KB)This link will open in a new windowUpdated on September 19, 2024 (concordant to Regulation 81-106 - Modernization of the Continuous Disclosure Regime for Investment Funds)
End of consultation : January 17, 2025
August 1, 2024 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 144 KB)This link will open in a new windowUpdated on August 1st, 2024 - Amendments and Changes to Certain Regulations and Policy statements related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
End of consultation : October 30, 2024
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new window (official consolidated version) 
In force from April 16, 2024 to March 2, 2025
  Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new window (consolidated version)
In force from April 16, 2024 to March 2, 2025
March 28, 2024 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (PDF - 383 KB)This link will open in a new windowUpdated on March 28, 2024Final version of the Regulation to amend Regulation 41-101 respecting General Prospectus Requirements. - Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
In force on April 16, 2024
March 28, 2024 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 154 KB)This link will open in a new windowUpdated on March 28, 2024Final version of the amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements. - Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
In force on April 16, 2024
January 11, 2024 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 179 KB)This link will open in a new windowUpdated on January 11, 2024Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
January 11, 2024 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 146 KB)This link will open in a new windowUpdated on January 11, 2024Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers.
January 11, 2024 CSA Notice of Publication: Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers (pdf - 377 KB)This link will open in a new windowUpdated on January 11, 2024CSA Notice of Publication relating to the Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers.
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new window (official consolidated version) 
In force from June 9, 2023 to April 15, 2024
  Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new window (consolidated version)
In force from June 9, 2023 to April 15, 2024
June 1, 2023 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (PDF - 332 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
June 1, 2023 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 133 KB)This link will open in a new windowUpdated on June 1st, 2023 (concordant to Regulation 13-103)
In force on June 9, 2023
March 23, 2023 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 89 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
March 23, 2023 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 132 KB)This link will open in a new windowUpdated on March 14, 2023 (concordant to Regulation 13-103)
September 29, 2022 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 20 KB)This link will open in a new windowUpdated on September 27, 2022Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers. (concordant to Regulation 81-106 - Implement an Access-Based Model for Investment Fund Reporting Issuers)
End of consultation: December 26, 2022
  Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on April 14, 2022Consolidated version of Policy Statement 41-101 in force since April 14, 2022 (consolidated version)
In force from April 14, 2022 to June 8, 2023
April 14, 2022  Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 55 KB)This link will open in a new windowUpdated on April 14, 2022Final publication of the Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (Financial Statement Requirements)
In force on April 14, 2022
April 14, 2022 CSA Notice of Publication: Financial Statement Requirements - Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 138 KB)This link will open in a new windowUpdated on April 14, 2022Financial Statement Requirements
April 7, 2022 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 44 KB)This link will open in a new windowUpdated on April 7, 2022 (Access Equals Delivery Model for Non-Investment Fund Reporting Issuers)
End of consultation : July 6, 2022
April 7, 2022 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on April 7, 2022 (Access Equals Delivery Model for Non-Investment Fund Reporting Issuers)
End of consultation : July 6, 2022
April 7, 2022 CSA Notice of Consultation : Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers (pdf - 105 KB)This link will open in a new windowUpdated on April 7, 2022
January 27, 2022 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 50 KB)This link will open in a new windowUpdated on January 27, 2022 (concordant to Regulation 81-101) - Modernization of the Prospectus Filing Model for Investment Funds
End of consultation : April 27, 2022
January 27, 2022 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on January 27, 2022 (concordant to Regulation 81-101) - Modernization of the Prospectus Filing Model for Investment Funds
End of consultation : April 27, 2022
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on December 23, 2021Official consolidated version of Regulation 41-101 respecting General Prospectus Requirements in force since January 6, 2022. (official consolidated version) 
In force from January 6, 2022 to June 8, 2023
  Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on December 23, 2021Consolidated version of Policy Statement to Regulation 41-101 in force since January 6, 2022. (consolidated version)
In force from January 6, 2022 to April 13, 2022
December 23, 2021 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 794 KB)This link will open in a new windowUpdated on December 23, 2021Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1, Workstream 1 and 2. (Workstream 2) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
In force on January 6, 2022
December 23, 2021 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 22 KB)This link will open in a new windowUpdated on December 21, 2021Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1, Workstream 1 and 2. (Workstream 1 et 2) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
In force on January 6, 2022
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on December 22, 2021Official consolidated version of Regulation 41-101 respecting General Prospectus Requirements in force since January 5, 2022 (official consolidated version) 
In force from January 5, 2022 to January 5, 2022
December 23, 2021 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 607 KB)This link will open in a new windowUpdated on December 23, 2021Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1, Workstream 3 to 8. (Workstream 4, 8 et Additionnal Amendments) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
In force on January 5, 2022
October 7, 2021 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 9 KB)This link will open in a new windowUpdated on October 6, 2021 (Workstream 1) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
October 7, 2021 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 46 KB)This link will open in a new windowUpdated on October 6, 2021 (Workstream 2) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
October 7, 2021 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 9 KB)This link will open in a new windowUpdated on October 6, 2021 (Workstream 2) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
October 7, 2021 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 12 KB)This link will open in a new windowUpdated on October 6, 2021 (Workstream 4) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
October 7, 2021 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on October 6, 2021 (Workstream 8) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
October 7, 2021 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 9 KB)This link will open in a new windowUpdated on October 6, 2021 (Additionnal Amendments) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
August 25, 2021 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 58 KB)This link will open in a new windowUpdated on August 11, 2021Financial Statement Requirements - Financial Statement Requirements
End of consultation : October 11, 2021
August 25, 2021 CSA Notice of Consultation : Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 92 KB)This link will open in a new windowUpdated on August 11, 2021Financial Statement Requirements - Financial Statement Requirements
May 20, 2021 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 56 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation : September 17, 2021
May 20, 2021 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 12 KB)This link will open in a new windowUpdated on May 18, 2021 (concordant to Regulation 51-102 - Regulatory Burden)
End of consultation : September 17, 2021 
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on May 19, 2021Official consolidated version of Regulation 41-101 in force since May 19, 2021 (official consolidated version) 
In force from May 19, 2021 to January 4, 2022
May 20, 2021 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 270 KB)This link will open in a new windowUpdated on May 20, 2021Publication finale du Règlement modifiant le Règlement 41-101 sur les obligations générales relatives au prospectus. (concordant to Regulation 81-105 - Prohibition of Mutual Fund Trailing Commissions)
In force on May 19, 2021
December 10, 2020 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 31 KB)This link will open in a new windowUpdated on December 10, 2020Commission de suivi. (concordant to Regulation 81-105 - Prohibition of Mutual Fund Trailing Commissions)
End of consultation : January 9, 2021
  Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on November 16, 2020Consolidated version in force since November 18, 2020. (consolidated version)
In force from November 18, 2020 to January 5, 2022
November 12, 2020 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on November 12, 2020Amendments relating to Business Acquisition Report Requirements. (concordant to Regulation 51-102 - BAR)
In force on November 18, 2020
September 17, 2020 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on September 16, 2020Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required (concordant to Regulation 81-105 - Prohibition of Mutual Fund Trailing Commissions)
August 20, 2020 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 64 KB)This link will open in a new windowUpdated on August 20 2020Amendments relating to Business acquisition requirements (concordant to Regulation 51-102 - BAR)
September 12, 2019 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 53 KB)This link will open in a new windowUpdated on September 12, 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Workstream 2) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
End of consultation: December 11, 2019
September 12, 2019 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 15 KB)This link will open in a new windowUpdated on September 12, 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Workstream 2) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
End of consultation : December 11, 2019  
September 12, 2019 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 15 KB)This link will open in a new windowUpdated on September 12, 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Workstream 4) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101)
End of consultation: December 11, 2019  
September 12, 2019 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 15 KB)This link will open in a new windowUpdated on September 12, 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1 (Additionnal Amendments) - Reducing Regulatory Burden for Investment fund Issuers - Phase 2, stage 1 (concordant to Regulation 81-101) End of consultation: December 11, 2019
September 5, 2019 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 14 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR) (concordant to Regulation 51-102 - BAR)
End of consultation : December 4, 2019
May 2, 2019 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
May 2, 2019 Draft Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement (concordant to Regulation 13-103)
End of consultation: July 31, 2019
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on December 21, 2018General Prospectus Requirements (official consolidated version) 
In force from January 3, 2019 to May 18, 2021
December 20, 2018 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (PDF - 318 KB)This link will open in a new windowUpdated on December 20, 2018Modernization - alternative mutual funds (concordant to Regulation 81-102 - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds)
In force on January 3, 2019
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on December 10, 2018General Prospectus Requirements (official consolidated version) 
In force from December 10, 2018 to January 2, 2019
October 4, 2018 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 32 KB)This link will open in a new windowUpdated on October 3, 2018Modernization of Investment Fund Product Regulation - Alternative Mutual Funds (concordant to Regulation 81-102 - Modernization of Investment Fund Product Regulation - Alternative Mutual Funds)
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on June 12, 2018General Prospectus Requirements (official consolidated version) 
In force from June 12, 2018 to December 9, 2018
June 7, 2018 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 347 KB)This link will open in a new windowUpdated on June 13, 2018"Regulation, amend, 41-101, General Prospectus Requirements,final,gazette officielle, concordant, 44-101" (Designated Rating Organizations)
In force on June 12, 208  
March 29, 2018 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on March 28, 2018Designated rating organizations (Designated Rating Organizations)
March 29, 2018 CSA Notice of publication of amendments relating to Designated rating organizations (pdf - 90 KB)This link will open in a new windowUpdated on March 29, 2018Designated Rating Organizations
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on September 5, 2017General Prospectus Requirements (official consolidated version) 
In force from September 1, 2017 to June 11, 2018
  Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on September 5, 2017Prospectus requirements (consolidated version)
In force from September 1, 2017 to November 17, 2020
July 4, 2017 Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on June 29, 2017"regulation,amend,41-101, General Prospectus Requirements" (Designated Rating Organizations)
End of consultation: October 4, 2017
April 13, 2017 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 169 KB)This link will open in a new windowUpdated on April 13, 2017"Regulation, amend, 41-101, General Prospectus Requirements" (Exchange-Traded Mutual Funds)
In force on September 1, 2017
April 13, 2017   Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 205 KB)This link will open in a new windowUpdated on April 13, 2017"Amendments, Policy Statement, Regulation, 41-101, General Prospectus Requirements" (Exchange-Traded Mutual Funds)
In force on September 1, 2017  
December 8, 2016 Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 177 KB)This link will open in a new windowUpdated on December 7, 2016"Regulation, amend, 41-101, General, Prospectus, Requirements"
December 8, 2016 Amendments to Policy Statement to Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 34 KB)This link will open in a new windowUpdated on December 7, 2016"Amendments, Policy, Statement, Regulation, 41-101, General, Prospectus, Requirements"
December 8, 2016 CSA Notice of Publication - Regulation to amend Regulation 41-101 respecting General Prospectus Requirements - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Dellivery and related Consequential Amendement (pdf - 540 KB)This link will open in a new windowUpdated on December 8, 2016

September 22, 2016

Draft Regulation to amend Regulation 41-101 respectif General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on September 21, 2016"Regulation, amend, 41-101, general, prospectus, requirements" (Concordant to Regulation 81-102 respecting Investment Funds)
End of consultation: December 22, 2016

December 10, 2015

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on December 10, 2015"Regulation,amend, 41-101,General Prospectus Requirements" (Concordant to Regulation 81-102 - Mutual Fund Risk Classification Methodology)
End of consultation : March 9, 2016

December 10, 2015

Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 33 KB)This link will open in a new windowUpdated on December 10, 2015"amendments,Policy Statement,Regulation,41-101,General Prospectus Requirements" (Concordant to Regulation 81-102 - Mutual Fund Risk Classification Methodology)
End of consultation : March 9, 2016
  Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on September 5, 2017General Prospectus Requirements (official consolidated version)
In force from December 8, 2015 to August 31, 2017
  Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on September 5, 2017Prospectus requirements (consolidated version)
In force from December 8, 2015 to August 31, 2017

December 3, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 42 KB)This link will open in a new windowUpdated on December 2, 2015Rights offering (concordant to Regulation 45-106 - Rights Offerings)
In force on December 8, 2015

December 3, 2015

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on December 2, 2015Rights Offerings (concordant to Regulation 45-106 - Rights Offerings)
In force on December 8, 2015
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on December 7, 2015General Prospectus Requirements (official consolidated version)
In force from November 17, 2015 to December 7, 2015

November 5, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 58 KB)This link will open in a new windowUpdated on November 4, 2015Recognition of Aequitas Neo Exchange Inc. (Recognition of Aequitas Neo Exchange)
In force on November 17, 2015

September 24, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 50 KB)This link will open in a new windowUpdated on September 24, 2015Right offering (concordant to Regulation 45-106 - Rights Offerings)

September 24, 2015

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 26 KB)This link will open in a new windowUpdated on September 24, 2015Rights offering (concordant to Regulation 45-106 - Rights Offerings)

September 3, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 17 KB)This link will open in a new windowUpdated on September 3, 2015"regulation,amend,41-101,general prospectus requirements" (Recognition of Aequitas Neo Exchange)

September 3, 2015

CSA Notice of Amendments: Related to the Recognition of Aequitas NEO Exchange Inc. (pdf - 49 KB)This link will open in a new windowUpdated on September 3, 2015
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on November 16, 2015General Prospectus Requirements (official consolidated version)
In force from June 30, 2015 to November 16, 2015
 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on December 7, 2015Prospectus requirements (consolidated version)
In force from June 30, 2015 to December 7, 2015

June 25, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 33 KB)This link will open in a new windowUpdated on June 23, 2015"Regulation,amend,41-101,General Prospectus Requirements" (concordant to Regulation 51-102)
In force on June 30, 2015

June 25, 2015

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 21 KB)This link will open in a new windowUpdated on June 23, 2015 (concordant to Regulation 51-102)
In force on June 30, 2015

June 18, 2015

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 153 KB)This link will open in a new windowUpdated on June 17, 2015ETF - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery
End of consultation : September 16, 2015

June 18, 2015

Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 214 KB)This link will open in a new windowUpdated on June 17, 2015ETF - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery
End of consultation : September 16, 2015

June 18, 2015

Notice and Request for Comment: Mandating a summary disclosure document for exchange-traded mutual funds and its delivery (pdf - 364 KB)This link will open in a new windowUpdated on September 25, 2020Exchange-traded mutual funds and its delivery - Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements; Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements and Related Consequential Amendments

April 9, 2015

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 21 KB)This link will open in a new windowUpdated on April 8, 2015Venture Issuers (concordant to Regulation 51-102)

April 9, 2015

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 10 KB)This link will open in a new windowUpdated on April 8, 2015Venture Issuer (concordant to Regulation 51-102)

December 11, 2014

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange Inc (Recognition of Aequitas Neo Exchange)
End of consultation: March 11, 2015

December 11, 2014

CSA Notice and Request for Comment: Proposed Amendments to Certain Regulations related to the Recognition of Aequitas Neo Exchange Inc. (pdf - 66 KB)This link will open in a new windowUpdated on December 10, 2014Recognition of Aequitas Neo Exchange Inc.

November 27, 2014

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 49 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering (concordant to Regulation 45-106)
End of consultation: February 25, 2015

November 27, 2014

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 26 KB)This link will open in a new windowUpdated on November 27, 2014Right offering (concordant to Regulation 45-106)
End of consultation: February 25, 2015
 

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on June 30, 2015General Prospectus Requirements (consolidated version)
In force from September 30, 2014 to June 29, 2015

September 25, 2014

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 54 KB)This link will open in a new windowUpdated on September 29, 2014"regulation,amendments,41-101,prospectus,52-108,auditor oversight" (concordant to Regulation 52-108)
In force on September 30, 2014
 

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on September 29, 2014General Prospectus Requirements (consolidated version)
In force from September 22, 2014 to September 29, 2014

September 18, 2014

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 40 KB)This link will open in a new windowUpdated on September 22, 2014Mutual Fund Prospectus Disclosure (concordant to Regulation 81-102)
In force on September 22, 2014

July 17, 2014

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 14 KB)This link will open in a new windowUpdated on July 16, 2014 (concordant to Regulation 52-108)

June 19, 2014

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 20 KB)This link will open in a new windowUpdated on June 19, 2014 (concordant to Regulation 81-102)

May 22, 2014

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer (concordant to Regulation 51-102)

End of consultation : August 20, 2014

May 22, 2014

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer (concordant to Regulation 51-102)

End of consultation : August 20, 2014
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on September 19, 2014General Prospectus Requirements (consolidated version)
In force from January 1, 2014 to September 21, 2014

December 19, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on December 18, 2013 (concordant to Regulation 81-106)
In force on January 1, 2014

October 17, 2013

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 23 KB)This link will open in a new windowUpdated on October 16, 2013Auditor oversight (concordant to Regulation 52-108)

October 3, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 31 KB)This link will open in a new windowUpdated on October 3, 2013IFRS (concordant to Regulation 81-106)
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on December 10, 2013General Prospectus Requirements (consolidated version)
In force from August 13, 2013 to December 31, 2013
 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on June 30, 2015Prospectus requirements (consolidated version)
In force from August 13, 2013 to June 29, 2015

August 8, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 267 KB)This link will open in a new windowUpdated on August 8, 2013Premarketing (Prospectus pre-marketing and marketing regime)
In force on August 13, 2013

August 8, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 177 KB)This link will open in a new windowUpdated on August 8, 2013Premarketing (Prospectus pre-marketing and marketing regime)
In force on August 13, 2013
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on July 30, 2013General Prospectus Requirements (consolidated version)
In force from May 31, 2013 to August 12, 2013
 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 775 KB)This link will open in a new windowUpdated on July 30, 2013Prospectus requirements (consolidated version)
In force since May 31, 2013 to August 12, 2013

May 30,. 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 387 KB)This link will open in a new windowUpdated on May 30, 2013 (Scholarship Plan Prospectus Form)
In force on May 31, 2013

May 30, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 11 KB)This link will open in a new windowUpdated on June 2, 2013 (Scholarship Plan Prospectus Form)
In force on May 31, 2013

May 30, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 150 KB)This link will open in a new windowUpdated on May 30, 2013Pre-marketing (Prospectus pre-marketing and marketing regime)

May 30, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 177 KB)This link will open in a new windowUpdated on May 30, 2013Pre-marketing (Prospectus pre-marketing and marketing regime)

May 30, 2013

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant (pdf - 777 KB)This link will open in a new windowUpdated on May 30, 2013Pre-marketing (Prospectus pre-marketing and marketing regime)
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on May 31, 2013General Prospectus Requirements (consolidated version)
In force from May 14, 2013 to May 30, 2013
 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 678 KB)This link will open in a new windowUpdated on May 31, 2013Prospectus requirements (consolidated version)
In force from May 14, 2013 to May 30, 2013

May 9, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 200 KB)This link will open in a new windowUpdated on May 10, 2013One-year amendments - Prospectus Rules (One-Year Amendments)
In force May 14, 2013

May 9, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 43 KB)This link will open in a new windowUpdated on May 10, 2013One-year amendments - Prospectus Rules (One-Year Amendments)
In force May 14, 2013

March 28, 2013

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 33 KB)This link will open in a new windowUpdated on March 27, 2013 (concordant to Regulation 81-102)
Consultation end date : August 23, 2013

March 14, 2013

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on March 13, 2013Security Holder Rights Plans (concordant to Regulation 62-105)
Consultation end date : June 12, 2013

March 14, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on March 13, 2013Designated Rating Organizations (concordant to Regulation 25-101)

March 14, 2013

Notice of Publication: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on March 14, 2013Designated Rating Organizations

February 28, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 257 KB)This link will open in a new windowUpdated on February 28, 2013 (One-Year Amendments)

February 28, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 50 KB)This link will open in a new windowUpdated on February 28, 2013 (One-Year Amendments)

February 28, 2013

Notice of publication : Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 150 KB)This link will open in a new windowUpdated on February 28, 2013Prospectus (One-Year Amendments)

January 10, 2013

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 452 KB)This link will open in a new windowUpdated on January 10, 2013Scholarship plans (Scholarship Plan Prospectus Form)

January 10, 2013

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 KB)This link will open in a new windowUpdated on January 10, 2013Scholarship Plans (Scholarship Plan Prospectus Form)

January 10, 2013

Notice of publication : Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 462 KB)This link will open in a new windowUpdated on January 10, 2013Scholarship plans (Scholarship Plan Prospectus Form)

September 13, 2012

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 289 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

September 13, 2012

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 57 KB)This link will open in a new windowUpdated on September 11, 2012 (concordant to Regulation 51-103)

July 26, 2012

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on April 27, 2012 (concordant to Regulation 25-101)

July 26, 2012

Notice and Request for Comment: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 20 MB)This link will open in a new windowUpdated on July 27, 2012
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on May 12, 2013Prospectus (consolidated version)
In force from April 30, 2012 to May 13, 2013

April 26, 2012

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on April 27, 2012 (concordant to Regulation 81-102)
In force on April 30, 2012
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on April 30, 2012 (consolidated version)
In force from April 20, 2012 to April 29, 2012

April 20, 2012

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on April 23, 2012 (concordant to Regulation 25-101)
In force on April 20, 2012

February 10, 2012

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 13 KB)This link will open in a new windowUpdated on February 8, 2012 (concordant to Regulation 81-102)

January 27, 2012

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 19 KB)This link will open in a new windowUpdated on January 26, 2012 (concordant to Regulation 25-101)

November 25, 2011

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011 (Prospectus pre-marketing and marketing regime)
Consultation from November 25, 2011 to February 23, 2012

November 25, 2011

Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011 (Prospectus pre-marketing and marketing regime)
Consultation from November 25, 2011 to February 23, 2012

November 25, 2011

Notice and Request for Comment: Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011 (Prospectus pre-marketing and marketing regime)
Consultation from November 25, 2011 to February 23, 2012

November 25, 2011

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011 (Scholarship Plan Prospectus Form)
Consultation from November 25, 2011 to January 24, 2012

November 25, 2011

Draft amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011 (Scholarship Plan Prospectus Form)
Consultation from November 25, 2011 to January 24, 2012

November 25, 2011

Notice and Request for Comments: Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011 (Scholarship Plan Prospectus Form)
Consultation from November 25, 2011 to January 24, 2012

July 29, 2011

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (concordant to Regulation 51-103)

July 29, 2011

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011 (blackllined version - concordant to Regulation 51-103)

July 15, 2011

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on July 18, 2011

July 15, 2011

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on July 18, 2011

July 15, 2011

Notice and Request for Comment: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and other texts (pdf - 6 MB)This link will open in a new windowUpdated on July 18, 2011

April 1, 2011

Draft Regulation 41-101 respecting General Prospectus Requirements (pdf - 8 MB)This link will open in a new windowUpdated on May 19, 2011 (concordant to Regulation 41-103 and Regulation 51-106)

March 18, 2011

Draft Regulation 41-101 respecting General Prospectus Requirements (pdf - 7 MB)This link will open in a new windowUpdated on May 19, 2011 (concordant to Regulation 25-101)
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on April 23, 2012 (administrative consolidated version)
In force from January 1, 2011 to April 19, 2012
 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 686 KB)This link will open in a new windowUpdated on May 12, 2013Prospectus (administrative consolidated version)
In force from January 1, 2011 to May 13, 2013

December 17, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 52-107)
In force on January 1, 2011

December 17, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 18 MB)This link will open in a new windowUpdated on December 20, 2010 (concordant to Regulation 51-101)
In force on December 30, 2010

October 15, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on May 19, 2011 (concordant to Regulation 51-101)

October 1, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 12 MB)This link will open in a new windowUpdated on May 19, 2011 (concordant to Regulation 52-107)

October 1, 2010

Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 12 MB)This link will open in a new windowUpdated on May 19, 2011 (concordant to Regulation 52-107)

October 1, 2010

Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 12 MB)This link will open in a new windowUpdated on October 1st, 2010

July 16, 2010

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on July 19, 2010 (concordant to Regulation 25-101)
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on January 26, 2011 (administrative consolidated version)
In force from June 30, 2010 to December 29, 2010

June 25, 2010

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on June 28, 2010 (concordant to Regulation 81-102)

June 18, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 6 MB)This link will open in a new windowUpdated on June 30, 2010 (concordant to Regulation 51-101)
In force on June 30, 2010

April 9, 2010

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on April 12, 2010 (concordant to Regulation 23-102)

April 9, 2010

Notice of Amendments: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on April 9, 2010

March 26, 2010

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on March 26, 2010

March 26, 2010

Notice and Request for Comment: Modernization of Scholarship Plan Regulation - Phase 1 : A New Prospectus Form for Scholarship Plans - Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Related Amendments (pdf - 4 MB)This link will open in a new windowUpdated on March 26, 2010

March 12, 2010

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on March 17, 2010 (concordant to Regulation 52-107)

March 12, 2010

Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on March 17, 2010 (concordant to Regulation 52-107)

December 18, 2009

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 11 MB)This link will open in a new windowUpdated on December 21, 2009 (concordant to Regulation 51-101)

October 16, 2009

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to Regulation 81-106 respecting Investment Fund Continuous Disclosure; Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure and Related Amendments (pdf - 1 MB)This link will open in a new windowUpdated on January 30, 2012

October 9, 2009

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on November 17, 2009 (concordant to Regulation 23-102)

October 9, 2009

Notice and Request for comment: Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on November 17, 2009 (concordant to Regulation 23-102)

September 25, 2008

Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to: Regulation 41-101 respecting General Prospectus Requirements Regulation 44-101 respecting Short Form Prospectus Distributions, Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions and Regulation 44-102 respecting Shelf Distributions (pdf - 6 MB)This link will open in a new windowUpdated on December 1st, 2009

December 19, 2008

Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on May 6, 2009 (concordant to Regulation 58-101)
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on June 30, 2010 (administrative consolidated version)
In force from September 8, 2008 to December 29, 2010

September 5, 2008

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on May 6, 2009 (concordant to Regulation 81-106)
In force on September 8, 2009

June 20, 2008

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on May 6, 2009 (concordant to Regulation 81-106)
 

Regulation 41-101 respecting General Prospectus Requirements (pdf - 1 MB)This link will open in a new windowUpdated on May 6, 2009 (administrative version)
In force from March 17, 2008 to September 7, 2008
 

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 598 KB)This link will open in a new windowUpdated on January 26, 2011 (administrative version)
In force from March 17, 2008 to December 29, 2010

March 14, 2008

Regulation 41-101 respecting General Prospectus Requirements (pdf - 8 MB)This link will open in a new windowUpdated on May 6, 2009
In force on March 17, 2008

March 14, 2008

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 8 MB)This link will open in a new windowUpdated on May 6, 2009
In force on March 17, 2008

December 21, 2007

Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on May 6, 2009

December 21, 2007

Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on May 6, 2009

December 21, 2007

Notice of publication: Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on December 21, 2007

June 1, 2007

Draft amendments to Draft Regulation 41-101 respecting General Prospectus Requirements (pdf - 2 MB)This link will open in a new windowUpdated on May 6, 2009 (concordant to Regulation 81-106)

December 21, 2006

Draft Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on May 6, 2009

December 21, 2006

Draft Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on May 6, 2009

December 21, 2006

Request for comment: Regulation 41-101 respecting General Prospectus Requirements (pdf - 3 MB)This link will open in a new windowUpdated on May 6, 2009