Regulation 41-101 respecting General Prospectus Requirements (V-1.1, r. 14)
- Regulation 41-101 (pdf - 2 MB)This link will open in a new windowUpdated on 21 December 2018General Prospectus Requirements
Last amendments in force on January 3, 2019-
Decision no. 2020-PDG-0076: Blanket order regarding an exemption from the requirement to deliver the most recently filed exchange traded fund facts document for the applicable class or series of securities in connection with a no-trailing-commission exchange-traded fund switch (pdf - 52 KB)This link will open in a new windowUpdated on 30 December 2020Translation of the Blanket order regarding an exemption from the requirement to deliver the most recently filed ETF facts document for the applicable class or series of securities in connection with a no-trailing-commission ETF switch.
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- Policy Statement to Regulation 41-101 (pdf - 752 KB)This link will open in a new windowUpdated on 16 November 2020Consolidated version in force since November 18, 2020.
Last amendments in force on November 18, 2020
Notice relating to Regulation 41-101
CSA Notice
- CSA Staff Notice 11-314: Update of CSA Instruments (pdf - 82 KB)This link will open in a new windowUpdated on 6 May 2011
- CSA Staff Notice 11-320: Notice of Local Amendments - Nova Scotia and Yukon (pdf - 65 KB)This link will open in a new windowUpdated on 15 November 2012
- CSA Staff Notice 41-307: Corporate Finance prospectus guidance - Concerns regarding an issuer's financial condition and the sufficiency of proceeds from a prospectus offering (pdf - 114 KB)This link will open in a new windowUpdated on 2 March 2012
AMF Notice
Notice of publication
- CSA Notice of Publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations - Business Acquisition Report Requirements (pdf - 107 KB)This link will open in a new windowUpdated on August 20 2020
- CSA Notice of Publication: Modernization of Investment Fund Product Regulation - Alternative Mutual Funds (pdf - 223 KB)This link will open in a new windowUpdated on 16 September 2020
- CSA Notice of publication of amendments relating to Designated rating organizations (pdf - 90 KB)This link will open in a new windowUpdated on 29 March 2018
- CSA Notice of Publication - Regulation to amend Regulation 41-101 respecting General Prospectus Requirements - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Dellivery and related Consequential Amendement (pdf - 540 KB)This link will open in a new windowUpdated on 8 December 2016
- CSA Notice of Publication relating to Rights Offerings - Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordants (pdf - 500 KB)This link will open in a new windowUpdated on 24 September 2015
- CSA Notice of Amendments related to the Recognition of Aequitas NEO Exchange Inc (pdf - 49 KB)This link will open in a new windowUpdated on 3 September 2015
- Notice of publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 318 KB)This link will open in a new windowUpdated on 29 September 2020
- Notice of Repeal and Replacement of Regulation 52-108 respecting Auditor Oversight and concordants (pdf - 226 KB)This link will open in a new windowUpdated on 15 October 2020
- CSA Notice: Regulation to amend Regulation 81-102 respecting Mutual Funds, Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure, Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure, Regulation to amend Regulation 41-101 respecting General Prospectus Requirements, Regulation to amend Regulation 81-107 respecting Independent Review Committee for Investment Funds and Related Consequential Amendments (pdf - 540 KB)This link will open in a new windowUpdated on 19 June 2014
- Notice of publication: Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure and related amendments (pdf - 90 KB)This link will open in a new windowUpdated on 30 September 2020
- Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant (pdf - 777 KB)This link will open in a new windowUpdated on 30 May 2013 -Prospectus pre-marketing and marketing regime
- Notice and Request for comments: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on 14 March 2013
- Notice of publication : Regulation to amend Regulation 41-101 respecting General Prospectus Requirements, Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements and consequential amendments (pdf - 150 KB)This link will open in a new windowUpdated on 28 February 2013 - One-year amendments
- Notice of publication : Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 462 KB)This link will open in a new windowUpdated on 10 January 2013 - Scholarship Plan Prospectus Form
- Notice of publication: Regulation to amend Regulation 81-102 respecting Mutual Funds; Amendment to Policy Statement to Regulation 81-102 respecting mutual funds; Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure; Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure; Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 715 KB)This link will open in a new windowUpdated on 10 February 2012
- Notice of publication: Regulation 25-101 respecting Designated Rating Organizations (pdf - 84 KB)This link will open in a new windowUpdated on 27 January 2012
- Notice of Publication: Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities; Amendments to Policy Statement to Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities and related and consequential amendments (pdf - 5 MB)This link will open in a new windowUpdated on 15 October 2010
- Notice of publication: Regulation to amend Regulation 41-101 respecting General Prospectus Requirements; Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements; Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions; Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions and Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 12 MB)This link will open in a new windowUpdated on 1st October 2010
- Notice of Amendments: Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure and Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 4 MB)This link will open in a new windowUpdated on 9 April 2010 - concordant to Regulation 23-102
- Notice of publication: Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure, including Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, Amendments to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure and Related Amendments (pdf - 71 KB)This link will open in a new windowUpdated on 20 June 2008
- Notice of publication : Regulation 41-101 respecting General Prospectus Requirements (pdf - 5 MB)This link will open in a new windowUpdated on 21 December 2007