21-101 - Marketplace Operation Securities
Regulation 21-101 respecting Marketplace Operation (V-1.1, r. 5)
- Regulation 21-101 (pdf - 362 KB)This link will open in a new windowUpdated on September 14, 2020Official consolidated version of Regulation 21-101 in force since September 14, 2020.
Last amendment in force on September 14, 2020 - Policy Statement to Regulation 21-101 (pdf - 160 KB)This link will open in a new windowUpdated on September 14, 2020Consolidet version of Policy Statement to Regulation 21-101 in force since September 14, 2020.
Last amendment in force on September 14, 2020
Notice relating to Regulation 21-101
Notice of the Autorité des marchés financiers
- Norme canadienne 21-101, Le fonctionnement des marchés et Norme canadienne 23-101, Les règles de négociation (pdf - 11 KB)This link will open in a new windowUpdated on December 19, 2003 (Available in French only)
- Norme canadienne 21-101, Le fonctionnement du marché; Norme canadienne 23-101, Les règles de négociation et annexes 21-101A1, 21-101A2, 21-101A3, 21-101A4, 21-101A5 et 21-101A6 (pdf - 13 KB)This link will open in a new windowUpdated on November 2, 2001 (Available in French only)
CSA Notice
- CSA Staff Notice 11-328: Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon (pdf - 68 KB)This link will open in a new windowUpdated on March 12, 2015
- CSA Staff Notice and Request for Comment 21-315 : Next steps in Regulation and Transparency of the Fixed Income Market (pdf - 102 KB)This link will open in a new windowUpdated on September 17, 2015
- CSA Staff Notice 21-316: Information Processor for Corporate Debt Securities (pdf - 156 KB)This link will open in a new windowUpdated on December 29, 2015
- CSA Staff Notice 21-317: Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market (pdf - 119 KB)This link will open in a new windowUpdated on April 21, 2016
- CSA Staff Notice 21-318: Information Processor for Corporate Debt Securities (pdf - 80 KB)This link will open in a new windowUpdated on June 23, 2016
- CSA Staff Notice 21-319 Data Fees Methodology (pdf - 181 KB)This link will open in a new windowUpdated on December 8, 2016
- CSA Staff Notice 21-320 Update: Regulation 21-101 respecting Marketplace Operation and Related Policy Statement – Dealing with Government Debt Transparency (pdf - 41 KB)This link will open in a new windowUpdated on December 14, 2017
- CSA Staff Notice 21-322: Applicability of Regulation to the Operation of MTFs or OTFs in Canada (pdf - 59 KB)This link will open in a new windowUpdated on January 4, 2018
Notice of publication
- CSA Notice of Publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Changes to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 263 KB)This link will open in a new windowUpdated on June 18, 2020
- CSA Notice of Publication: Mandatory Post-Trade Transparency of Trades in Government Debt Securities, and Expanded Transparency of Trades in Corporate Debt Securities - Regulation to amend Regulation 21-101 Marketplace Operation and Amendments to Related Policy Statement (pdf - 126 KB)This link will open in a new windowUpdated on June 4, 2020
- CSA Notice of publication of amendments relating to Designated rating organizations (pdf - 90 KB)This link will open in a new windowUpdated on March 29, 2018
- CSA Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 142 KB)This link will open in a new windowUpdated on June 25, 2015
- CSA Notice of Approval: Regulation to amend Regulation 21-101 respecting Marketplace Operation (pdf - 53 KB)This link will open in a new windowUpdated on October 23, 2014
- Notice and Request for comments: Draft Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules related to Regulation 25-101 respecting Designated Rating Organizations (pdf - 60 KB)This link will open in a new windowUpdated on March 14, 2013
- Notice of Publication : Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 8 MB)This link will open in a new windowUpdated on March 23, 2012
- Notice: Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards; Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles, Auditing Standards and Reporting Currency; Regulation to amend Regulation 14-101 respecting Definitions and other related amendments to regulations and policy statements (pdf - 12 MB)This link will open in a new windowUpdated on October 1st, 2010
- Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Amendment to Policy Statement to Regulation 21-101 respecting Marketplace Operation (pdf - 5 MB)This link will open in a new windowUpdated on November 13, 2009
- Notice of publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation and Regulation to amend Regulation 23-101 respecting Trading Rules (pdf - 2 MB)This link will open in a new windowUpdated on June 20, 2008
- Notice of Amendments to National Instrument 21-101, Marketplace Operation and Companion Policy 21-101, Marketplace Operation and to National Instrument 23-101, Trading Rules and Companion Policy 23-101, Trading Rules (pdf - 3 MB)This link will open in a new windowUpdated on December 15, 2006
- Notice of publication: National Instrument 21-101, Marketplace Operation and National Instrument 23-101, Trading Rules (pdf - 61 KB)This link will open in a new windowUpdated on August 31, 2001