Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (I-14.01, r. 0.001)

Notice relating to Regulation 94-102

CSA Notice

Notice of publication

History relating to 94-102

Date of publication in the Bulletin Text
September 14, 2023 Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (PDF - 281 KB)This link will open in a new windowUpdated on 14 September 2023Final amendments to Regulation 94-102 concordant to Regulation 14-101 (concordant to Regulation 14-101)
In force on September 13, 2023
June 15, 2023 Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 76 KB)This link will open in a new windowUpdated on 15 June 2023CSA Final version of Regulation to amend Regulation 94-102 (concordant to Regulation 14-101)
  Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 708 KB)This link will open in a new windowUpdated on 26 July 2022Official consolidated version of Regulation 94-102 in force since July 6, 2022 (Official consolidated version)
In force from July 26, 2022 to September 12, 2023
July 28, 2022 Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (PDF - 1 MB)This link will open in a new windowUpdated on 28 July 2022Final Amendments to Regulation 94-102.
In force on July 26, 2022
May 12, 2022 Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 17 KB)This link will open in a new windowUpdated on 11 May 2022Amendments to Regulation 94-102
May 12, 2022 Multilateral CSA Notice of Publication: Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 85 KB)This link will open in a new windowUpdated on 12 May 2022Amendments to Regulation 94-102
September 16, 2021 Draft Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 18 KB)This link will open in a new windowUpdated on 16 September 2021Draft Regulation to amend Regulation 94-102.
End of consultation : November 15, 2021
September 16, 2021 CSA Notice of Consultation: Draft Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 85 KB)This link will open in a new windowUpdated on 16 September 2021CSA Notice of Consultation concerning Draft Regulation to amend Regulation 94-102.
April 22, 2021 Draft Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 15 KB)This link will open in a new windowUpdated on 22 April 2021Concordant amendments to Regulation 14-101. (concordant to Regulation 14-101)
End of consulation : July 21, 2021
  Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 488 KB)This link will open in a new windowUpdated on 28 June 2017Derivatives (Official consolidated version)
In force from July 3, 2017 to July 25, 2022
June 29, 2017 Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 159 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, 94-102, derivatives, customer clearing, protection of customer
In force on July 3, 2017
June 29, 2017 Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 197 KB)This link will open in a new windowUpdated on 29 June 2017
In force on July 3, 2017  
January 19, 2017 Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 172 KB)This link will open in a new windowUpdated on 19 January 2017Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
January 19, 2017   Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 197 KB)This link will open in a new windowUpdated on 19 January 2017Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
January 19, 2017   CSA Notice of Publication : Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and Related Policy Statement (pdf - 176 KB)This link will open in a new windowUpdated on 19 January 2017Regulation 94-102
January 21, 2016 Draft Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 165 KB)This link will open in a new windowUpdated on 21 January 2016Customer Clearing and Protection of Customer Collateral and Positions 
End of consultation: April 19, 2016  
January 21, 2016  Draft Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 168 KB)This link will open in a new windowUpdated on 21 January 2016Customer Clearing and Protection of Customer Collateral and Positions 
End of consultation: April 19, 2016  
January 21, 2016  CSA Notice and Request for Comment: Draft Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 174 KB)This link will open in a new windowUpdated on 19 October 2020Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
January 16, 2014 Model Provincial Rules - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 135 KB)This link will open in a new windowUpdated on 21 January 2016"Model Provincial Rule,Derivatives,Customer Clearing,Protection,Customer Collateral, Positions" 
End of consultation : March 19, 2014  
January 16, 2014  Model Explanatory Guidance to Model Provincial Rule – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 107 KB)This link will open in a new windowUpdated on 21 January 2016"Model explanatory guidance,Model Provincial Rule Derivatives,Customer Clearing, Protection,Customer Collateral,Positions" 
End of consultation : March 19, 2014  
January 16, 2014  CSA Staff Consultation 91-304: Model Provincial Rules - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 45 KB)This link will open in a new windowUpdated on 21 January 2016"CSA Staff Notice,91-304,Model Provincial Rule,Derivatives,Customer Clearing,Protection,Customer Collateral,Positions"
February 10, 2012 CSA Consultation Paper 91-404 - Derivatives: Segregation and Portability in OTC Derivatives Clearing (pdf - 235 KB)This link will open in a new windowUpdated on 21 January 2016"CSA Consultation Paper,91-404,Derivatives, Segregation,Portability,OTC Derivatives,Clearing" 
End of consultation: April 10, 2012