Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (I-14.01, r. 0.001)

Notice relating to Regulation 94-102

CSA Notice

Notice of publication

History relating to 94-102

Date of publication in the BulletinText
June 29, 2017Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 159 KB)This link will open in a new windowUpdated on 29 June 2017"Regulation, 94-102, derivatives, customer clearing, protection of customer
In force on July 3, 2017
June 29, 2017Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 197 KB)This link will open in a new windowUpdated on 29 June 2017
In force on July 3, 2017  
January 19, 2017Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 172 KB)This link will open in a new windowUpdated on 19 January 2017Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
January 19, 2017  Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 197 KB)This link will open in a new windowUpdated on 19 January 2017Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
January 19, 2017  CSA Notice of Publication : Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and Related Policy Statement (pdf - 176 KB)This link will open in a new windowUpdated on 19 January 2017Regulation 94-102
January 21, 2016Draft Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 165 KB)This link will open in a new windowUpdated on 21 January 2016Customer Clearing and Protection of Customer Collateral and Positions 
End of consultation: April 19, 2016  
January 21, 2016 Draft Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 168 KB)This link will open in a new windowUpdated on 21 January 2016Customer Clearing and Protection of Customer Collateral and Positions 
End of consultation: April 19, 2016  
January 21, 2016 CSA Notice and Request for Comment: Draft Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 174 KB)This link will open in a new windowUpdated on 19 October 2020Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
January 16, 2014Model Provincial Rules - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 135 KB)This link will open in a new windowUpdated on 21 January 2016"Model Provincial Rule,Derivatives,Customer Clearing,Protection,Customer Collateral, Positions" 
End of consultation : March 19, 2014  
January 16, 2014 Model Explanatory Guidance to Model Provincial Rule – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 107 KB)This link will open in a new windowUpdated on 21 January 2016"Model explanatory guidance,Model Provincial Rule Derivatives,Customer Clearing, Protection,Customer Collateral,Positions" 
End of consultation : March 19, 2014  
January 16, 2014 CSA Staff Consultation 91-304: Model Provincial Rules - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 45 KB)This link will open in a new windowUpdated on 21 January 2016"CSA Staff Notice,91-304,Model Provincial Rule,Derivatives,Customer Clearing,Protection,Customer Collateral,Positions"
February 10, 2012CSA Consultation Paper 91-404 - Derivatives: Segregation and Portability in OTC Derivatives Clearing (pdf - 235 KB)This link will open in a new windowUpdated on 21 January 2016"CSA Consultation Paper,91-404,Derivatives, Segregation,Portability,OTC Derivatives,Clearing" 
End of consultation: April 10, 2012