September 14, 2023

Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (PDF - 281 KB)This link will open in a new windowUpdated on September 14, 2023Final amendments to Regulation 94-102 concordant to Regulation 14-101 (concordant to Regulation 14-101)
In force on September 13, 2023

June 15, 2023

Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 76 KB)This link will open in a new windowUpdated on June 15, 2023CSA Final version of Regulation to amend Regulation 94-102 (concordant to Regulation 14-101)

Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 708 KB)This link will open in a new windowUpdated on July 26, 2022Official consolidated version of Regulation 94-102 in force since July 6, 2022 (Official consolidated version)
In force from July 26, 2022 to September 12, 2023

July 28, 2022

Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (PDF - 1 MB)This link will open in a new windowUpdated on July 28, 2022Final Amendments to Regulation 94-102.
In force on July 26, 2022

May 12, 2022

Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 17 KB)This link will open in a new windowUpdated on May 11, 2022Amendments to Regulation 94-102

May 12, 2022

Multilateral CSA Notice of Publication: Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 85 KB)This link will open in a new windowUpdated on May 12, 2022Amendments to Regulation 94-102

September 16, 2021

Draft Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 18 KB)This link will open in a new windowUpdated on September 16, 2021Draft Regulation to amend Regulation 94-102.
End of consultation: November 15, 2021

September 16, 2021

CSA Notice of Consultation: Draft Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 85 KB)This link will open in a new windowUpdated on September 16, 2021CSA Notice of Consultation concerning Draft Regulation to amend Regulation 94-102.

April 22, 2021

Draft Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 15 KB)This link will open in a new windowUpdated on April 22, 2021Concordant amendments to Regulation 14-101. (concordant to Regulation 14-101)
End of consulation: July 21, 2021

Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 488 KB)This link will open in a new windowUpdated on June 28, 2017Derivatives (Official consolidated version)
In force from July 3, 2017 to July 25, 2022

June 29, 2017

Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 159 KB)This link will open in a new windowUpdated on June 29, 2017"Regulation, 94-102, derivatives, customer clearing, protection of customer
In force on July 3, 2017

June 29, 2017

Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 197 KB)This link will open in a new windowUpdated on June 29, 2017
In force on July 3, 2017

January 19, 2017

Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 172 KB)This link will open in a new windowUpdated on January 19, 2017Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

January 19, 2017

Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 197 KB)This link will open in a new windowUpdated on January 19, 2017Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

January 19, 2017

CSA Notice of Publication : Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and Related Policy Statement (pdf - 176 KB)This link will open in a new windowUpdated on January 19, 2017Regulation 94-102

January 21, 2016

Draft Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 165 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions 
End of consultation: April 19, 2016

January 21, 2016 

Draft Policy Statement to Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 168 KB)This link will open in a new windowUpdated on January 21, 2016Customer Clearing and Protection of Customer Collateral and Positions 
End of consultation: April 19, 2016

January 21, 2016 

CSA Notice and Request for Comment: Draft Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 174 KB)This link will open in a new windowUpdated on October 19, 2020Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

January 16, 2014

Model Provincial Rules - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 135 KB)This link will open in a new windowUpdated on January 21, 2016"Model Provincial Rule,Derivatives,Customer Clearing,Protection,Customer Collateral, Positions" 
End of consultation: March 19, 2014

January 16, 2014

Model Explanatory Guidance to Model Provincial Rule – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 107 KB)This link will open in a new windowUpdated on January 21, 2016"Model explanatory guidance,Model Provincial Rule Derivatives,Customer Clearing, Protection,Customer Collateral,Positions" 
End of consultation: March 19, 2014

January 16, 2014

CSA Staff Consultation 91-304: Model Provincial Rules - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 45 KB)This link will open in a new windowUpdated on January 21, 2016"CSA Staff Notice,91-304,Model Provincial Rule,Derivatives,Customer Clearing,Protection,Customer Collateral,Positions"

February 10, 2012

CSA Consultation Paper 91-404 - Derivatives: Segregation and Portability in OTC Derivatives Clearing (pdf - 235 KB)This link will open in a new windowUpdated on January 21, 2016"CSA Consultation Paper,91-404,Derivatives, Segregation,Portability,OTC Derivatives,Clearing" 
End of consultation: April 10, 2012