• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on April 7, 2016Trading Fees
• CSA Notice and Request for Comment (pdf - 69 KB)This link will open in a new windowUpdated on April 7, 2016trading fees
• Regulation to amend Regulation 23-101 (pdf - 21 KB)This link will open in a new windowUpdated on April 7, 2016Trading Fees

Comments received (comments are published in their original language)

• Canadian Foundation for Advancement of Investor Rights (pdf - 644 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, fair(Neil Gross)
• Canadian Securities Exchange (pdf - 431 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, canadian securities exchange, cse (Richard Carleton)
• Investment Industry Association of Canada (pdf - 397 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, iiac, accvm (Susan Copland)
• Nasdaq CXC Limited (pdf - 349 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, nasdaq
• The Canadian Advocacy Council of Canadian CFA Institute Societies (pdf - 99 KB)This link will open in a new windowUpdated on July 29, 2016 (Michael Thom)
• TMX Group Limited (pdf - 81 KB)This link will open in a new windowUpdated on July 29, 2016trading, fee, cap, consultation, regulation, national, instrument, market, data, industry, rule, 23-101, marketplace, tmx (Kevin Sampson)

• Regulatory Notice (pdf - 24 KB)This link will open in a new windowUpdated on April 7, 2016Report on Exempt Distribution
• Regulation to amend the Securities Regulation (pdf - 10 KB)This link will open in a new windowUpdated on October 2, 2017Report on Exempt distribution

• Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on December 10, 2015Mutual Fund Risk Classification Methodology
• Notice and Request for Comment (pdf - 317 KB)This link will open in a new windowUpdated on September 30, 2020MUTUAL FUND RISK CLASSIFICATION METHODOLOGY
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 89 KB)This link will open in a new windowUpdated on December 10, 2015
• Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 38 KB)This link will open in a new windowUpdated on December 10, 2015"Regulation,amend, 41-101,General Prospectus Requirements"
• Amendments to Policy Statement to Regulation 41-101 (pdf - 33 KB)This link will open in a new windowUpdated on December 10, 2015"amendments,Policy Statement,Regulation,41-101,General Prospectus Requirements"
• Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 36 KB)This link will open in a new windowUpdated on December 10, 2015"Regulation,amend, 81-101,Mutual Fund Prospectus Disclosure"
• Amendments to Policy Statement to Regulation 81-101 (pdf - 31 KB)This link will open in a new windowUpdated on December 10, 2015"amendments,Policy Statement,regulation, 81-101,Mutual Fund Prospectus Disclosure"

Comments received (comments are published in their original language)

• Alternative Investment Management Association (pdf - 372 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - AIMA (Ian Pember)
• Arthur Ross (pdf - 232 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Borden Ladner Gervais LLP (pdf - 176 KB)This link will open in a new windowUpdated on March 15, 2016
• Canadian Exchange-Traded Fund Association (pdf - 102 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - CETFA (Pat Dunwoody)
• Canadian Foundation for Advancement of Investor Rights (pdf - 659 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - FAIR (Neil Gross)
• David Fieldstone (pdf - 33 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Fidelity Investments Canada ULC (pdf - 248 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Robert Sklar et John Wilson)
• HighView Financial Group (pdf - 222 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Dan Hallett)
• Invesco (pdf - 248 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Eric Adelson)
• Investment Industry Association of Canada (pdf - 126 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - IIAC (Naomi Solomon)
• Investor Advisory Panel (pdf - 169 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Investors Group Inc. (pdf - 4 MB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Murray J. Taylor)
• Jean Lespérance (pdf - 46 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Ken Kivenko (pdf - 79 KB)This link will open in a new windowUpdated on March 23, 2016
• Kenmar Associates (pdf - 365 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility" (Ken Kivenko)
• Mackenzie Financial Corporation (pdf - 602 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Jeffrey R. Carney)
• Mouvement des caisses Desjardins (pdf - 23 KB)This link will open in a new windowUpdated on March 22, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Yvan-Pierre Grimard)
• Peter Whitehouse (pdf - 96 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• Portfolio Management Association of Canada (pdf - 230 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - PMAC (Katie Walmsley et Margaret Gunawan)
• P?R Investing Inc. (pdf - 482 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Mark S. Yamada)
• Small Investor Protection Association (pdf - 138 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility" - SIPA (Stan Buell)
• Sophia Fortier (pdf - 45 KB)This link will open in a new windowUpdated on February 25, 2016"consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité,comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility"
• The Canadian Advocacy Council of Canadian CFA Institute Societies (pdf - 117 KB)This link will open in a new windowUpdated on March 15, 2016 - CAC (Michael Thom)
• The Financial Advisors of Canada (pdf - 119 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" (Greg Pollock et Caron Czorny)
• The Investment Funds Institute of Canada (pdf - 35 KB)This link will open in a new windowUpdated on March 15, 2016"comment,regulation to amend regulation 81-102,methodology,classification,risk classification,fund classification,amendment to regulation 81-102,risk scale,risk rating,fund rating,fund facts,ETF facts,volatility,consultation,projet,règlement modifiant le règlement 81-102,méthode,classification,classification du risque,classification des fonds,modification du règlement 81-102,échelle de risque,niveau de risque,aperçu du fonds,aperçu du FNB,volatilité" - IFIC (Ian Bragg)

• Notice and Request for Comment (pdf - 20 KB)This link will open in a new windowUpdated on December 3, 2015PFMI
• Notice of Publication - Regulation 24-102 (pdf - 267 KB)This link will open in a new windowUpdated on October 7, 2020PFMI (Part III - Proposed Policy Statement)
• Amendments to Policy Statement to Regulation 24-102 (pdf - 112 KB)This link will open in a new windowUpdated on December 3, 2015PFMI

Comments received (comments are published in their original language)

• TMX (pdf - 235 KB)This link will open in a new windowUpdated on February 8, 2016Projet, modification, Instruction, générale, Règlement, 24-102, obligations, chambres de compensation, tmx group, cdcc, bank of canada,
• Canadian Bankers Association (pdf - 170 KB)This link will open in a new windowUpdated on February 9, 2016Darren Hannah (Canadian Bankers Association) on February 1, 2016: Re: CSA Notice of Approval of National Instrument 24-102 Clearing Agency Requirements and Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements and Notice and Request for Comments Proposed Amendments to Companion Policy 21-102CP -
• CLS Group (pdf - 244 KB)This link will open in a new windowUpdated on February 9, 2016Received letter from Alan Marquard (CLS Bank International) Letter on February 1, 2016; Re: CSA Notice of Approval of National Instrument 24-102 Clearing Agency Requirements and Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements and Notice and Request for Comments Proposed Amendments to Companion Policy 21-102CP -

• Avis règlementaire (pdf - 18 KB)This link will open in a new windowUpdated on December 17, 2015
• Projet de Règlement modifiant le Règlement 13-102 (pdf - 93 KB)This link will open in a new windowUpdated on December 17, 2015dépôt électronique

• Regulatory Notice (pdf - 18 KB)This link will open in a new windowUpdated on December 17, 2015
• Draft Regulation to Regulation 13-102 (pdf - 91 KB)This link will open in a new windowUpdated on December 17, 2015E-filing

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on November 4, 2015Crowdfunding
• Regulation to amend Regulation 45-102 (pdf - 14 KB)This link will open in a new windowUpdated on November 4, 2015Crowdfunding

• Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on October 22, 2015Offering Memorandum Exemption
• Regulation to amend Regulation 11-102 respecting Passport System (pdf - 19 KB)This link will open in a new windowUpdated on October 22, 2015"regulation,amend,11-102,passport,system"
• Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 14 KB)This link will open in a new windowUpdated on October 22, 2015"regulation,amend,45-102,resale,securities"
• Regulation to amend Regulation 52-07 respecting Acceptable Accounting Principles and Auditing Standards (pdf - 15 KB)This link will open in a new windowUpdated on October 22, 2015"regulation,amend,52-107,Acceptable Accounting Principles,Auditing Standards"

• Regulatory notice (pdf - 21 KB)This link will open in a new windowUpdated on August 13, 2015Reports of Exempt Distributions
• Notice and Request for Comment (pdf - 655 KB)This link will open in a new windowUpdated on August 12, 2015Reports of Exempt Distribution
• Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 450 KB)This link will open in a new windowUpdated on August 12, 2015Reports of Exempt Distribution
• Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 24 KB)This link will open in a new windowUpdated on August 12, 2015Report of Exempt Distribution

Comments received (comments are published in their original language)

• Alternative Investment Management Association (pdf - 7 MB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - AIMA (Michael A. BurnsIan Pember et Jennifer Wainwright)
• Arrow Capital Management Inc. (pdf - 114 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Mark Kennedy)
• Borden Ladner (pdf - 106 KB)This link will open in a new windowUpdated on October 26, 2015 Gervais (Alfred Page, Rebecca Cowdery, Ron Kosonic, Michael Burns, Jason Brooks et Sarah Gardiner)
• Boyle + Co. LLP (pdf - 528 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Jim Boyle)
• Canadian institutional investors, British Columbia Investment Management Corporation, Canada Pension Plan Investment Board, Ontario Teachers’ Pension Plan Board and RBC Global Asset Management Inc., and U.S. broker-dealers, Barclays Capital Inc., Citigroup Global Markets Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated (The Group) (pdf - 47 KB)This link will open in a new windowUpdated on October 26, 2015
• Canadian Foundation for Advancement of Investor Rights (pdf - 432 KB)This link will open in a new windowUpdated on October 27, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - FAIR (Neil Gross)
• Davies Ward Phillips & Vineberg LLP (pdf - 85 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Anthony Spadaro)
• Fonds de solidarité FTQ (pdf - 1 MB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Jodi Lackman et Maria Anagnostou)
• Invesco Canada Ltd. (pdf - 96 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Eric Adelson)
• Investment Industry Association of Canada (pdf - 157 KB)This link will open in a new windowUpdated on October 26, 2015 - IIAC (Susan Copland)
• National Exempt Market Association (pdf - 225 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - NEMA (Craig Skauge et Cora Pettipas)
• Nicola Wealth Management (pdf - 429 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Danielle H. MacDonald)
• Nicola Wealth Management (pdf - 142 KB)This link will open in a new windowUpdated on October 27, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Danielle H. MacDonald) – 2e lettre
• Osler, Hoskin & Harcourt LLP (pdf - 464 KB)This link will open in a new windowUpdated on October 26, 2015
• Portfolio Management Association of Canada (pdf - 192 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PMAC (Katie Walmsley et Scott Mahaffy)
• Private Capital Markets Association of Canada (pdf - 296 KB)This link will open in a new windowUpdated on November 17, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PCMA (Brian Koscak et Geoffrey Ritchie)
• Prospectors & Developers Association of Canada (pdf - 594 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" - PDAC (Rodney N. Thomas)
• R.N. Croft Financial Group Inc. (pdf - 385 KB)This link will open in a new windowUpdated on October 26, 2015"consultation,projet,règlement modifiant le règlement 45-106,dispenses de prospectus,déclarations de placement,modification de l’instruction générale relative au règlement 45-106,déclaration de placement avec dispense harmonisée,marché dispensé,annexe 45-106A1,formulaire 45-106A1,45-106A1,projet d’annexe 45-106A10,projet d’annexe 45-106A11,comment, draft,regulation to amend regulation 45-106,prospectus exemption,reports of exempt distribution,amendments to policy statement to regulation 45-106,harmonized report of exempt distribution,exempt market,form 45-106F1,proposed form 45-106F10,proposed form 45-106F11,post-trade report,national instrument 45-106 amendments,NI 45-106 amendments,filings of exempt trades,report of exempt trade" (Kenneth Mulders)
• Stikeman Elliott (pdf - 173 KB)This link will open in a new windowUpdated on October 26, 2015 (Junaid K. Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Ramandeep K. Grewal, Darin R. Renton, Simon A. Romano, Nicholas Badeen, Viviana Beltrametti Walker et Anne Ramsay)