Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation to amend Regulation 23-101 respecting Trading Rules (Order protection rules) (pdf - 1 MB)
This link will open in a new windowUpdated on May 15, 2014
Previous consultation
September 19, 2014
See details on Regulation to amend Regulation 23-101 respecting Trading Rules (Order protection rules)
Comments received (comments are published in their original language)
- CIBC World Markets (pdf - 89 KB)
This link will open in a new windowUpdated on September 23, 2014consultation
- BMO Financial Group (pdf - 375 KB)
This link will open in a new windowUpdated on September 22, 2014consultation
- Scotiabank (pdf - 198 KB)
This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces, scotia bank
- TMX Group (pdf - 213 KB)
This link will open in a new windowUpdated on September 23, 2014consultation
- RBC Capital Markets – Global Equity (pdf - 9 MB)
This link will open in a new windowUpdated on September 23, 2014consultation
- Liquidnet Canada (pdf - 1 MB)
This link will open in a new windowUpdated on September 23, 2014consultation
- RBC Dominion Securities Wealth Management (pdf - 41 KB)
This link will open in a new windowUpdated on September 23, 2014consultation
- BlackRock (pdf - 197 KB)
This link will open in a new windowUpdated on September 22, 2014consultation
- True North Vantage (pdf - 1 MB)
This link will open in a new windowUpdated on September 23, 2014consultation
- Canadian Security Traders Association (pdf - 541 KB)
This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, csta, market structure, buy-side
- Katya Malinova et Andreas Park (pdf - 123 KB)
This link will open in a new windowUpdated on September 23, 2014consultation (University of Toronto)
- Acumen Capital Partners (pdf - 496 KB)
This link will open in a new windowUpdated on September 22, 2014consultation
- TD Securities (pdf - 138 KB)
This link will open in a new windowUpdated on September 23, 2014consultation
- Association canadienne du commerce des valeurs mobilières (pdf - 191 KB)
This link will open in a new windowUpdated on September 22, 2014consultation (ACCVM)
- RBC Global Asset Management (pdf - 1 MB)
This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, liquidity
- Stikeman Elliott (pdf - 48 KB)
This link will open in a new windowUpdated on September 23, 2014consultation
- Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 119 KB)
This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, market, order processing delay, speed bump, (CAC)
- Aequitas (pdf - 158 KB)
This link will open in a new windowUpdated on December 7, 2015
- Canadian Securities Exchange (pdf - 289 KB)
This link will open in a new windowUpdated on September 29, 2014consultation (CSE)
- Tradebot (pdf - 211 KB)
This link will open in a new windowUpdated on September 29, 2014consultation
Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
Previous consultation
September 2, 2014
See details on Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
- Regulatory Notice (pdf - 15 KB)
This link will open in a new windowUpdated on July 3, 2014
- Notice of Publication and Request for Comment (pdf - 68 KB)
This link will open in a new windowUpdated on July 3, 2014
- Regulation to amend Regulation 58-101 (pdf - 19 KB)
This link will open in a new windowUpdated on July 3, 2014
Comments received (comments are published in their original language)
- BMO Financial Group (pdf - 927 KB)
This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Simon A. Fish)
- Caisse de dépôt et placement du Québec (pdf - 24 KB)
This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Marie Giguère)
- Canadian Coalition for Good Governance (pdf - 157 KB)
This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Daniel E. Chornous)
- Canadian Investor Relations Institute (pdf - 468 KB)
This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Yvette Lokker)
- Catalyst Canada (pdf - 258 KB)
This link will open in a new windowUpdated on September 2, 2014"consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique" (Deborah Gillis)
- Digital Nova Scotia (pdf - 171 KB)
This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Ulrike Bahr-Gedalia)
- Ernst & Young LLP (pdf - 58 KB)
This link will open in a new windowUpdated on August 28, 2014 (Trent Henry)
- Hansell LLP (pdf - 519 KB)
This link will open in a new windowUpdated on September 3, 2014 (Carol Hansell, Brian Calalang et Frédéric Duguay)
- Institute of Corporate Directors (pdf - 255 KB)
This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Stan Magidson)
- Kenmar Associates (pdf - 242 KB)
This link will open in a new windowUpdated on July 23, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Ken Kivenko)
- Mercer (Canada) Limited (pdf - 50 KB)
This link will open in a new windowUpdated on September 3, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”(Ted Singeris et Patricia N. Milligan)
- Mouvement des caisses Desjardins (pdf - 690 KB)
This link will open in a new windowUpdated on August 28, 2014"consultation, projet, avis, 58-101, représentativité féminine, représentation féminine, diversité hommes-femmes, femmes sur les conseils, femmes à la haute direction, femmes, diversité, cible, quota, mandat, politique" (Yvan-Pierre Grimard)
- Norton Rose Fulbright Canada LLP (pdf - 258 KB)
This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”
- Pauline Couture, Shirley Dawe, Linda Hohol, Beth Horowitz, Maureen Reid, C.L. Sugiyama and Stella Thompson (pdf - 97 KB)
This link will open in a new windowUpdated on September 2, 2014
- Public Sector Pension Investment (pdf - 54 KB)
This link will open in a new windowUpdated on September 3, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Stéphanie Lachance) (ACVM)
- Public Sector Pension Investment (pdf - 69 KB)
This link will open in a new windowUpdated on September 3, 2014 (Stéphanie Lachance) (OSC)
- Shareholder Association for Research and Education (pdf - 215 KB)
This link will open in a new windowUpdated on September 2, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Peter Chapman)
- Small Investors Protection Association (pdf - 262 KB)
This link will open in a new windowUpdated on July 23, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Ken Kivenko)
- Women's Legal Education and Action Fund (pdf - 237 KB)
This link will open in a new windowUpdated on September 16, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”
Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Venture Issuer
Previous consultation
August 20, 2014
See details on Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Venture Issuer
- CSA Notice and Request for Commen (pdf - 99 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuert (pdf - 99 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
- Regulation to amend Regulation 51-102 (pdf - 122 KB)
This link will open in a new windowUpdated on May 22, 2014Venture issuer
- Blackline Excerpts of Proposed Regulation to amend Regulation 51-102 (pdf - 46 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
- Amendments to Policy Statement to Regulation 51-102 (pdf - 23 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
- Blackline Excerpts of Proposed Changes to Policy Statement to Regulation 51-102 (pdf - 26 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
- Regulation to amend Regulation 41-101 (pdf - 38 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
- Blackline Excerpts of Proposed Regulation to amend Regulation 41-101 (pdf - 31 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
- Amendments to Policy Statement to Regulation 41-101 (pdf - 18 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
- Blackline Excerpts of Proposed Changes to Policy Statement to Regulation 41-101 (pdf - 18 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
- Regulation to amend Regulation 52-110 (pdf - 37 KB)
This link will open in a new windowUpdated on May 22, 2014Venture Issuer
Comments received (comments are published in their original language)
- Canadian Coalition for Good Governance (pdf - 104 KB)
This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Daniel E. Chornous)
- Canadian Foundation for Advancement of Investor Rights-FAIR (pdf - 673 KB)
This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Neil Gross)
- Comptables professionnels agréées du Canada (pdf - 625 KB)
This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Joan E. Dunne et Gordon Beal)
- David Taylor (pdf - 114 KB)
This link will open in a new windowUpdated on June 27, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt"
- Fiore (pdf - 96 KB)
This link will open in a new windowUpdated on August 11, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt"
- Gowlings Lafleur Henderson LLP (pdf - 127 KB)
This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (David Taniguchi)
- Midas Gold Corp. (pdf - 83 KB)
This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Stephen P. Quin)
- MNP LLP (pdf - 167 KB)
This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Jody MacKenzie)
- Pension Investment Association of Canada (pdf - 102 KB)
This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Michael Keenan)
- Siskinds LLP (pdf - 2 MB)
This link will open in a new windowUpdated on August 19, 2014 (A. Dimitri Lascaris and Anthony O'Brien)
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 48 KB)
This link will open in a new windowUpdated on August 7, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Cecilia Wong)
- TSX Venture Exchange (pdf - 126 KB)
This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Zafar Khan)
Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft Regulation to amend Regulation 23-101 respecting Trading Rules
Previous consultation
July 24, 2014
See details on Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation and Draft Regulation to amend Regulation 23-101 respecting Trading Rules
- Notice and Request for Comment (pdf - 152 KB)
This link will open in a new windowUpdated on April 24, 2014Marketplace Operatio and Trading Rules
- Regulation to amend Regulation 21-101 (pdf - 108 KB)
This link will open in a new windowUpdated on April 24, 2014Marketplace operation
- Policy Statement to Regulation 21-101 (pdf - 146 KB)
This link will open in a new windowUpdated on April 24, 2014Administrative version
- Regulation to amend Regulation 23-101 (pdf - 26 KB)
This link will open in a new windowUpdated on April 24, 2014Trading Rules
- Policy Statement to Regulation 23-101 (pdf - 96 KB)
This link will open in a new windowUpdated on April 24, 2014Trading Rules
Comments received (comments are published in their original language)
- Canadian Securities Exchange (pdf - 221 KB)
This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Richard Carleton)
- Canadian Security Trader Association (pdf - 494 KB)
This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation
- Chi-X Canada (pdf - 427 KB)
This link will open in a new windowUpdated on October 3, 2014consultation - Request for Comments on the Canadian Securities Administrators (CSA) Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
- Connor, Clark, & Lunn Investment Management Ltd. (pdf - 119 KB)
This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules (Don Towers, Jenny Drake)
- Investment Industry Association Canada (pdf - 565 KB)
This link will open in a new windowUpdated on October 3, 2014consultation - Notice and Request for Comment on Proposed Amendments to National Instrument 21-101 - Marketplace Operation ans 21-103 - Trading Rules (Barbara Amsden)
- Liquidnet Canada (pdf - 147 KB)
This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace (Robert Young)
- Scotia Capital Inc., Global Equity (pdf - 3 MB)
This link will open in a new windowUpdated on October 3, 2014consultation - proposed amendments to national instrument 21-101 Marketplace operation and national instrument 23-101 trading rules (Myran Faust, Evan Young, Andy Dickison)
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 71 KB)
This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation (Cecilia Wong)
- TMX Group (pdf - 112 KB)
This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Kevan Cowan)
Draft Notice 25-201 relating to Guidance for Proxy Advisory Firms
Previous consultation
July 23, 2014
See details on Draft Notice 25-201 relating to Guidance for Proxy Advisory Firms
- Notice and Request for Comment (pdf - 99 KB)
This link will open in a new windowUpdated on April 24, 2014Proxy Advisory Firms
- Notice 25-201 (pdf - 58 KB)
This link will open in a new windowUpdated on April 24, 2014Proxy Advisory Firms
Comments received (comments are published in their original language)
- Addenda Capital Inc. (pdf - 179 KB)
This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Brian Minns)
- Agrium Inc. (pdf - 639 KB)
This link will open in a new windowUpdated on August 28, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Eric B. Miller)
- Alaris Royalty Corp. (pdf - 244 KB)
This link will open in a new windowUpdated on July 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Michael D. Ervin)
- Andrew Swarthout (pdf - 49 KB)
This link will open in a new windowUpdated on June 18, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Australian Institute of Company Directors (pdf - 2 MB)
This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (John H. C. Colvin)
- BlackRock, Inc. (pdf - 31 KB)
This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Zachary M. Oleksiuk)
- Blake, Cassels & Graydon LLP (pdf - 111 KB)
This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (John M. Tuzyk)
- Bombardier Inc. (pdf - 607 KB)
This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Daniel Desjardins)
- Brad Farquhar (pdf - 15 KB)
This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- British Columbia Investment Management Corporation (pdf - 535 KB)
This link will open in a new windowUpdated on July 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Bryan Thomson)
- Bruno Kaiser (pdf - 46 KB)
This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Caisse de dépôt et placement du Québec (pdf - 128 KB)
This link will open in a new windowUpdated on July 10, 2014"consultation,projet,avis,25-201,indication,agence,conseil,vote" (Ginette Depelteau)
- Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 48 KB)
This link will open in a new windowUpdated on June 18, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Ada Litvinov)
- Canadian Coalition for Good Governance (Daniel E. Chornous) (pdf - 496 KB)
This link will open in a new windowUpdated on June 11, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Canadian Council of Chief Executives (pdf - 736 KB)
This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (John Manley)
- Canadian Investor Relations Institute (pdf - 139 KB)
This link will open in a new windowUpdated on July 22, 2014 (Yvette Lokker)
- Canadian Oil Sands Limited (pdf - 203 KB)
This link will open in a new windowUpdated on June 6, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Trudy M. Curran)
- Center for Capital Markets Competitiveness (pdf - 340 KB)
This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Tom Quaadman)
- CI Financial Corp. (pdf - 231 KB)
This link will open in a new windowUpdated on July 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Sheila A. Murray)
- Coerente Capital Management (pdf - 24 KB)
This link will open in a new windowUpdated on August 28, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Len Racioppo)
- Dan Barnholden (pdf - 74 KB)
This link will open in a new windowUpdated on June 18, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- David H. Laidley (pdf - 13 KB)
This link will open in a new windowUpdated on July 8, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- David Regan (pdf - 85 KB)
This link will open in a new windowUpdated on June 30, 2014"consultation,draft,regulation 45-108,crowdfunding,blanket order,start-up,prospectus,registration,exemption,portal,internet,SME,projet,règlement 45-108,financement participatif,décision générale,dispense,prospectus,inscription,démarrage,Québec,portail,internet,PME"
- Endeavour Silver Corp. (pdf - 336 KB)
This link will open in a new windowUpdated on July 25, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Bradford Cooke)
- Enerplus Corporation (pdf - 2 MB)
This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (David A. McCoy)
- Gary Patterson (pdf - 46 KB)
This link will open in a new windowUpdated on June 16, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Glass, Lewis & Co. (pdf - 206 KB)
This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Katherine H. Rabin & Robert McCormick)
- Goldcorp Inc. (pdf - 214 KB)
This link will open in a new windowUpdated on July 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Peter Dey)
- Hansell LLP (pdf - 311 KB)
This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Frédéric Duguay, Carol Hansell et Brian Calalang)
- High Liner Foods (pdf - 10 MB)
This link will open in a new windowUpdated on August 28, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Timothy Rorabeck)
- Imperial Oil Limited (pdf - 854 KB)
This link will open in a new windowUpdated on June 10, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Lara Pella)
- Input Capital (pdf - 14 KB)
This link will open in a new windowUpdated on September 9, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,indication,agence,conseil,vote" (Doug Emsley)
- Institut sur la gouvernance d'organisations privées et publiques (pdf - 525 KB)
This link will open in a new windowUpdated on July 23, 2014"consultation, projet,avis,25-201,indication,agence,conseil,vote" (Yvan Allaire, etc.)
- Institute of Corporate Directors (pdf - 92 KB)
This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Stan Magidson)
- ISS (pdf - 767 KB)
This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"(Martha Carter and Debra Sisti)
- Jack Lee (pdf - 12 KB)
This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Jeff Kennedy (pdf - 34 KB)
This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- John P. A. Budreski (pdf - 132 KB)
This link will open in a new windowUpdated on June 16, 2014
- Ken McDonald (pdf - 61 KB)
This link will open in a new windowUpdated on June 19, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Magna International Inc. (pdf - 47 KB)
This link will open in a new windowUpdated on June 13, 2014 (Bassem A. Shakeel)
- Marcel DeGroot (pdf - 72 KB)
This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Mary Ritchie (pdf - 12 KB)
This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Mercer (pdf - 72 KB)
This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Gregg Passin and Kenneth Yung)
- NEI Investments (pdf - 618 KB)
This link will open in a new windowUpdated on June 25, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Robert Walker)
- Nolan Watson (pdf - 52 KB)
This link will open in a new windowUpdated on June 16, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Norton Rose Fulbright Canada LLP (pdf - 51 KB)
This link will open in a new windowUpdated on July 22, 2014
- Peter Aklerley (pdf - 44 KB)
This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Philip L. Webster (pdf - 36 KB)
This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- PIAC Pension Investment Association of Canada (pdf - 128 KB)
This link will open in a new windowUpdated on July 9, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Michael Keenan)
- Placements Montrusco Bolton inc. (pdf - 4 MB)
This link will open in a new windowUpdated on June 25, 2014"consultation,projet,avis,25-201,indication,agence,conseil,vote" (Christian Godin)
- Power Corporation of Canada (pdf - 7 MB)
This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Stéphane Lemay)
- Public Sector Pension Investment Board (pdf - 128 KB)
This link will open in a new windowUpdated on June 19, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Stéphanie Lachance)
- Manifest Information Services Ltd & The Manifest Voting Agency Ltd (pdf - 202 KB)
This link will open in a new windowUpdated on June 25, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Sarah Wilson)
- Shareholder Association for Research and Education (pdf - 473 KB)
This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Peter Chapman)
- Shareholder Communications Coalition (pdf - 10 MB)
This link will open in a new windowUpdated on August 28, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Neils Holch)
- Shorecrest Group Ltd. (pdf - 86 KB)
This link will open in a new windowUpdated on July 24, 2014(Penny Rice)
- Suzan Fraser (pdf - 34 KB)
This link will open in a new windowUpdated on June 25, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
- Trinidad Drilling Ltd (Ken Stickland) (pdf - 52 KB)
This link will open in a new windowUpdated on June 18, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
Previous consultation
July 19, 2014
See details on Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
Proposed Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions relating to the Offering Memorandum Exemption
Previous consultation
June 18, 2014
See details on Proposed Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions relating to the Offering Memorandum Exemption
- Notice (pdf - 138 KB)
This link will open in a new windowUpdated on March 19, 2014Offering Memorandum Exemption
- Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 96 KB)
This link will open in a new windowUpdated on March 19, 2014Offering Memorandum Exemption
- CSA Staff Notice 45-314: Consolidated List of Current CSA Exempt Market Initiatives (pdf - 93 KB)
This link will open in a new windowUpdated on March 20, 2014List of Current CSA Exempt Market Initiatives
Draft Regulation 45-108 respecting Crowdfunding and Draft Blanket Orders on the Start-Up Crowdfunding Prospectus and Registration Exemption in Québec
Previous consultation
June 18, 2014
See details on Draft Regulation 45-108 respecting Crowdfunding and Draft Blanket Orders on the Start-Up Crowdfunding Prospectus and Registration Exemption in Québec
- Regulatory Notice (pdf - 21 KB)
This link will open in a new windowUpdated on March 19, 2014
- Multilateral CSA Notice (pdf - 157 KB)
This link will open in a new windowUpdated on March 19, 2014Crowdfunding
- Summary of the proposed crowdfunding prospectus exemption (pdf - 279 KB)
This link will open in a new windowUpdated on March 19, 2014Crowdfunding
- Summary of the proposed registration framework (pdf - 176 KB)
This link will open in a new windowUpdated on March 19, 2014Crowdfunding
- Regulation 45-108 respecting Crowdfunding (pdf - 218 KB)
This link will open in a new windowUpdated on March 19, 2014Crowdfunding
- Policy Statement to Regulation 45-108 respecting Crowdfunding (pdf - 98 KB)
This link will open in a new windowUpdated on March 19, 2014Crowdfunding
- Blanket Orders on the Start-Up Crowdfunding Prospectus and Registration Exemption in Québec and Forms (pdf - 219 KB)
This link will open in a new windowUpdated on March 19, 2014Blanket order - Crowdfunding
- CSA Staff Notice 45-314: Consolidated List of Current CSA Exempt Market Initiatives (pdf - 93 KB)
This link will open in a new windowUpdated on March 20, 2014List of Current CSA Exempt Market Initiatives
Comments received (comments are published in their original language)
- Alanna Holowinsky
- AUM Law (Erez Blumberger)
- Canadian Advocacy Council for Canadian CFA Institute Societies (Ada Litvinov)
- Canadian Foundation for Advancement of Investor Rights (Neil Gross)
- CoPower (David Berliner, Larry Markowitz, Raphael Bouskila and Russel Pullan)
- David Bethune
- Derek Simon
- Duncun Ebata
- Dylan Sagar
- Equity Crowdfunding Alliance of Canada (Brian Koscak and Calvin McElroy)
- Fonds de solidarité FTQ (Philippe Bonin)
- Invest Crowdfund Québec (Diana Yazidjian, Jean-François Hudon, Maxime Lévesque et François Noël)
- Kenmar Associates
- National Crowdfunding Association of Canada (Craig Asano)
- Optimize Capital Markets (Matthew J. McGrath)
- PCMA Private Capital Markets Association (Brian Koscak and Geoffrey Ritchie)
- Prospectors & Developers Association of Canada (Rodney N. Thomas)
- René Raymond Sugar
- RBC
- RBC Dominion Securities Inc. (Nick Cardinale)
- RBC Global Asset Management Inc. (Larry Neilsen)
- RBC PH&N Investment Counsel Inc. (Martha Rafuse)
- SIPA
- Stewart McKelvey (Andrew Burke and Gavin Stuttard)
- The Bay Wind Field Inc. (David M. Walton)
- The Investment Funds Institute of Canada (pdf - 251 KB)
This link will open in a new windowUpdated on June 23, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Ralf Hensel)
- The McKenzie Accelerator (Michael D. Tripp)
- TMX Group (Kevan Cowan)
Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions (pdf - 2 MB)
This link will open in a new windowUpdated on February 27, 2014
Previous consultation
May 28, 2014
See details on Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Comments received (comments are published in their original language)
- Accredit inc. (pdf - 8 MB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Malick Maachi)
- Advocis (pdf - 770 KB)
This link will open in a new windowUpdated on June 10, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Greg Pollock and Harley Lockhart)
- Alternative Investment Management Association - AIMA (pdf - 177 KB)
This link will open in a new windowUpdated on June 2, 2014 (Ian Pember)
- Blakes Cassels & Graydon (pdf - 1 MB)
This link will open in a new windowUpdated on May 30, 2014 (Ross McKee and Pamela Hughes)
- Canadian Advocacy Council for Canadian CFA Institute Societies - CAC (pdf - 73 KB)
This link will open in a new windowUpdated on June 2, 2014Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation - Accredited Investor and Minimum Amount Investment Prospectus Exemptions (Ada Litvinov)
- Cowan Asset Management (pdf - 67 KB)
This link will open in a new windowUpdated on May 30, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Michael Kosmalski)
- Darrin Hopkins (pdf - 102 KB)
This link will open in a new windowUpdated on June 10, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux"
- Davies Ward Phillips & Vineberg LLP (pdf - 53 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Anthony Spadaro)
- Dentons Canada (pdf - 33 KB)
This link will open in a new windowUpdated on May 30, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Tom Houston)
- Fiore Management & Advisory Corp. (pdf - 115 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Gordon Keep)
- Haywood Securities (PDF - 65 KB)
This link will open in a new windowUpdated on June 2, 2014Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation - Accredited Investor and Minimum Amount Investment Prospectus Exemptions (G. Frank Stronach)
- Investment Industry Association of Canada (pdf - 157 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" - IIAC (Susan Copland)
- Osler, Hoskin & Harcourt LLP (pdf - 82 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux"
- Portfolio Management Association of Canada - PMAC (pdf - 201 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Katie Walmsley et Scott Mahaffy)
- PCMA Private Capital Markets Association of Canada (pdf - 2 MB)
This link will open in a new windowUpdated on June 18, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Brian Koscak & Geoffrey Ritchie)
- Securities Industry and Financial Markets Association - SIFMA (pdf - 705 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Sean Davy)
- Siskinds LLP (pdf - 911 KB)
This link will open in a new windowUpdated on May 30, 2014 (Dimitri Lascaris and Anthony O'Brien)
- TMX Group (pdf - 48 KB)
This link will open in a new windowUpdated on May 30, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Kevan Cowan)
- Walton International Group Inc. (pdf - 47 KB)
This link will open in a new windowUpdated on May 30, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Mark McKenna)
- Cawkell Brodie LLP (pdf - 42 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Kenneth A. Cawkell)
- FAIR (pdf - 841 KB)
This link will open in a new windowUpdated on June 2, 2014 - Canadian Foundation for Advancement of Investor Rights (Neil Gross and Marian Passmore)
- Fasken Martineau (pdf - 312 KB)
This link will open in a new windowUpdated on June 4, 2014 (Charlotte Bell and Lata Casciano)
- NEMA (pdf - 80 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" - National Exempt Market Association (Craig Skauge et Cora Pettipas)
- PDAC (pdf - 392 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" - Prospectors & Developers Association of Canada (Ross Gallinger)
- RaeLipskie Partnership (pdf - 121 KB)
This link will open in a new windowUpdated on June 5, 2014Comment letter from Brian E. Lipskie (Rae & Lipskie Investment Counsel Inc.) dated April 9, 2014; re CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions (Brian Lipskie)
- RBC (pdf - 41 KB)
This link will open in a new windowUpdated on June 6, 2014 Dominion Securities Inc. (Nick Cardinale), RBC Direct Investing Inc. (Kevin Bresler), RBC PH&N Investment Counsel Inc. (Martha Rafuse) and RBC Global Asset Management Inc. (Larry Neilsen)
- Reed Pope Law Corporation (pdf - 216 KB)
This link will open in a new windowUpdated on June 5, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (R. Keith Reed and Sarah Cunningham)
- Stikeman Elliott LLp (pdf - 186 KB)
This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Laura Levine et al.)
- Securities Industry and Financial Markets Association (pdf - 696 KB)
This link will open in a new windowUpdated on June 4, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Sean Davy)
Draft Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure - Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts (pdf - 433 KB)
This link will open in a new windowUpdated on March 25, 2014Point of Sale delivery of Funds Facts
Previous consultation
May 26, 2014
See details on Draft Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure - Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts
Comments received (comments are published in their original language)
- Investor Advisory Panel (pdf - 79 KB)
This link will open in a new windowUpdated on April 30, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Kenmar Associates (pdf - 207 KB)
This link will open in a new windowUpdated on April 14, 2014Transmission de l'aperçu du fonds au moment de la souscription
- CIBC Paul Bent (pdf - 106 KB)
This link will open in a new windowUpdated on May 26, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Fidelity Investments Canada (pdf - 259 KB)
This link will open in a new windowUpdated on May 26, 2014Transmission de l'aperçu du fonds au moment de la souscription
- IFIC Canada (pdf - 36 KB)
This link will open in a new windowUpdated on May 26, 2014Transmission de l'aperçu du fonds au moment de la souscription
- IIAC-ACCVM (pdf - 401 KB)
This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- BLG Toronto (pdf - 266 KB)
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- Broadridge (pdf - 218 KB)
This link will open in a new windowUpdated on May 29, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Craig Burley FAIR (pdf - 667 KB)
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- Dynamic Funds (pdf - 28 KB)
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- Edward Jones (pdf - 457 KB)
This link will open in a new windowUpdated on May 29, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Eric Adelson Invesco (pdf - 88 KB)
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- Fasken Martineau (pdf - 243 KB)
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- Jeffrey J. Carney Mackenzie (pdf - 207 KB)
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- Leo Salom TD Wealth (pdf - 8 MB)
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- Michel Falk NBC (pdf - 385 KB)
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- RBC (pdf - 223 KB)
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- Neil Macdonald,Scotiabank (pdf - 47 KB)
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- Yvan-Pierre Grimard Mouvement des caisses Desjardins (pdf - 2 MB)
This link will open in a new windowUpdated on May 29, 2014Transmission de l’aperçu du fonds au moment de la souscription
- Anthony Boright, InvestorPOS Inc. (pdf - 387 KB)
This link will open in a new windowUpdated on June 4, 2014Point of Sale Delivery of Fund Facts