Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions (pdf - 2 MB)
This link will open in a new windowUpdated on February 27, 2014
Previous consultation
May 28, 2014
See details on Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Comments received (comments are published in their original language)
- Accredit inc. (pdf - 8 MB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Malick Maachi)
- Advocis (pdf - 770 KB)This link will open in a new windowUpdated on June 10, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Greg Pollock and Harley Lockhart)
- Alternative Investment Management Association - AIMA (pdf - 177 KB)This link will open in a new windowUpdated on June 2, 2014 (Ian Pember)
- Blakes Cassels & Graydon (pdf - 1 MB)This link will open in a new windowUpdated on May 30, 2014 (Ross McKee and Pamela Hughes)
- Canadian Advocacy Council for Canadian CFA Institute Societies - CAC (pdf - 73 KB)This link will open in a new windowUpdated on June 2, 2014Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation - Accredited Investor and Minimum Amount Investment Prospectus Exemptions (Ada Litvinov)
- Cowan Asset Management (pdf - 67 KB)This link will open in a new windowUpdated on May 30, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Michael Kosmalski)
- Darrin Hopkins (pdf - 102 KB)This link will open in a new windowUpdated on June 10, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux"
- Davies Ward Phillips & Vineberg LLP (pdf - 53 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Anthony Spadaro)
- Dentons Canada (pdf - 33 KB)This link will open in a new windowUpdated on May 30, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Tom Houston)
- Fiore Management & Advisory Corp. (pdf - 115 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Gordon Keep)
- Haywood Securities (PDF - 65 KB)This link will open in a new windowUpdated on June 2, 2014Draft Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation - Accredited Investor and Minimum Amount Investment Prospectus Exemptions (G. Frank Stronach)
- Investment Industry Association of Canada (pdf - 157 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" - IIAC (Susan Copland)
- Osler, Hoskin & Harcourt LLP (pdf - 82 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux"
- Portfolio Management Association of Canada - PMAC (pdf - 201 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Katie Walmsley et Scott Mahaffy)
- PCMA Private Capital Markets Association of Canada (pdf - 2 MB)This link will open in a new windowUpdated on June 18, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Brian Koscak & Geoffrey Ritchie)
- Securities Industry and Financial Markets Association - SIFMA (pdf - 705 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Sean Davy)
- Siskinds LLP (pdf - 911 KB)This link will open in a new windowUpdated on May 30, 2014 (Dimitri Lascaris and Anthony O'Brien)
- TMX Group (pdf - 48 KB)This link will open in a new windowUpdated on May 30, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Kevan Cowan)
- Walton International Group Inc. (pdf - 47 KB)This link will open in a new windowUpdated on May 30, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Mark McKenna)
- Cawkell Brodie LLP (pdf - 42 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Kenneth A. Cawkell)
- FAIR (pdf - 841 KB)This link will open in a new windowUpdated on June 2, 2014 - Canadian Foundation for Advancement of Investor Rights (Neil Gross and Marian Passmore)
- Fasken Martineau (pdf - 312 KB)This link will open in a new windowUpdated on June 4, 2014 (Charlotte Bell and Lata Casciano)
- NEMA (pdf - 80 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" - National Exempt Market Association (Craig Skauge et Cora Pettipas)
- PDAC (pdf - 392 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" - Prospectors & Developers Association of Canada (Ross Gallinger)
- RaeLipskie Partnership (pdf - 121 KB)This link will open in a new windowUpdated on June 5, 2014Comment letter from Brian E. Lipskie (Rae & Lipskie Investment Counsel Inc.) dated April 9, 2014; re CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions (Brian Lipskie)
- RBC (pdf - 41 KB)This link will open in a new windowUpdated on June 6, 2014 Dominion Securities Inc. (Nick Cardinale), RBC Direct Investing Inc. (Kevin Bresler), RBC PH&N Investment Counsel Inc. (Martha Rafuse) and RBC Global Asset Management Inc. (Larry Neilsen)
- Reed Pope Law Corporation (pdf - 216 KB)This link will open in a new windowUpdated on June 5, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (R. Keith Reed and Sarah Cunningham)
- Stikeman Elliott LLp (pdf - 186 KB)This link will open in a new windowUpdated on June 2, 2014"consultation,draft,regulation to amend regulation 45-106,regulation 45-106,exemption,registration,accredited,investor,minimum,amount,investment,capital raising,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,prospectus,inscription,concordant,placement,investisseur,qualifié,investissement,somme,minimale,collecte capitaux" (Laura Levine et al.)
- Securities Industry and Financial Markets Association (pdf - 696 KB)This link will open in a new windowUpdated on June 4, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Sean Davy)
Draft Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure - Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts (pdf - 433 KB)This link will open in a new windowUpdated on March 25, 2014Point of Sale delivery of Funds Facts
Previous consultation
May 26, 2014
See details on Draft Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure - Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts
Comments received (comments are published in their original language)
- Investor Advisory Panel (pdf - 79 KB)This link will open in a new windowUpdated on April 30, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Kenmar Associates (pdf - 207 KB)This link will open in a new windowUpdated on April 14, 2014Transmission de l'aperçu du fonds au moment de la souscription
- CIBC Paul Bent (pdf - 106 KB)This link will open in a new windowUpdated on May 26, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Fidelity Investments Canada (pdf - 259 KB)This link will open in a new windowUpdated on May 26, 2014Transmission de l'aperçu du fonds au moment de la souscription
- IFIC Canada (pdf - 36 KB)This link will open in a new windowUpdated on May 26, 2014Transmission de l'aperçu du fonds au moment de la souscription
- IIAC-ACCVM (pdf - 401 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- BLG Toronto (pdf - 266 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- Broadridge (pdf - 218 KB)This link will open in a new windowUpdated on May 29, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Craig Burley FAIR (pdf - 667 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- Dynamic Funds (pdf - 28 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- Edward Jones (pdf - 457 KB)This link will open in a new windowUpdated on May 29, 2014Transmission de l'aperçu du fonds au moment de la souscription
- Eric Adelson Invesco (pdf - 88 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- Fasken Martineau (pdf - 243 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- Jeffrey J. Carney Mackenzie (pdf - 207 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- Leo Salom TD Wealth (pdf - 8 MB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- Michel Falk NBC (pdf - 385 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- RBC (pdf - 223 KB)This link will open in a new windowUpdated on May 29, 2014Point of Sale Delivery of Fund Facts
- Neil Macdonald,Scotiabank (pdf - 47 KB)This link will open in a new windowUpdated on May 30, 2014Point of Sale Delivery of Fund Facts
- Yvan-Pierre Grimard Mouvement des caisses Desjardins (pdf - 2 MB)This link will open in a new windowUpdated on May 29, 2014Transmission de l’aperçu du fonds au moment de la souscription
- Anthony Boright, InvestorPOS Inc. (pdf - 387 KB)This link will open in a new windowUpdated on June 4, 2014Point of Sale Delivery of Fund Facts
Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation – Short-Term Debt Prospectus Exemption and Proposed Securitized Products Amendments (pdf - 342 KB)This link will open in a new windowUpdated on January 23, 2014Short-Term Debt Prospectus Exemption and Proposed Securitized Products Amendments
Previous consultation
April 23, 2014
See details on Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation – Short-Term Debt Prospectus Exemption and Proposed Securitized Products Amendments
Comments received (comments are published in their original language)
- BMO Capital Markets (pdf - 459 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 26 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- CIBC (pdf - 219 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Canadian Tire Corporation, Limited (pdf - 245 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Stikeman Elliott LLP (pdf - 153 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- First National Financing LP (pdf - 322 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Moody’s Investors Service (pdf - 119 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- DBRS (pdf - 368 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- FAIR (pdf - 523 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Investment Industry Association of Canada (IIAC) Association canadienne du commerce des valeurs mobilières (ACCVM) (pdf - 570 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- RBC Capital Markets (pdf - 609 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Structured Finance Industry Group (pdf - 248 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments ») (SFIG)
- Scotia Capital Inc. (pdf - 254 KB)This link will open in a new windowUpdated on April 23, 2014
- TD Securities (pdf - 914 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
Regulation 24-503 respecting Clearing House, Central Securities Depository and Settlement System Requirements (pdf - 803 KB)This link will open in a new windowUpdated on December 17, 2013"draft,regulation,24-503,clearing house,central securities depository,settlement system requirements,derivatives,policy statement,consultation"
Previous consultation
March 19, 2014
See details on Regulation 24-503 respecting Clearing House, Central Securities Depository and Settlement System Requirements
Comments received (comments are published in their original language)
- Groupe TMX Limitée (pdf - 217 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
- LCH Clearnet (pdf - 664 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
- TMX Group Limited (pdf - 134 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
CSA Notice 81-324 and Request for Comment - Propsed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts (pdf - 176 KB)This link will open in a new windowUpdated on December 12, 2013
Previous consultation
March 12, 2014
See details on CSA Notice 81-324 and Request for Comment - Propsed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
Comments received (comments are published in their original language)
- Advocis (pdf - 100 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- AGF (pdf - 74 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Alternative Investment Management Association (AIMA) (pdf - 143 KB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- Andrew Teasdale (pdf - 170 KB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- Arthur Ross (pdf - 270 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Association of Canadian Compliance Professionals (pdf - 382 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Borden Ladner Gervais (pdf - 56 KB)This link will open in a new windowUpdated on March 19, 2014Méthode uniformisée de classification du risque des OPC
- Bullion Management Services Inc. (pdf - 628 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Canadian ETF Association (CETFA) (pdf - 134 KB)This link will open in a new windowUpdated on March 13, 2014
- Capital Group (pdf - 135 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- CFA (pdf - 44 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- CI Invesments Inc. (pdf - 31 KB)This link will open in a new windowUpdated on March 19, 2014Méthode uniformisée de classification du risque des OPC
- CIBC (pdf - 103 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Consumers Council of Canada (pdf - 260 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Dan Hallett (pdf - 891 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Debra McFadden (pdf - 87 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Denys Picard (pdf - 64 KB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- FAIR Canadian Foundation of Advancement of Investor Rights (pdf - 730 KB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- Federation of Mutual Fund Dealers (pdf - 179 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Fidelity Investments Canada ULC (pdf - 465 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Financial Planning Standards Council (pdf - 185 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Franklin Templeton Investments Corp. (pdf - 648 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Fundata (pdf - 848 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- George Christison (pdf - 136 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Hollis Wealth (pdf - 57 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Invesco (pdf - 115 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Investment Industry Association of Canada (pdf - 569 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Investment Planning Counsel Inc. (pdf - 87 KB)This link will open in a new windowUpdated on March 27, 2014Méthode uniformisée de classification du risque des OPC
- Investor Advisory Panel (pdf - 157 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Investors Group (pdf - 112 KB)This link will open in a new windowUpdated on March 17, 2014Méthode uniformisée de classification du risque des OPC
- Larry Elford (pdf - 27 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Mackenzie Investments
- Morningstar Research Inc. (pdf - 352 KB)This link will open in a new windowUpdated on March 13, 2014
- Mouvement d'éducation et de défense des actionnaires (pdf - 900 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Mouvement des caisses Desjardins (pdf - 803 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- National Bank Securities (pdf - 426 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- NEI Investments (pdf - 138 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Neil Murphy – Potfolio Audit (pdf - 64 KB)This link will open in a new windowUpdated on March 19, 2014Méthode uniformisée de classification du risque des OPC
- Odette Scholl of Business (pdf - 214 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Portfolio Management Association of Canada (pdf - 89 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- PortfolioAid (pdf - 2 MB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- Quadrus Investment Services Ltd. (pdf - 183 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- RBC (pdf - 83 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Scotia Securities Inc. (pdf - 6 MB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Small Investor Protection Association (pdf - 426 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Stan Gourley (pdf - 81 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Standard Life (pdf - 135 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- TD Asset Management Inc. (pdf - 4 MB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- The Investment Funds Institute of Canada (IFIC) (pdf - 2 MB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
Regulation to amend Regulation 33-105 respecting Underwriting Conflicts (pdf - 184 KB)This link will open in a new windowUpdated on November 28, 2013"request,comment,draft,regulation,amend,33-105,underwriting conflicts"
Previous consultation
February 26, 2014
See details on Regulation to amend Regulation 33-105 respecting Underwriting Conflicts
Comments received (comments are published in their original language)
Regulation 45-107 respecting Listing Representation and Statutory Rights of Action Disclosure Exemptions (pdf - 115 KB)This link will open in a new windowUpdated on November 28, 2013"request,comment,draft,Regulation,45-107,Listing Representation,Statutory Rights,Action Disclosure Exemptions"
Previous consultation
February 26, 2014
See details on Regulation 45-107 respecting Listing Representation and Statutory Rights of Action Disclosure Exemptions
Comments received (comments are published in their original language)
- Davies
- Fund Managers
- Alberta Investment Management Corporation
- Caisse de dépôt et placement du Québec
- Ontario Teachers' Pension Plan Board
- RBC Global Asset Management Inc.
- SIFMA
Multilateral CSA Notice 45-312: Proposed Prospectus Exemption for Distributions to Existing Security Holders (Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders) (pdf - 228 KB)This link will open in a new windowUpdated on November 25, 2013
Previous consultation
January 20, 2014
See details on Multilateral CSA Notice 45-312: Proposed Prospectus Exemption for Distributions to Existing Security Holders (Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders)
Comments received (comments are published in their original language)
- A group of investment dealers (pdf - 131 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Global Securities Corpration
- Haywood Securities Inc.
- Leede Financial Markets Inc.
- Mackie Research Capital Corporation
- Macquarie Capital Markets Canada Ltd.
- PI Financial Corp.
- Wolverton Securities Ltd.
- Woodstone Capital Inc
- ALQ Gold Corp. (pdf - 257 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Association de l'exploration minière du Québec (pdf - 522 KB)This link will open in a new windowUpdated on January 20, 2014prospectus pour placement de titres auprès de porteurs existants
- Auramex Resource Corp. (pdf - 522 KB)This link will open in a new windowUpdated on January 20, 2014prospectus pour placement de titres auprès de porteurs existants
- Bennett Jones LLP (pdf - 54 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Boughton Law Corporation (pdf - 218 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Burnet, Duckworth & Palmer LLP (pdf - 124 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Burstall Winger (pdf - 51 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Cadillac Mining Corporation (pdf - 523 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Cambridge House International Inc. (pdf - 91 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Canadian Foundation for Advancement of Investor Rights (pdf - 706 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Canadian International Minerals Inc. (pdf - 196 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Canadian Securities Exchange (pdf - 297 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Carrie Cesarone (pdf - 109 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Carl Jonsson (pdf - 48 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Cassels Brock (pdf - 183 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Chamberlain Hutchison (pdf - 25 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Charn Deol and Rajindar Deol (pdf - 103 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Chris Bunka (pdf - 121 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Clark Wilson LLP (pdf - 471 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Critical Outcome Technologies Inc. (pdf - 312 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Darford International Inc. (pdf - 109 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Darrin Hopkins (pdf - 107 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Dave Antony (pdf - 1 MB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- DEQ Systems Corp. (pdf - 57 KB)This link will open in a new windowUpdated on January 23, 2014Commentaires concernant la consultation : Règlement 45-513 sur la dispense de prospectus pour placement de titres auprès de porteurs existants
- Dentons Canada LLP (pdf - 128 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Donald Mosher (pdf - 119 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Donald Simon (pdf - 32 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- DuMoulin Black LLP (pdf - 107 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Fiore Management & Advisory Corp. (pdf - 708 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Getz Prince Wells LLP (pdf - 22 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Global Met Coal Corporation (pdf - 1 MB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Greenock Resources Inc. (pdf - 39 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Gregory Harris (pdf - 176 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Guy Chase (pdf - 9 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Harvey Lawson (pdf - 101 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- IGC Resources Inc. (pdf - 667 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Investment Industry Association of Canada (pdf - 161 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Jennifer Boyle (pdf - 514 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Jordan Capital Markets Inc. (pdf - 2 MB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Judie Whitby (pdf - 42 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Kensington Court Ventures Inc. (pdf - 43 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Leede Financial Markets Inc. (pdf - 116 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Louis Béliveau (pdf - 52 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Macdonald Sager Manis LLP (pdf - 403 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Manex Resource Group (pdf - 277 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Masurparia Gold Corporation (pdf - 213 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- McCullough O’Connor Irwin LLP (pdf - 259 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Midas Gold (pdf - 164 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Miller Thomson LLP (pdf - 246 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Nav Dhaliwal (pdf - 37 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Newmac Resources Inc. (pdf - 49 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Norton Rose Fulbright (pdf - 56 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Pelangio Exploration Inc. (pdf - 330 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Prospectors & Developers Association of Canada (pdf - 512 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Prospero Silver Corp. (pdf - 85 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Ressources Appalaches (pdf - 48 KB)This link will open in a new windowUpdated on January 14, 2014Commentaires concernant la consultation : Règlement 45-513 sur la dispense de prospectus pour placement de titres auprès de porteurs existants
- Richardson GMP Limited (pdf - 168 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Salley Bowes Harwardt Law Corp. (pdf - 79 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Skyharbour Resources Ltd. (pdf - 145 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Strait Minerals Inc. (pdf - 50 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 226 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- TMX Group Limited (pdf - 180 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Venture Capital Markets Association (pdf - 81 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Venture Law Corporation (pdf - 361 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
Draft Regulation to Amend: Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities and Draft Amendments to Policy Statement to Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities (pdf - 508 KB)This link will open in a new windowUpdated on October 16, 2013
Previous consultation
January 17, 2014