AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Regulation to amend Regulation 33-109 respecting Registration Information and concordant regulations - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines

Previous consultation
May 5, 2021
See details on Regulation to amend Regulation 33-109 respecting Registration Information and concordant regulations - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines

Comments received (comments are published in their original language)

Advocis (pdf - 298 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Greg Pollock

AIMA (pdf - 1 MB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Claire Van Wyk-Allan

CAC (pdf - 188 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109

CAPITAL Group (pdf - 138 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Rick Headrick

Fair Canada (pdf - 214 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Jean-Paul Bureaud

IFB (pdf - 244 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Nancy Allan

IFIC (pdf - 330 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Arnie Hochman

IGM (pdf - 154 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Ronda Goldberg

IIAC (pdf - 698 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Susan Copland - Michelle Alexander

PMAC (pdf - 261 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Katie Walmsley

Portfolio Strategies (pdf - 814 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Mark Kent

Primerica (pdf - 269 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - John Adams

Sun Life (pdf - 69 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109 - Karen Woodman

PCMA (pdf - 302 KB)This link will open in a new windowUpdated on 10 June 2021consultation réglementaire règlement 33-109- Brian Koscakm, David Gilkes, Nadine Milne, Peter Dunne

Regulation respecting the distribution of syndicated mortgages

Previous consultation
April 17, 2021
See details on Regulation respecting the distribution of syndicated mortgages

CSA Consultation Paper 25-403: Activist Short Selling

Previous consultation
March 3, 2021
See details on CSA Consultation Paper 25-403: Activist Short Selling

Comments received (comments are published in their original language)

Alternative Investment Management Association Canada (AIMA) (pdf - 338 KB)This link will open in a new windowUpdated on 5 May 2021La vente à découvert activiste - Adam Jacobs-Dean et al.

Anson Funds (pdf - 262 KB)This link will open in a new windowUpdated on 5 May 2021La vente à découvert activiste - Laura Salvatori

Badger Daylighting Ltd. (pdf - 595 KB)This link will open in a new windowUpdated on 5 May 2021La vente à découvert activiste - Paul Vanderberg and Glen Roane

Canadian Advocacy Council of CFA Societies Canada (pdf - 244 KB)This link will open in a new windowUpdated on 5 May 2021La vente à découvert activiste

Canadian Investor Relation Institute (CIRI) (pdf - 194 KB)This link will open in a new windowUpdated on 5 May 2021La vente à découvert activiste - Yvette Lokker

Corus Entertainment Inc. (pdf - 667 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - John R. Gossling

Davies (pdf - 182 KB)This link will open in a new windowUpdated on 12 May 2021La vente à découvert activiste - Patricia L. Olasker et al.

Exchange Income Corporation (pdf - 73 KB)This link will open in a new windowUpdated on 5 May 2021La vente à découvert activiste - Mike Pyle

Finning International Inc. (pdf - 123 KB)This link will open in a new windowUpdated on 5 May 2021La vente à découvert activiste - Amanda Hobson

Fiore Management & Advisory Corp. (pdf - 1 MB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Gordon Keep

Global Principles for Sustainable Securities Lending (Global PSSL) (pdf - 278 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Radek Stech et al.

McMillan (pdf - 268 KB)This link will open in a new windowUpdated on 12 May 2021La vente à découvert activiste - Charlotte Conlin et al.

Neo Exchange Inc. (pdf - 355 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Jos Schmitt

Northern Dynasty Minerals Ltd. (pdf - 483 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste

Novagold Resources Inc. (pdf - 277 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Gregory A. Lang

Peter Brown (pdf - 172 KB)This link will open in a new windowUpdated on 5 May 2021La vente à découvert activiste

Portfolio Management Association of Canada (pdf - 317 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Katie Walmsley and Margaret Gunawan

Prospectors & Developers Association of Canada (pdf - 527 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Lisa McDonald

RBC Capital Markets (pdf - 120 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Derek Flood

Saving Canadian Mining (pdf - 404 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Terry Lynch

Standard Uranium (pdf - 155 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Laurie Thomas

Stikeman Elliott LLP (pdf - 151 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Jeffrey M. Singer and Ramandeep K. Grewal

TMX Group Limited (pdf - 207 KB)This link will open in a new windowUpdated on 7 May 2021La vente à découvert activiste - Rizwan Awan

Regulation to amend Regulation 41-101 respecting General Prospectus Requirements

Previous consultation
January 9, 2021
See details on Regulation to amend Regulation 41-101 respecting General Prospectus Requirements

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption

Previous consultation
December 16, 2020
See details on Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption

Comments received (comments are published in their original language)

CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework

Previous consultation
October 23, 2020
See details on CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework

Comments received (comments are published in their original language)

Regulation respecting the distribution of qualified syndicated mortgages

Previous consultation
October 9, 2020
See details on Regulation respecting the distribution of qualified syndicated mortgages

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Previous consultation
July 20, 2020
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally June 3, 2020, has been postponed until July 20, 2020.

Comments received (comments are published in their original language)

Advocis, The Financial Advisors Association of Canada (pdf - 272 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Association of Canadian Compliance Professionals (pdf - 235 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Canadian Advocacy Council of CFA Societies Canada (pdf - 246 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Canadian Foundation for Advancement of Investor Rights (pdf - 296 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (FAIR Canada)

CARP (pdf - 302 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Chaire de recherche Antoine-Turmel sur protection juridique des personnes aînées (pdf - 714 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (Université Laval)

Chaire en gouvernance et droit des affaires (pdf - 361 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients(Université de Montréal) - Me Stéphane Rousseau

Edward Jones (pdf - 90 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Federation of Mutual Fund Dealers (pdf - 825 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

IG Wealth Management (pdf - 167 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Independent Financial Brokers of Canada (pdf - 287 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investment Funds Institute of Canada (IFIC) (pdf - 323 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investor Advisory Panel (pdf - 147 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investment Industry Association of Canada (pdf - 899 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (IIAC)

Jakab Law and Compliance and Veronica Armstrong Law Corporation (pdf - 2 MB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Kenmar Associates (Ken Kivenko) (pdf - 491 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Lawyers in BLG’s Investment Management Practice Group and Disputes Grou (pdf - 255 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clientsp - Jason Brooks, Rebecca Cowdery, Lynn McGrade, Laura Paglia, and Michael Taylor

Leede Jones Gable Inc. (pdf - 325 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Linda Clunie (pdf - 2 MB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Manulife Securities (pdf - 170 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

MBC Law Professional Corporation (pdf - 486 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

MICA Capital Inc. (pdf - 474 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Mouvement Desjardins (pdf - 272 KB)This link will open in a new windowUpdated on 17 July 2020

Portfolio Management Association of Canada (pdf - 175 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (PMAC)

Portfolio Strategies Corporation (pdf - 242 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Quadrus Investment Services Limtied (pdf - 157 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Sun Life Financial Investment Services (Canada) Inc. (pdf - 71 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions and concordant Regulations

Previous consultation
July 13, 2020
See details on Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions and concordant Regulations

In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally May 27, 2020, has been postponed until July 13, 2020.

Comments received (comments are published in their original language)

Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations - Second publication for comments

Previous consultation
June 29, 2020
See details on Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations - Second publication for comments