• Regulatory Notice (pdf - 103 KB)This link will open in a new windowUpdated on January 17, 2024Crypto Assets
• CSA Notice of Consultation (pdf - 258 KB)This link will open in a new windowUpdated on January 17, 2024Notice of consultation - crypto asset.
• Regulation to amend Regulation 81-102 (pdf - 128 KB)This link will open in a new windowUpdated on January 17, 2024Crypto Asset. 
• Amendments to Policy Statement 81-102 (pdf - 152 KB)This link will open in a new windowUpdated on January 17, 2024Crypto Asset

• Regulatory Notice (pdf - 105 KB)This link will open in a new windowUpdated on November 30, 2023Consultation about Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
• CSA Notice of Consultation (pdf - 532 KB)This link will open in a new windowUpdated on November 30, 2023CSA Notice of consultation of Regulation to amend Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
• Regulation to amend Regulation 31-103 (pdf - 124 KB)This link will open in a new windowUpdated on November 30, 2023Draft Regulation to amend Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service. 
  • Blacklined version (pdf - 2 MB)This link will open in a new windowUpdated on December 11, 2023Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations in force since December 31, 2019
• Amendments to Policy Statement to Regulation 31-103 (pdf - 217 KB)This link will open in a new windowUpdated on November 30, 2023Draft amendments to Policy Statement to Regulation 31-103 concerning Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service.
  • Blacklined version (pdf - 1 MB)This link will open in a new windowUpdated on December 11, 2023Consolidated version of Policy Statement to Regulation 31-103

Comments received (comments are published in their original language)

• Anatol Feldman (pdf - 95 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Andrew Teasdale (pdf - 257 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Arthur Ross (pdf - 154 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Association of Canadian Compliance Professionals (pdf - 237 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Manny DaSilva, Gary Legault)
• Belco (pdf - 583 KB)This link will open in a new windowUpdated on March 19, 2024 (Jonathon Botrie)
• Borden Ladner Gervais (pdf - 247 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Natalia Vandervoort, Melissa Ghislanzoni, Bill Donegan)
• The Canadian Advocacy Council of CFA Societies Canada (pdf - 831 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Canadian Association of Retired Persons (pdf - 231 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Bill Vangorder)
• Canadian Investment Regulatory Organization (pdf - 60 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Jennifer I. Armstrong)
• Organisme Canadien de réglementation d’investissements (pdf - 65 KB)This link will open in a new windowUpdated on March 28, 2024Projet de règlement modifiant le Règlement 31-103 sur les obligations de la société inscrite relatives au service indépendant de règlement des différends (Jennifer I. Armstrong)
• Canadian Investment Regulatory Organization Investor Advisor Panel (pdf - 132 KB)This link will open in a new windowUpdated on March 5, 2024“consultation,projet,règlement modifiant le règlement 31-103,plainte,ombudsman,service de règlement des différends,service indépendant de règlement des différends,OSBI,exécutoire,décision définitive exécutoire,service de médiation,service de médiation visé,commentaire,dispense,québec,protection des investisseurs,investisseurs individuels,clients individuels“
• Comité consultatif des investisseurs de l’Organisme canadien de réglementation des investissements (pdf - 131 KB)This link will open in a new windowUpdated on March 5, 2024“consultation,projet,règlement modifiant le règlement 31-103,plainte,ombudsman,service de règlement des différends,service indépendant de règlement des différends,OSBI,exécutoire,décision définitive exécutoire,service de médiation,service de médiation visé,commentaire,dispense,québec,protection des investisseurs,investisseurs individuels,clients individuels“
• Canadian Securities Administrators Investor Advisory Panel (pdf - 203 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Eric Spink)
• Chris Robinson (pdf - 115 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Coalition of Consumer Advocates (pdf - 409 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Jean-Paul Bureaud et al.)
• Coalition de défenseurs des intérêts des consommateurs (pdf - 497 KB)This link will open in a new windowUpdated on March 5, 2024“consultation,projet,règlement modifiant le règlement 31-103,plainte,ombudsman,service de règlement des différends,service indépendant de règlement des différends,OSBI,exécutoire,décision définitive exécutoire,service de médiation,service de médiation visé,commentaire,dispense,québec,protection des investisseurs,investisseurs individuels,clients individuels“ (Jean-Paul Bureaud et al.)
• David M. Fieldstone (pdf - 569 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Mouvement Desjardins (pdf - 216 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Giuseppina Marra)
• Fidelity Investments (pdf - 204 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (W. Sian Burgess)
• Federation of Mutual Fund Dealers (pdf - 319 KB)This link will open in a new windowUpdated on March 6, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Matthiew Latimer)
• Geller Law (pdf - 288 KB)This link will open in a new windowUpdated on March 20, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Harold Geller)
• Getz Prince Wells LLP (pdf - 4 MB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Dana H. Prince)
• Harvey Naglie (pdf - 186 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Haywood securities inc. (pdf - 179 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Robert C. Blanchard)
• Investment Funds Institute of Canada (pdf - 385 KB)This link will open in a new windowUpdated on March 1^st, 2024 (Andy Mitchell)
• IG Wealth Management (pdf - 193 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Danielle Tetrault)
• Investment Industry Association of Canada (pdf - 968 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Laura Paglia)
• Kenmar Associates (pdf - 628 KB)This link will open in a new windowUpdated on March 20, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Ken Kivenko)
• Ontario Securities Commission Investor Advisory Panel (pdf - 308 KB)This link will open in a new windowUpdated on March 5, 2024 (Ilana Singer)
• Leede Jones Gable (pdf - 152 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Jim Dale)
• M3 Securities (pdf - 160 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Kyle Touet)
• Odlum Brown (pdf - 128 KB)This link will open in a new windowUpdated on March 28, 2024Draft regulation to amend regulation 31-103 pertaining to an independent dispute resolution service (Debra A. Doucette)
• Ombudsman for banking services and investments (pdf - 376 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Sarah P. Bradley)
• Osgoode (pdf - 352 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Brigitte Catellier, Azka Anees, Diana Damiani, Ayisha Mik)
• Pacific Spririt Investment Management inc. (pdf - 264 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (John S. Clark)
• Peter Whitehouse (pdf - 131 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• PI Financial Corp. (pdf - 103 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Richard Thomas)
• Portfolio Management Association of Canada (pdf - 287 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Katie Walmsley, Warren M. Rudick)
• Portfolio Strategies (pdf - 307 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Mark S. Kent)
• Primerica (pdf - 171 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (John A. Adams)
• Private Capital Markets Association of Canada (pdf - 1 MB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Rob Hanson)
• Rick Price (pdf - 262 KB)This link will open in a new windowUpdated on March 5, 2024: “consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients”
• Tri View Capital Ltd (pdf - 315 KB)This link will open in a new windowUpdated on March 5, 2024 (Craig Burrows)
• Worldsource Wealth Management (pdf - 151 KB)This link will open in a new windowUpdated on March 5, 2024“consulfation,draft,regulation to amend regulation 31-103,complaint,ombudsman,dispute resolution services,independent dispute resolution service,OBSI,binding,binding final decision,ombuservice,identified ombudservice,comment,exempt,exemption,quebec,investor protection, retail investors, retail clients” (Natasa Morfesis, Doce Tomic)

• Regulatory Notice (pdf - 105 KB)This link will open in a new windowUpdated on October 18, 2023Regulatory Notice for draft Regulation to amend Regulation 81-102 respecting Investment Funds
• CSA Notice and Request for Comment (pdf - 217 KB)This link will open in a new windowUpdated on October 18, 2023CSA Notice and Request for Comment concerning Draft Regulation to amend Regulation 81-102 respecting Investment Funds
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 118 KB)This link will open in a new windowUpdated on October 18, 2023Draft Regulation to amend Regulation 81-102 respecting Investment Funds.

Comments received (comments are published in their original language)

• The Investment Funds Institute of Canada (Andy Mitchell) (pdf - 372 KB)This link will open in a new windowUpdated on January 23, 2024Avis de consultation des ACVM – Projet de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement / CSA Notice and Request for Comment – Regulation to amend Regulation 81-102 respecting Investment Funds
• W. Wakeling, R. Lotay, D. Spagnolo, M. Ghislanzon (pdf - 1 MB)This link will open in a new windowUpdated on January 23, 2024Avis de consultation des ACVM – Projet de Règlement modifiant le Règlement 81-102 sur les fonds d’investissement / CSA Notice and Request for Comment – Regulation to amend Regulation 81-102 respecting Investment Funds

• Regulatory Notice (pdf - 108 KB)This link will open in a new windowUpdated on September 21, 2023Regulatory notice about the amendements to Regulation 44-102 and concordants.
• CSA Notice of consultation (pdf - 286 KB)This link will open in a new windowUpdated on September 21, 2023CSA Notice of Consultation concening the amendments to Regulation 44-102 and concordants Relating to Well-known Seasoned Issuers.
• Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 156 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Regualation 44-102 relating to Well-known Seasoned Issuers.
• Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions (pdf - 156 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Policy Statement to Regulation 44-102 relating to well-known seasoned issuers.
• Amendments to Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions (pdf - 139 KB)This link will open in a new windowUpdated on September 21, 2023Draft amendments to Policy Statement 11-202 relating to Well-known Seasoned Issuers

Comments received (comments are published in their original language)

• Blake, Cassels & Graydon LLP (pdf - 157 KB)This link will open in a new windowUpdated on December 19, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Tim Andison, Kathleen Keilty, Eric Moncik, Jessica Zhang)
• Borden Ladner Gervais (pdf - 81 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Laura Levine, Philippe Tardif)
• Canadian Bankers Association (pdf - 277 KB)This link will open in a new windowUpdated on December 5, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
• Canadian Advocacy Council (pdf - 363 KB)This link will open in a new windowUpdated on December 5, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
• Davies Ward Phillips & Vineberg LLP (pdf - 275 KB)This link will open in a new windowUpdated on December 20, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (David Wilson, Robert Murphy, Nicolas Morin, Yevgeniya Huggins)
• Investment Industry Association of Canada (pdf - 214 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
• Neo Exchange Inc. (pdf - 134 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Joacim Wiklander)
• Osler, Hoskin & Harcourt LLP (pdf - 299 KB)This link will open in a new windowUpdated on January 10, 2024Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
• Stikeman Elliott LLP (pdf - 236 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Tara Law, Simon A. Romano, Jeff Hershenfield, David Tardif, Jules Dumas-Richard)
• Torys LLP (pdf - 250 KB)This link will open in a new windowUpdated on December 28, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Jonathan Cescon, Janet Holmes, Glen R. Johnson, Robbie Leibel, Karrin Powys-Lybbe, Rima Ramchandani, David Seville)
• TSX Inc., TSX Venture Exchange Inc. (pdf - 150 KB)This link will open in a new windowUpdated on December 20, 2023Avis de consultation des ACVM Projet de Règlement modifiant le Règlement 44-102 sur le placement de titres au moyen d’un prospectus préalable concernant les émetteurs établis bien connus - Fin de consultation 20 décembre 2023 / CSA Notice of Consultation Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions (Loui Anastasopoulos)

• CSA/CIRO Staff Notice 23-331 (pdf - 281 KB)This link will open in a new windowUpdated on October 19, 2023Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets.

Comments received (comments are published in their original language)

• BMO Capital Markets (pdf - 177 KB)This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Joe Wald, Eric Stockland, James Ehrensperger)
• Canadian Security Traders Association, Inc (pdf - 251 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
• Cboe Global Markets, Inc., Neo Exchange Inc., TriAct Canada Marketplace LP (pdf - 241 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Joacim Wiklander, Bryan Blake)
• CNSX Markets Inc. (pdf - 138 KB)This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Stuart Schady)
• Investment Industry Association of Canada (pdf - 337 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Sam Uddin, Shahrokh Shahabi-Azad)
• Nasdaq CXC Limited (pdf - 423 KB)This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
• National Bank Financial Inc. (pdf - 477 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Patrick McEntyre, Nicholas Comtois, Jack Rando)
• Scotiabank Global Banking and Markets (pdf - 295 KB)This link will open in a new windowUpdated on December 12, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Alex Perel, Nitin Mathur)
• TD Securities (pdf - 510 KB)This link will open in a new windowUpdated on December 13, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (David Panko)
• TMX Group Limited (pdf - 332 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Rizwan Awan)
• Tradelogiq Markets Inc. (pdf - 307 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI (Laurence Rose)
• Virtu Canada Corp. (pdf - 198 KB)This link will open in a new windowUpdated on December 5, 2023Avis 23-331 du personnel des ACVM et de l’OCRI Consultation sur les projets relatifs à la structure du marché proposés par la SEC en décembre 2022 et leurs incidences possibles sur les marchés des capitaux du Canada / CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets (Ian Williams)

• Regulatory Notice (pdf - 107 KB)This link will open in a new windowUpdated on April 13, 2023Draft amendments relating diversity to Regulation 58-101.
• CSA Notice of Consultation (pdf - 404 KB)This link will open in a new windowUpdated on April 13, 2023Draft Amendments relating to Diversity to Regulation 58-101 and Policy Statement 58-201.
  • CSA Staff Notice 58-315: Extension Of Comment Period - Draft Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices, more particularly Form 58-101F1, Corporate Governance Disclosure and Draft Amendments to Policy Statement 58-201 to Corporate Governance Guidelines (pdf - 212 KB)This link will open in a new windowUpdated on June 28, 2023CSA Staff Notice 58-315 concerning an extension of Comment Period for Draft Regulation to amend Regulation 58-101
• Regulation to amend Regulation 58-101 - Form A (pdf - 156 KB)This link will open in a new windowUpdated on April 13, 2023Form A of proposed amendments to Regulation 58-101.
• Regulation to amend Regulation 58-101 - Form B (pdf - 206 KB)This link will open in a new windowUpdated on April 13, 2023Form B of proposed amendments to Regualtion 58-101.
• Amendments to Policy Statement 58-201 to Corporate Governances Guidelines - Form A (pdf - 171 KB)This link will open in a new windowUpdated on April 13, 2023Form A of proposed amendments to Policy Statement 58-201
• Amendments to Policy Statement 58-201 to Corporate Governances Guidelines - Form B (pdf - 174 KB)This link will open in a new windowUpdated on April 13, 2023Form B of proposed amendments to Policy Statement 58-201.

Comments received (comments are published in their original language)

• Addenda Capital (Roger Beauchemin, Isabelle Gosselin, Andrea Moffat) (pdf - 255 KB)This link will open in a new windowUpdated on September 26, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• A. Dhir, S. Kaplan (pdf - 128 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Æquo (Isabelle Gagnon, Arnaud Celka, Julien Bezombes) (pdf - 264 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Alberta Investment Management Corporation (Evan Siddall, Carmen Velasquez) (pdf - 173 KB)This link will open in a new windowUpdated on July 5, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• AltaGas (Shaheen Amirali) (pdf - 3 MB)This link will open in a new windowUpdated on October 11, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Axis Connects, Simplex Legal LLP (Nuvyn Peters, Patricia Brister) (pdf - 5 MB)This link will open in a new windowUpdated on October 11, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Boyle & Co. LLP (Jim Boyle) (pdf - 124 KB)This link will open in a new windowUpdated on September 15, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• British Columbia Investment Management Corporation (Daniel Garant) (pdf - 673 KB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• B. Tingle (pdf - 289 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• BURNET, DUCKWORTH & PALMER LLP (pdf - 260 KB)This link will open in a new windowUpdated on August 10, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Caisse de dépôt et placement du Québec (Marc-André Blanchard) (pdf - 350 KB)This link will open in a new windowUpdated on August 8, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canada Pension Plan Investment (Richard Manley) (pdf - 297 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Advocacy Council (pdf - 272 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Bankers Association (pdf - 787 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Coalition for Good Governance (Bruce Cooper) (pdf - 1 MB)This link will open in a new windowUpdated on September 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Coalition for Good Governance (Catherine McCall) (pdf - 686 KB)This link will open in a new windowUpdated on June 20, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Foundation for Advancement of Investor Rights (Jean-Paul Bureaud) (pdf - 343 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Investor Relations Institute (Yvette Lokker) (pdf - 157 KB)This link will open in a new windowUpdated on August 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Natural Resources Limited (Mark Stainthorpe, Stephanie Graham) (pdf - 257 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canadian Securities Exchange (Tracey Stern) (pdf - 100 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Canoe Financial (Darcy M. Lake) (pdf - 4 MB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Cenovus Energy Inc. (Gary F. Molnar) (pdf - 417 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Chartered Professional Accountants of Canada (Pamela Steer) (pdf - 225 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• C. R. Innes (pdf - 516 KB)This link will open in a new windowUpdated on August 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• DAVIES WARD PHILLIPS & VINEBERG LLP (Brett Seifred, Robin Upshall, Matthew Sherman) (pdf - 140 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Disability:IN (Jill Houghton, Ted Kennedy, Jr.) (pdf - 160 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Diversity Institute, Ted Rogers School of Management, Toronto Metropolitan University (Wendy Cukier) (pdf - 624 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Enbridge Inc. (Robert R. Rooney) (pdf - 153 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Federation of Asian Canadian Lawyers (Angad Bedi) (pdf - 212 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• First Nations Financial Management Board (Geordie Hungerford) (pdf - 225 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• First Nations Leadership Council (PDF - 183 KB)This link will open in a new windowUpdated on October 18, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Fondation canadienne pour l’avancement des droits des investisseurs (Jean-Paul Bureaud) (pdf - 289 KB)This link will open in a new windowUpdated on October 20, 2023Fondation canadienne pour l’avancement des droits des investisseurs
• Governance Professionals of Canada (Lynn Beauregard) (pdf - 164 KB)This link will open in a new windowUpdated on October 13, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Healthcare of Ontario Pension Plan (Adrian Mitchell) (pdf - 198 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Honeytree Investment Management (Paula Glick) (pdf - 76 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Institute of Corporate Directors (Rahul Bhardwaj) (pdf - 247 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Institute of Neurodiversity ION – Canada (pdf - 516 KB)This link will open in a new windowUpdated on September 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Institut sur la gouvernance d'organisations privées et publiques (François Dauphin, Patric Besner) (pdf - 1 MB)This link will open in a new windowUpdated on July 13, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance - Diversité
• International Corporate Governance Network (Kerrie Waring) (pdf - 143 KB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• INVESTMENT FUNDS INSTITUTE OF CANADA (Ian Bragg) (pdf - 51 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• J. Kuhach (pdf - 2 MB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• J. Saloman (pdf - 492 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Kingsdale Advisors (Ian Robertson, Kelly Gorman) (pdf - 668 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Korpach (pdf - 4 MB)This link will open in a new windowUpdated on December 12, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Learning Disabilities Association of Canada (pdf - 320 KB)This link will open in a new windowUpdated on August 24, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• LGBTQ+ Corporate Directors Canada Association (Jane Griffith, Mark S Bonham) (pdf - 194 KB)This link will open in a new windowUpdated on August 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• L. Levine, M. Pundit, I. Vranic (pdf - 139 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Mainstreet Equity Corp. (Bob Dhillon) (pdf - 106 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• McMillan LLP (Ravipal Bains, Patricia Chehadé, Charlotte Conlin, Paul Davis, Ishita Kashyap, Anju Xing, Sandra Zhao) (pdf - 332 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• M.-C. Valois, S. von Vegesack, G. Raman, P. Blyschak, D. Zekaoui (pdf - 490 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Morningstar Research, Inc. (Ian Tam, Aron Szapiro, Arthur Carabia, Gabriel Presler) (pdf - 90 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• MSCI (Laura Nishikawa) (pdf - 145 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• MULLEN GROUP LTD. (Joanna Scott) (pdf - 579 KB)This link will open in a new windowUpdated on September 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• NEI Investments (Adelaide Chiu, Michela Gregory, Hasina Razafimahefa) (pdf - 247 KB)This link will open in a new windowUpdated on September 26, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Norges Bank Investment Management (Carine Smith Ihenacho, Elisa Cencig) (pdf - 899 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Norton Rose Fulbright Canada LLP (pdf - 164 KB)This link will open in a new windowUpdated on June 26, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• OMERS (pdf - 546 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Ontario Teachers' Pension Plan (Gillian Brown) (pdf - 380 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Osler, Hoskin & Harcourt LLP (pdf - 278 KB)This link will open in a new windowUpdated on December 12, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance - Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Parex Resources Inc. (Josh Share) (pdf - 254 KB)This link will open in a new windowUpdated on September 22, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Pembina Pipeline Corporation (Janet C. Loduca, Tanya Hossli) (pdf - 209 KB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Pension Investment Association of Canada (Peter Waite) (pdf - 161 KB)This link will open in a new windowUpdated on September 19, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Peter P. Dhillon Centre for Business Ethics, University of British Columbia (Christie Stephenson) (pdf - 2 MB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Portfolio Management Association of Canada (Katie Walmsley, Margaret Gunawan) (pdf - 221 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Principles for Responsible Investment (Kelly Krauter) (pdf - 212 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Prospectors & Developers Association of Canada (Lisa McDonald) (pdf - 744 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Responsible Investment Association (Patricia Fletcher) (pdf - 123 KB)This link will open in a new windowUpdated on June 20, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Sangra Moller LLP (PDF - 311 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• S. Cochlan, J. Emanoilidis, D. Forrester, A. Gray, J. Holmes, G. Johnson, R. Leibel, K. Morris, J. Lennon, K. Powys-Lybbe, R. Ramchandani, D. Seville (pdf - 208 KB)This link will open in a new windowUpdated on October 3, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• SHARE (Kevin Thomas) (pdf - 144 KB)This link will open in a new windowUpdated on August 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• S. Larke (pdf - 181 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• S. Letwin (pdf - 130 KB)This link will open in a new windowUpdated on September 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• S. Quin (pdf - 885 KB)This link will open in a new windowUpdated on June 21, 2023Comments on Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of NI 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to NP 58-201 Corporate Governance Guidelines
• Sandhu ESG Law and Forooghian + Company Law Corporation (Amandeep Sandhu, Farzad Forooghian) (pdf - 192 KB)This link will open in a new windowUpdated on June 20, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• TMX Group Limited (John McKenzie) (pdf - 165 KB)This link will open in a new windowUpdated on October 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Tourmaline Oil Corp. (pdf - 230 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Trican (Chika Onwuekwe) (pdf - 2 MB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Trottier Family Foundation (Éric St-Pierre) (pdf - 150 KB)This link will open in a new windowUpdated on September 28, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• University Pension Plan Ontario (Barbara Zvan) (pdf - 640 KB)This link will open in a new windowUpdated on September 29, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• Vancity Investment Management (Kelly Hirsch) (pdf - 803 KB)This link will open in a new windowUpdated on August 2, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
• West Moberly First Nations (pdf - 115 KB)This link will open in a new windowUpdated on October 6, 2023Règlement modifiant le Règlement 58-101 sur l'information concernant les pratiques en matière de gouvernance – Diversité / Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices

• Regulatory Notice (pdf - 104 KB)This link will open in a new windowUpdated on August 3, 2023Regulatory notice concerning Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators.
• Regulation to amend Regulation 25-102 (pdf - 182 KB)This link will open in a new windowUpdated on August 3, 2023Consultation on Amendments to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators.

• Regulatory Notice (pdf - 101 KB)This link will open in a new windowUpdated on July 6, 2023Regulatory notice relating to Regulation to amend the Securities Regulation
• Regulation to amend Securities Regulation (pdf - 77 KB)This link will open in a new windowUpdated on July 6, 2023Draft Regulation to amend Securities Regulation.

• Regulation to amend Regulation 33-109 respecting Registration Information (pdf - 92 KB)This link will open in a new windowUpdated on June 15, 2023CSA final version of Regulation to amend Regulation 33-109 respecting Registration Information
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 98 KB)This link will open in a new windowUpdated on June 15, 2023CSA final version of Regulation to amend Regulation 81-102 respecting Investment Funds.
   

• Regulatory Notice (pdf - 103 KB)This link will open in a new windowUpdated on March 23, 2023
• Regulation to amend Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure (pdf - 80 KB)This link will open in a new windowUpdated on March 20, 2023
• Regulation to amend National Instrument 55-102, System for Electronic Disclosure by Insiders (SEDI) (pdf - 119 KB)This link will open in a new windowUpdated on March 20, 2023
• Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 124 KB)This link will open in a new windowUpdated on March 20, 2023