• Regulatory Notice (pdf - 108 KB)This link will open in a new windowUpdated on April 9, 2026Regulatory Notice : Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions - Investment Funds and Certain Structured Products.
• CSA Notice of Consultation (pdf - 239 KB)This link will open in a new windowUpdated on April 9, 2026CSA Notice of Consultation: Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions Relating to Investment Funds and Certain Structured Products.
• Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 149 KB)This link will open in a new windowUpdated on April 9, 2026Consultation on Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions - Investment Funds and Certain Structured Products

Comments received (comments are published in their original language)

• Portfolio Management Association of Canada - PMAC (pdf - 140 KB)This link will open in a new windowUpdated on June 9, 2026Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions - Investment Funds and Certain Structured Products (Katie Walmsley & Geoff Grove)

• Draft Regulation (pdf - 181 KB)This link will open in a new window
• Regulation to amend Regulation 31-103 respecting Registration Requierements, Exemptions and Ongoing Registrant Obligations (pdf - 154 KB)This link will open in a new window
• Amendments to Policy Statement to Regulation 31-103 respecting Registration Requierements, Exemptions and Ongoing Registrant Obligations (pdf - 147 KB)This link will open in a new window

• Regulatory Notice (pdf - 106 KB)This link will open in a new windowUpdated on November 26, 2025
• CSA Notice of consultation (pdf - 387 KB)This link will open in a new windowUpdated on November 26, 2025
• Regulation 81-102 respecting Investment Funds (pdf - 137 KB)This link will open in a new windowUpdated on November 26, 2025

• Changes to Policy Statement to Regulation 81-102 respecting Investment Funds (pdf - 196 KB)This link will open in a new windowUpdated on November 26, 2025

   

Comments received (comments are published in their original language)

• Alternative Investment Management Association (AIMA) (pdf - 379 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds
• BlackRock Asset Management Canada Limited (pdf - 452 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Margaret Gunawan & Steven Leong)
• Borden Ladner Gervais LLP (pdf - 246 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Arielle Amacker et al.)
• Canada Life Investment Management Ltd. (pdf - 364 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Sam Febbraro)
• Canadian ETF Association (CETFA) (pdf - 215 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Eli Yufest)
• Canadian Forum for Financial Markets (pdf - 557 KB)This link will open in a new windowUpdated on May 28, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds
• Conseil Indépendant Finance et Innovation du Canada Inc.(pdf - 247 KB)This link will open in a new windowUpdated on March 27, 2026''Regulation 81-102,Investment Funds,Liquidity Risk Management'', ''Regulation 81-102, Investment Funds, Liquidity Risk Management'' (Annie Sinigagliese)
• Davies Ward Phillips & Vineberg LLP (pdf - 310 KB)This link will open in a new windowUpdated on May 28, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Jean-Philippe Joyal & Adam Curran)
• Fair Canada (pdf - 268 KB)This link will open in a new windowUpdated on January 20, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Jean-Paul Bureaud)
• Fidelity Investments Canada ULC (pdf - 343 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Stefania Zilinskas & Jonathan Baldwin)
• Fonds de solidarité FTQ, Fondaction, Capital régional et coopératif Desjardins(pdf - 304 KB)This link will open in a new windowUpdated on March 27, 2026’Règlement 81-102,risque de liquidité,fond d’investissement’’, Règlement 81-102,risque de liquidité,fond d’investissement’
• Global X Investments Canada Inc. (pdf - 3 MB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Vladislavs Skribans)
• Harvey S. Naglie (pdf - 116 KB)This link will open in a new windowUpdated on December 28, 2025Draft Regulation to Amend Regulation 81-102 respecting Investment Funds
• IGM Financial Inc. (pdf - 430 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Rhonda Goldberg)
• Investor Advisory Panel (pdf - 209 KB)This link will open in a new windowUpdated on March 27, 2026''Regulation 81-102,Investment Funds,Liquidity Risk Management'', ''Regulation 81-102, Investment Funds, Liquidity Risk Management'' (James Sinclair)
• McElvaine Investment Management Ltd. (pdf - 290 KB)This link will open in a new windowUpdated on March 27, 2026''Regulation 81-102,Investment Funds,Liquidity Risk Management'', ''Regulation 81-102, Investment Funds, Liquidity Risk Management'' (Tim McElvaine)
• Mouvement Desjardins(pdf - 328 KB)This link will open in a new windowUpdated on May 28, 2026Projet de Règlement modifiant le Règlement 81-102 sur les fonds d'investissement (Giuseppina Marra)
• MSCI (pdf - 300 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Michael Percival)
• Portfolio Management Association of Canada (pdf - 302 KB)This link will open in a new windowUpdated on May 28, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Katie Walmsley & Geoff Grove (part 1))
• Portfolio Management Association of Canada (pdf - 319 KB)This link will open in a new windowUpdated on May 28, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Katie Walmsley & Geoff Grove (part 2))
• Purpose Investments Inc. (pdf - 204 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Vlad Tasevski)
• Private Capital Markets Association of Canada (pdf - 760 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Nadine Milne & Brian Koscak)
• RBC Global Asset Management Inc. (pdf - 308 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Michael Hamp)
• Securities and Investment Management Association (pdf - 2 MB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds (Andy Mitchell)
• The Canadian Advocacy Council of CFA Societies Canada (pdf - 470 KB)This link will open in a new windowUpdated on June 2, 2026Draft Regulation to Amend Regulation 81-102 respecting Investment Funds

• Regulatory Notice (pdf - 112 KB)This link will open in a new windowUpdated on November 12, 2025Regulatory notice concerning the amendments to Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations.
• CSA Notice of consultation (pdf - 273 KB)This link will open in a new windowUpdated on November 12, 2025CSA Notice of Consultation: Draft Regulation to Amend Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure.
• Regulation to amend Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure (pdf - 158 KB)This link will open in a new windowUpdated on November 12, 2025Consultation on draft amendements to Regulation 52-112 respecting Non-GAAP and Other Financial Measures Diclosure.
• Changes to the Policy Statement to Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure  (pdf - 292 KB)This link will open in a new windowUpdated on November 12, 2025Consultation on Draft Changes to Policy Statement to Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure.
• Regulation to amend Regulation 11-102 respecting Passport System (pdf - 125 KB)This link will open in a new windowUpdated on November 12, 2025Consultation on amendments to Regulation 11-102 respecting Passport System.
   

Comments received (comments are published in their original language)

• Canadian Accounting Standards Board (pdf - 459 KB)This link will open in a new window (Armand Capisciolto)
• Canadian Bankers Association (pdf - 181 KB)This link will open in a new window (Darren Hannah)
• Cenovus Energy Inc. (pdf - 573 KB)This link will open in a new window (Andrew Patrick)
• Deloitte (pdf - 57 KB)This link will open in a new window
• Ernst & Young LLP (pdf - 752 KB)This link will open in a new window
• Intact Financial Corp (pdf - 408 KB)This link will open in a new window (Frederic Cotnoir & Ken Anderson)
• KPMG LLP (pdf - 144 KB)This link will open in a new window
• PricewaterhouseCoopers (pdf - 404 KB)This link will open in a new window
• The Canadian Advocacy Council of CFA Societies Canada (pdf - 392 KB)This link will open in a new window

• CSA Multilateral Staff Notice (pdf - 201 KB)This link will open in a new windowUpdated on November 27, 2025

Comments received (comments are published in their original language)

• Canadian Forum for Financial Markets (pdf - 339 KB)This link will open in a new window
• Conseil Indépendant Finance et Innovation du Canada Inc. | CIFIC (pdf - 212 KB)This link will open in a new windowUpdated on January 27, 2026CSA Multilateral Staff Notice 31-367: Notice and Consultation Regarding CSA Coordinated Blanket Order 31-930 Exemption to Allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities Under a Prospectus (Annie Annie Sinigagliese)
• FAIR Canada (pdf - 503 KB)This link will open in a new windowUpdated on January 27, 2026CSA Multilateral Staff Notice 31-367: Notice and Consultation Regarding CSA Coordinated Blanket Order 31-930 Exemption to Allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities Under a Prospectus (Jean-Paul Bureaud)
• PearTree Securities Inc. (pdf - 591 KB)This link will open in a new window (Lisa Davis)
• The Private Capital Markets Association of Canada (pdf - 3 MB)This link will open in a new window (Brian Koscak, Nadine Milne)

• CSA Notice of Consultation:Proposed Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers (pdf - 477 KB)This link will open in a new windowUpdated on October 22, 2025Consultation on Proposed Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers

Comments received (comments are published in their original language)

• Canadian Centre for Audit Quality (pdf - 251 KB)This link will open in a new windowUpdated on January 5, 2026 (M. C. Walke)
• Canadian Coalition for Good Governance | CCGG (pdf - 960 KB)This link will open in a new windowUpdated on December 4, 2025 (Amit Prakash)
• Canadian Forum for Financial Markets (pdf - 562 KB)This link will open in a new windowUpdated on December 29, 2025
• Canadian Independent Finance and Innovation Counsel Inc. | CIFIC (pdf - 261 KB)This link will open in a new windowUpdated on December 18, 2025CSA Notice of Consultation:Proposed Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers (Annie Sinigagliese)
• Canadian Securities Exchange (pdf - 1 MB)This link will open in a new windowUpdated on December 29, 2025 (Robert Cook)
• Cassels Brock & Blackwell LLP (pdf - 433 KB)This link will open in a new windowUpdated on December 29, 2025 (Jessica Brown)
• Deloitte LLP (pdf - 88 KB)This link will open in a new windowUpdated on December 29, 2025
• FAIR Canada (pdf - 2 MB)This link will open in a new windowUpdated on December 29, 2025 (Jean-Paul Bureaud)
• Goodmans LLP (pdf - 2 MB)This link will open in a new windowUpdated on December 18, 2025CSA Notice of Consultation:Proposed Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers
• Investor Advisory Panel (pdf - 309 KB)This link will open in a new windowUpdated on December 29, 2025 (James Sinclair)
• Jaime Sutton (pdf - 118 KB)This link will open in a new windowUpdated on December 29, 2025
• Marrelli Support Services Inc. (pdf - 272 KB)This link will open in a new windowUpdated on December 2, 2025CSA Notice of Consultation:Proposed Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers (Carmelo Marrelli)
• Portfolio Management Association of Canada (pdf - 220 KB)This link will open in a new windowUpdated on December 29, 2025 (Katie Walmsley, Warren M. Rudick)
• PricewaterhouseCoopers LLP (pdf - 192 KB)This link will open in a new windowUpdated on December 29, 2025
• Prospectors & Developers Association of Canada (pdf - 199 KB)This link will open in a new windowUpdated on December 29, 2025 (Lisa McDonald)
• S. Mark Francis (pdf - 1 MB)This link will open in a new windowUpdated on December 29, 2025
• The Canadian Advocacy Council of CFA Societies Canada (pdf - 487 KB)This link will open in a new windowUpdated on January 5, 2026
• Toronto Stock Exchange and Global Head (pdf - 203 KB)This link will open in a new windowUpdated on December 29, 2025 (Loui Anastasopoulos)
• Torys (pdf - 160 KB)This link will open in a new windowUpdated on December 29, 2025 (John Emanoilidis, Glen Johnson, Josh Lavine, Kevin Morris, Karrin Powys-Lybbe, Rima Ramchandani, David Seville)
• Treewalk (pdf - 160 KB)This link will open in a new windowUpdated on December 2, 2025CSA Notice of Consultation:Proposed Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers (Alex Mcaulay)

• CSA Consultation Paper (pdf - 508 KB)This link will open in a new windowUpdated on June 18, 2025Consultation about Enhancing Exchange-Traded Fund Regulation: Proposed Approaches and Discussion.
  • Extends of comment period This link will open in a new window

Comments received (comments are published in their original language)

• Association des banquiers canadiens(pdf - 216 KB)This link will open in a new windowUpdated on November 5, 2025
• BlackRock Asset Management Canada Limited (pdf - 149 KB)This link will open in a new windowUpdated on November 5, 2025 (Steven Leong, Margaret Gunawan)
• Borden Ladner Gervais LLP | BLG (pdf - 139 KB)This link will open in a new windowUpdated on November 5, 2025 (Chris Yeretsian, Melissa Ghislanzoni, Chelsea Papadatos, Arielle Amacker)
• Brompton Funds Limited (pdf - 331 KB)This link will open in a new windowUpdated on November 5, 2025 (Christopher Cullen)
• Canadian ETF association | CETFA (pdf - 446 KB)This link will open in a new windowUpdated on November 5, 2025
• Canadian Independent Finance and Innovation Counsel Inc. | CIFIC (pdf - 181 KB)This link will open in a new windowUpdated on November 5, 2025 (Annie Sinigagliese)
• Dimensional Canada (pdf - 173 KB)This link will open in a new windowUpdated on November 5, 2025 (Brad Steiman)
• FAIR Canada (pdf - 996 KB)This link will open in a new windowUpdated on November 5, 2025 (Jean-Paul Bureaud)
• Fidelity Investments Canada ULC (pdf - 3 MB)This link will open in a new windowUpdated on November 5, 2025 (Robyn Mendelson, Andrew Clee)
• Global X (pdf - 511 KB)This link will open in a new windowUpdated on November 5, 2025 (Vladislavs Skribans)
• Harvey S. Naglie (pdf - 170 KB)This link will open in a new windowUpdated on November 5, 2025
• Independent Financial Brokers of Canada | IFBC (pdf - 157 KB)This link will open in a new windowUpdated on November 5, 2025Independent Financial Brokers of Canada (Nancy Allan) (Nancy Allan)
• Invesco Canada Ltd. (pdf - 218 KB)This link will open in a new windowUpdated on November 5, 2025 (Shalomi Abraham, David Swain)
• Investor Advisory Panel (pdf - 266 KB)This link will open in a new windowUpdated on November 5, 2025 (James Sinclair)
• Mackenzie Investments (pdf - 3 MB)This link will open in a new windowUpdated on November 5, 2025 (Kristi Ashcroft)
• Morningstar Research Inc. (pdf - 151 KB)This link will open in a new windowUpdated on November 5, 2025 (Ian Tam, Ben Johnson, Scott Mackenzie)
• National Bank Capital Markets (pdf - 136 KB)This link will open in a new windowUpdated on November 5, 2025 (Patrick McEntyre, Jack Rando)
• Osler, Hoskin & Harcourt LLP (pdf - 640 KB)This link will open in a new windowUpdated on November 5, 2025
• Portfolio Management Association of Canada | PMAC (pdf - 345 KB)This link will open in a new windowUpdated on November 5, 2025 (Katie Walmsley, Warren M. Rudick)
• Purpose Investments (pdf - 704 KB)This link will open in a new windowUpdated on November 5, 2025
• RBC Global Asset Management Inc. (pdf - 180 KB)This link will open in a new windowUpdated on November 5, 2025 (Doug Coulter)
• Securities and Investment Management Association | SIMA (pdf - 767 KB)This link will open in a new windowUpdated on November 6, 2025 (Andy Mitchell)
• The Bank of Nova Scotia (pdf - 239 KB)This link will open in a new windowUpdated on November 5, 2025
• Vanguard Investments Canada Inc. (pdf - 261 KB)This link will open in a new windowUpdated on November 5, 2025 (Kathleen C. Bock)

• Regulatory Notice (pdf - 112 KB)This link will open in a new windowUpdated on June 12, 2025Draft Repeal and Replacement of Regulation 43-101 respecting Standards of Disclosure for Mineral Projects and concordant regulations.
• CSA Notice of Consultation (pdf - 307 KB)This link will open in a new windowUpdated on June 11, 2025CSA Notice of Consultation: Draft Repeal and Replacement of Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
• Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (pdf - 323 KB)This link will open in a new windowUpdated on June 11, 2025Draft Regulation 43-101 respecting Standards of Disclosure for Mineral Projects in consultation
• Policy Statement to Regulation 43-101 (pdf - 305 KB)This link will open in a new windowUpdated on June 11, 2025Draft Policy Statement to Regulation 43-101 respecting Standards of Disclosure for Mineral Disclosure for comment.
• Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 111 KB)This link will open in a new windowUpdated on June 11, 2025Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions concordant to Regulation 43-101.
• Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 107 KB)This link will open in a new windowUpdated on June 11, 2025Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions concordant to Regulation 43-101.
• Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 116 KB)This link will open in a new windowUpdated on June 11, 2025Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions concordant to Regulation 43-101.
• Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 143 KB)This link will open in a new windowUpdated on June 11, 2025Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations concordant to Regulation 43-101.
• Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 115 KB)This link will open in a new windowUpdated on June 11, 2025Draft Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets concordant to Regulation 43-101.
• Changes to Policy Statement to Regulation 51-105 (pdf - 123 KB)This link will open in a new windowUpdated on June 11, 2025Changes to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets concordant to Regulation 43-101. 
   

Comments received (comments are published in their original language)

• Adam Johnson (pdf - 152 KB)This link will open in a new windowUpdated on November 20, 2025
• Agnico Eagle Mines Limited (pdf - 326 KB)This link will open in a new windowUpdated on October 15, 2025 (Chris Vollmershausen, Dyane Duquette)
• AKF Mining & Mineral Services Inc (pdf - 147 KB)This link will open in a new windowUpdated on October 30, 2025 (Antonio Loschiavo)
• AMC Consultants Pty Ltd. (pdf - 410 KB)This link will open in a new windowUpdated on October 14, 2025
• American Institute of Professional Geologists | AIPG (pdf - 202 KB)This link will open in a new windowUpdated on November 20, 2025 (Aaron W. Johnson)
• Anishnawbe Business Professional Association (pdf - 225 KB)This link will open in a new windowUpdated on December 12, 2025Draft Repeal and Replacement of Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (Jason Rasevych)
• Arseneau Consulting Services (pdf - 179 KB)This link will open in a new windowUpdated on July 10, 2025
• Association canadienne des prospecteurs et entrepreneurs (pdf - 506 KB)This link will open in a new windowUpdated on August 12, 2025Projet d’abrogation et de remplacement du Règlement 43-101 sur l’information concernant les projets miniers (Lisa McDonald)
• Association canadienne des prospecteurs et entrepreneurs (pdf - 454 KB)This link will open in a new windowUpdated on October 30, 2025 (Lisa McDonald, lettre 2)
• Association for Mineral Exploration (pdf - 497 KB)This link will open in a new windowUpdated on November 20, 2025 (Todd G. Stone)
• Ausenco Engineering Canada ULC (pdf - 631 KB)This link will open in a new windowUpdated on October 14, 2025
• BBA (pdf - 2 MB)This link will open in a new windowUpdated on October 15, 2025 (Bahareh Asi)
• Bill Feyerabend (pdf - 70 KB)This link will open in a new windowUpdated on September 29, 2025
• Borden Ladner Gervais (pdf - 585 KB)This link will open in a new windowUpdated on October 15, 2025 (Fred R. Pletcher)
• Cameco Corporation (pdf - 242 KB)This link will open in a new windowUpdated on October 14, 2025 (Scott Bishop)
• Cameron Resource Consulting, LLC (pdf - 304 KB)This link will open in a new windowUpdated on September 23, 2025 (Donald E. Cameron)
• Canadian Securities Exchange (pdf - 306 KB)This link will open in a new windowUpdated on October 14, 2025 (Robert Cook)
• Capital limited (pdf - 350 KB)This link will open in a new windowUpdated on September 23, 2025 (Cindy Collins)
• Cascadia Minerals (pdf - 245 KB)This link will open in a new windowUpdated on October 2, 2025 (Andrew Carne)
• Cassels Brock & Blackwell LLP (pdf - 416 KB)This link will open in a new windowUpdated on October 14, 2025 (Jennifer Hansen, Alexander Pizale)
• CIM MRMR Committee (pdf - 613 KB)This link will open in a new windowUpdated on October 14, 2025(Deborah McCombe, Garth Kirkham)
• CRIRSCO (pdf - 386 KB)This link will open in a new windowUpdated on October 15, 2025 (Gart D. Kirkham)
• D. Turner (pdf - 387 KB)This link will open in a new windowUpdated on October 15, 2025
• Daniel Bortowski Carvalho (pdf - 138 KB)This link will open in a new windowUpdated on October 14, 2025
• Davies (pdf - 228 KB)This link will open in a new windowUpdated on October 15, 2025 (Richard Fridman, Robert Murphy)
• Davis Economics Group, Inc. (pdf - 75 KB)This link will open in a new windowUpdated on September 23, 2025 (Graham A. Davis)
• Diamonds Leading Practice Guidelines Review Panel (pdf - 9 MB)This link will open in a new windowUpdated on October 14, 2025 (Dr. AT Davy & Dr. ML Thurston)
• Edson Ribeiro (pdf - 122 KB)This link will open in a new windowUpdated on October 15, 2025
• Eldorado Gold (pdf - 189 KB)This link will open in a new windowUpdated on October 14, 2025 (George Burns)
• ELEMISSION Inc (pdf - 155 KB)This link will open in a new windowUpdated on November 20, 2025 (François R. Doucet)
• Endurance Gold Corporation (pdf - 154 KB)This link will open in a new windowUpdated on October 14, 2025 (Robert T. Boyd)
• Engineers and Geoscientists British Columbia (pdf - 115 KB)This link will open in a new windowUpdated on October 30, 2025 (Lindsay Steele)
• Equity Exploration Consultants Ltd. (pdf - 234 KB)This link will open in a new windowUpdated on October 30, 2025 (Eleanor Black)
• Forum canadien des marchés financiers (pdf - 290 KB)This link will open in a new windowUpdated on October 14, 2025
• George Demer (pdf - 119 KB)This link will open in a new windowUpdated on October 14, 2025
• Geoscientists Canada Securities Committee (pdf - 238 KB)This link will open in a new windowUpdated on October 15, 2025Geoscientists Canada Securities Committee (Garth D. Kirkham) (Garth D. Kirkham)
• GLJ Ltd (pdf - 94 KB)This link will open in a new windowUpdated on October 14, 2025 (Michael Livingstone)
• Greg Gosson (pdf - 199 KB)This link will open in a new windowUpdated on October 30, 2025
• Hunter Dickinson inc. (pdf - 587 KB)This link will open in a new windowUpdated on October 30, 2025 (Marchand Snyman, Sharon Gardiner, Stephen Hodgson, David Gaunt)
• James B. Whyte (pdf - 1 MB)This link will open in a new windowUpdated on October 15, 2025
• John Fedorowich (pdf - 100 KB)This link will open in a new windowUpdated on September 26, 2025
• John R. Sullivan (pdf - 82 KB)This link will open in a new windowUpdated on October 2, 2025
• JORC AusIMM AIG (pdf - 463 KB)This link will open in a new windowUpdated on October 15, 2025 (Steve Hunt (JORC), Stephen Durkin (AusIMM), Jaime Livesey (AIG))
• Lithium Royalty Corp (pdf - 213 KB)This link will open in a new windowUpdated on October 15, 2025 (Philip Panet)
• McCarthy Tétrault LLP (pdf - 464 KB)This link will open in a new windowUpdated on October 15, 2025 (Shaun Khullar, Eva Bellissimo, Nancy Choi)
• McEwen Inc. (pdf - 60 KB)This link will open in a new windowUpdated on August 21, 2025 (Stefan M. Spears)
• Miller Thomson LLP (pdf - 278 KB)This link will open in a new windowUpdated on October 15, 2025 (Geoff Clarke, Jonathan Tong, Florind Polo, Eugene Yeung, Wendy Wang)
• Mining Association of British Columbia (pdf - 280 KB)This link will open in a new windowUpdated on October 30, 2025 (Michael Goehring)
• Mining Shared Value (pdf - 371 KB)This link will open in a new windowUpdated on October 14, 2025 (Jeff Geipel)
• Osler, Hoskin & Harcourt LLP (pdf - 2 MB)This link will open in a new windowUpdated on October 14, 2025 (James R. Brown, Alan Hutchison)
• Paladin Geoscience Corp. (pdf - 949 KB)This link will open in a new windowUpdated on October 15, 2025 (Mike Power)
• Pan Americas Silver (pdf - 142 KB)This link will open in a new windowUpdated on October 15, 2025 (Christopher Lemon)
• Peter Broad (pdf - 119 KB)This link will open in a new windowUpdated on September 5, 2025
• Phillip E. Crouse (pdf - 790 KB)This link will open in a new windowUpdated on October 30, 2025
• Pinciples for responsible investment (pdf - 291 KB)This link will open in a new windowUpdated on October 30, 2025 (Keira Kang, Davide Cerrato)
• Process Engineering Options (pdf - 132 KB)This link will open in a new windowUpdated on November 20, 2025 (Lisa Park)
• Professional Geoscientists Ontario (pdf - 226 KB)This link will open in a new windowUpdated on October 14, 2025 (Tim Maunula, Robert Hearst)
• Purple Rock Inc. (pdf - 90 KB)This link will open in a new windowUpdated on October 14, 2025 (Lindsay Richards)
• Radoslav Vukas (pdf - 2 MB)This link will open in a new windowUpdated on September 23, 2025
• Redevances OR Inc. (pdf - 2 MB)This link will open in a new windowUpdated on October 14, 2025 (Guy Desharnais)
• RESPEC Qualified Persons Team (pdf - 94 KB)This link will open in a new windowUpdated on October 30, 2025
• R. Mohan Srivastava (pdf - 153 KB)This link will open in a new windowUpdated on November 20, 2025
• Rod Carlson (pdf - 105 KB)This link will open in a new windowUpdated on November 20, 2025
• Roger Cooper (pdf - 125 KB)This link will open in a new windowUpdated on November 20, 2025
• Sebastian Avalos et al. (pdf - 82 KB)This link will open in a new windowUpdated on November 21, 2025
• Selkirk Copper (pdf - 129 KB)This link will open in a new windowUpdated on October 30, 2025 (Justin Stevens)
• SHARE (pdf - 339 KB)This link will open in a new windowUpdated on October 30, 2025 (Kevin Thomas)
• Skarn Water (pdf - 188 KB)This link will open in a new windowUpdated on November 20, 2025 (Raymond Philippe)
• SLR Consulting (Canada) Ltd. (pdf - 426 KB)This link will open in a new windowUpdated on October 15, 2025 (Jason Cox)
• Sproule ERCE (pdf - 216 KB)This link will open in a new windowUpdated on October 14, 2025 (Doug Ashton)
• Stantec Consulting Services Inc. (pdf - 219 KB)This link will open in a new windowUpdated on October 15, 2025 (Derek Loveday, Dawn H. Garcia, Keith Wilson)
• Stella Searston (pdf - 3 MB)This link will open in a new windowUpdated on October 14, 2025
• Stephen de Wit (pdf - 122 KB)This link will open in a new windowUpdated on October 30, 2025
• Stephen P. Quin (pdf - 228 KB)This link will open in a new windowUpdated on June 27, 2025Draft Repeal and Replacement of Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
• Takom Exploration Ltd. (pdf - 1 MB)This link will open in a new windowUpdated on November 21, 2025 (Diana Benz) 
• TMX Group (pdf - 194 KB)This link will open in a new windowUpdated on October 14, 2025 (Loui Anastasopoulos)
• Vale S.A. (pdf - 131 KB)This link will open in a new windowUpdated on October 15, 2025
• WATT Capital (pdf - 199 KB)This link will open in a new windowUpdated on October 14, 2025 (James Hershaw)
• Watts, Griffis and McQuat Limited (pdf - 537 KB)This link will open in a new windowUpdated on November 20, 2025 (Jeff Plate)
• WSP (pdf - 35 KB)This link will open in a new windowUpdated on October 15, 2025 (Kevin Beauchamp, Paul Cohen)

Issues and Discussion Paper of the Autorité des marchés financiers on Account Transfers in the Financial Sector (pdf - 195 KB)This link will open in a new windowUpdated on July 10, 2025Consultation on account transfers in the financial sector.

Comments received (comments are published in their original language)

• Association canadienne des compagnies d’assurances de personnes | ACCAP(pdf - 229 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier
• Bureau d'assurance du Canada | BAC(pdf - 478 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Laurent Fafard)
• Cloutier Groupe Financier(pdf - 418 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (François Bruneau)
• Compagnie d’assurance Definity(pdf - 147 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Sébastien Vachon)
• Corporation Bloomridge Inc. (pdf - 148 KB)This link will open in a new windowUpdated on October 1^st, 2025 (Brian Balbuena-Diaz)
• Fair Canada (pdf - 515 KB)This link will open in a new windowUpdated on October 23, 2025transfert de compte, transfert en bloc, encaisse, dépôt, épargne collective, police d’assurance, fonds distincts, institution de dépôts, coopérative de services financiers, courtier, cabinet, planification financière, courtage hypothécaire, fiducie, assurance (Jean-Paul Bureaud)
• Groupe financier PEAK(pdf - 124 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Erika Tatiana Fernandez, Élisabeth Chamberland, Martin Boileau)
• IDC Worldsource Insurance Network Inc. (pdf - 859 KB)This link will open in a new windowUpdated on October 23, 2025Issues and Discussion Paper of the Autorité des marchés financiers on Account Transfers in the Financial Sector (Phil Marsillo)
• Mérici Services Financiers Inc.(pdf - 246 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier
• MICA Capital Inc. (pdf - 158 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Gino Sebastian Savard, Yvan Morin)
• Michel Provost(pdf - 117 KB)This link will open in a new windowUpdated on October 2, 2025
• Mouvement Desjardins(pdf - 350 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier (Giuseppina Mara)
• Portfolio Management Association of Canada | PMAC (pdf - 216 KB)This link will open in a new windowUpdated on October 23, 2025Issues and Discussion Paper of the Autorité des marchés financiers on Account Transfers in the Financial Sector (Katie Walmsley, Warren M. Rudick)
• Union des consommateurs(pdf - 312 KB)This link will open in a new windowUpdated on October 23, 2025Document de réflexion et discussion sur les transferts de comptes dans le secteur financier
• Yves Nadeau(pdf - 91 KB)This link will open in a new windowUpdated on October 2, 2025

CSA Notice of Consultation 25-314: Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice (pdf - 682 KB)This link will open in a new windowUpdated on July 15, 2025Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice.

Comments received (comments are published in their original language)

• The Canadian Advocacy Council of CFA Societies Canada (CAC of CFA) (pdf - 447 KB)This link will open in a new windowUpdated on October 2, 2025
• Canadian Association of Retired Persons | CARP (pdf - 252 KB)This link will open in a new windowUpdated on September 5, 2025CARP (Bill VanGorder) (Bill VanGorder)
• Canadian Forums for Financial Markets (pdf - 1 MB)This link will open in a new windowUpdated on October 2, 2025
• Canadian Investment Regulatory Organizations Investor Advisory Panel (pdf - 75 KB)This link will open in a new windowUpdated on November 11, 2025 (Jason Alcorn)
• Capital Markets Haywood (pdf - 151 KB)This link will open in a new windowUpdated on October 2, 2025 (Robert Blanchard)
• CIFIC (pdf - 205 KB)This link will open in a new windowUpdated on September 23, 2025 (A. Sinigagliese)
• CSA Investor Advisory Panel (pdf - 130 KB)This link will open in a new windowUpdated on November 11, 2025
• FAIR (pdf - 429 KB)This link will open in a new windowUpdated on September 23, 2025 (Jean-Paul Bureaud), Prosper Canada (Elizabeth Mulholland), Consumers Council of Canada (Don Mercer), Public Interest Advocacy Centre (Geoff White), CanAge (Jana Ray), The Canadian Advocacy Council of CFA Societies Canada
• Fédération des Courtiers Indépendants(pdf - 178 KB)This link will open in a new windowUpdated on October 2, 2025 (Matthew T. Latimer)
• Getz Prince Wells LLP (pdf - 145 KB)This link will open in a new windowUpdated on September 23, 2025 (Dana H. Prince)
• Harvey S. Naglie (pdf - 45 KB)This link will open in a new windowUpdated on August 1^st, 2025Avis de consultation 25-314 des ACVM: Proposition d’approche en matière de surveillance d’un service de médiation visé et d’ajustement du projet d’encadrement visant à lui conférer le pouvoir exécutoire
• IG Wealth Management Inc. (pdf - 200 KB)This link will open in a new windowUpdated on October 6, 2025 (Danielle Tetrault)
• Independent Finacial Brokers of Canada (pdf - 246 KB)This link will open in a new windowUpdated on October 2, 2025 (Nancy Allan)
• Investor Advisory Panel (pdf - 320 KB)This link will open in a new windowUpdated on October 6, 2025 (James Sinclair)
• Kenmare Associates (pdf - 411 KB)This link will open in a new windowUpdated on November 11, 2025
• Mouvement Desjardins(pdf - 293 KB)This link will open in a new windowUpdated on October 6, 2025 (Giuseppina Marra)
• OBSI (pdf - 549 KB)This link will open in a new windowUpdated on October 6, 2025 (Sarah P. Bradley)
• Odlum Brown Limited (pdf - 214 KB)This link will open in a new windowUpdated on October 6, 2025 (Trevor Short)
• Option consommateur(pdf - 184 KB)This link will open in a new windowUpdated on October 6, 2025 (Christian Corbeil)
• Osgoode (pdf - 243 KB)This link will open in a new windowUpdated on September 23, 2025
• Pacific Spirit Investment Management Inc. (pdf - 180 KB)This link will open in a new windowUpdated on October 6, 2025 (John S Clark)
• Portfolio Management Association of Canada (pdf - 245 KB)This link will open in a new windowUpdated on October 2, 2025 (Katie Walmsley, Warren M. Rudick)
• Portfolio Strategies (pdf - 128 KB)This link will open in a new windowUpdated on October 2, 2025 (Mark S. Kent, Zachary Cohen)
• PEAK Groupe Financier (pdf - 115 KB)This link will open in a new windowUpdated on October 6, 2025 (Erika Tatiana Fernandez, Élisabeth Chamberland, Martin Boileau)
• Primerica Canada (pdf - 850 KB)This link will open in a new windowUpdated on October 2, 2025 (John Adams)
• Private Capital Markets Association of Canada (pdf - 624 KB)This link will open in a new windowUpdated on October 2, 2025 (Brian Koscak, Christopher Kozub, Nadine Milne, David Gilkes)
• Rick Price (pdf - 267 KB)This link will open in a new windowUpdated on September 5, 2025
• Securities and Investment Management Association (pdf - 2 MB)This link will open in a new windowUpdated on November 11, 2025 (Andy Mitchell)