AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework

Previous consultation
October 23, 2020
See details on CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework

Comments received (comments are published in their original language)

Regulation respecting the distribution of qualified syndicated mortgages

Previous consultation
October 9, 2020
See details on Regulation respecting the distribution of qualified syndicated mortgages

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Previous consultation
July 20, 2020
See details on Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally June 3, 2020, has been postponed until July 20, 2020.

Comments received (comments are published in their original language)

Advocis, The Financial Advisors Association of Canada (pdf - 272 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Association of Canadian Compliance Professionals (pdf - 235 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Canadian Advocacy Council of CFA Societies Canada (pdf - 246 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Canadian Foundation for Advancement of Investor Rights (pdf - 296 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (FAIR Canada)

CARP (pdf - 302 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Chaire de recherche Antoine-Turmel sur protection juridique des personnes aînées (pdf - 714 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (Université Laval)

Chaire en gouvernance et droit des affaires (pdf - 361 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients(Université de Montréal) - Me Stéphane Rousseau

Edward Jones (pdf - 90 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Federation of Mutual Fund Dealers (pdf - 825 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

IG Wealth Management (pdf - 167 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Independent Financial Brokers of Canada (pdf - 287 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investment Funds Institute of Canada (IFIC) (pdf - 323 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investor Advisory Panel (pdf - 147 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investment Industry Association of Canada (pdf - 899 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (IIAC)

Jakab Law and Compliance and Veronica Armstrong Law Corporation (pdf - 2 MB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Kenmar Associates (Ken Kivenko) (pdf - 491 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Lawyers in BLG’s Investment Management Practice Group and Disputes Grou (pdf - 255 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clientsp - Jason Brooks, Rebecca Cowdery, Lynn McGrade, Laura Paglia, and Michael Taylor

Leede Jones Gable Inc. (pdf - 325 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Linda Clunie (pdf - 2 MB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Manulife Securities (pdf - 170 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

MBC Law Professional Corporation (pdf - 486 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

MICA Capital Inc. (pdf - 474 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Mouvement Desjardins (pdf - 272 KB)This link will open in a new windowUpdated on 17 July 2020

Portfolio Management Association of Canada (pdf - 175 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (PMAC)

Portfolio Strategies Corporation (pdf - 242 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Quadrus Investment Services Limtied (pdf - 157 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Sun Life Financial Investment Services (Canada) Inc. (pdf - 71 KB)This link will open in a new windowUpdated on 8 September 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions and concordant Regulations

Previous consultation
July 13, 2020
See details on Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions and concordant Regulations

In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally May 27, 2020, has been postponed until July 13, 2020.

Comments received (comments are published in their original language)

Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations - Second publication for comments

Previous consultation
June 29, 2020
See details on Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations - Second publication for comments

CSA Consultation Paper 51-405: Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

Previous consultation
March 9, 2020
See details on CSA Consultation Paper 51-405: Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

Comments received (comments are published in their original language)

Alistair Harrigan (pdf - 69 KB)This link will open in a new windowUpdated on 28 February 2020

Anthony Heller (pdf - 82 KB)This link will open in a new windowUpdated on 28 February 2020

Association des banquiers canadiens (pdf - 152 KB)This link will open in a new windowUpdated on 11 March 2020

Borden Ladner Gervais LLP (pdf - 185 KB)This link will open in a new windowUpdated on 11 March 2020

Broadridge Financial Solutions, Inc. (pdf - 1 MB)This link will open in a new windowUpdated on 11 March 2020

Canadian Coalition for Good Governance (pdf - 126 KB)This link will open in a new windowUpdated on 9 March 2020

Canadian Foundation for Advancement of Investor Rights (pdf - 146 KB)This link will open in a new windowUpdated on 11 March 2020

Canadian Investor Relations Institute (pdf - 159 KB)This link will open in a new windowUpdated on 11 March 2020

Canadian Natural Resources Limited (pdf - 287 KB)This link will open in a new windowUpdated on 11 March 2020

Cenovus Energy Inc. (pdf - 169 KB)This link will open in a new windowUpdated on 11 March 2020

CFA Societies Canada (pdf - 188 KB)This link will open in a new windowUpdated on 28 February 2020

Davies (pdf - 200 KB)This link will open in a new windowUpdated on 9 March 2020

Fasken Martineau DuMoulin LLP (pdf - 18 MB)This link will open in a new windowUpdated on 9 March 2020

Fidelity Investments Canada ULC (pdf - 187 KB)This link will open in a new windowUpdated on 13 March 2020

Great-West Lifeco Inc. (pdf - 166 KB)This link will open in a new windowUpdated on 10 March 2020

Investment Industry Association of Canada (pdf - 329 KB)This link will open in a new windowUpdated on 9 March 2020

Investor Advisory Panel (pdf - 166 KB)This link will open in a new windowUpdated on 9 March 2020

Ken Kivenko (pdf - 606 KB)This link will open in a new windowUpdated on 28 February 2020

L’Association du Barreau Candadien (pdf - 287 KB)This link will open in a new windowUpdated on 11 March 2020

L’institut des fonds d’investissement du Canada (pdf - 397 KB)This link will open in a new windowUpdated on 11 March 2020

Norton Rose Gulbright Canada LLP (pdf - 124 KB)This link will open in a new windowUpdated on 10 March 2020

Osler, Hoskin & Harcourt LLP (pdf - 293 KB)This link will open in a new windowUpdated on 11 March 2020

Portfolio Management Association of Canada (pdf - 133 KB)This link will open in a new windowUpdated on 9 March 2020

Québec Bourse (pdf - 93 KB)This link will open in a new windowUpdated on 9 March 2020

RBC Wealth Management (pdf - 120 KB)This link will open in a new windowUpdated on 11 March 2020

Securities Transfer Association of Canada (pdf - 135 KB)This link will open in a new windowUpdated on 11 March 2020

SkyLaw (pdf - 560 KB)This link will open in a new windowUpdated on 9 March 2020

TSX (pdf - 230 KB)This link will open in a new windowUpdated on 11 March 2020

Draft Regulation to amend Regulation 52-108 respecting Auditor Oversight

Previous consultation
January 2, 2020
See details on Draft Regulation to amend Regulation 52-108 respecting Auditor Oversight

Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

Previous consultation
December 11, 2019
See details on Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage&nbsp1

Comments received (comments are published in their original language)

Advocis (Greg Pollock, Abe Toews) (pdf - 730 KB)This link will open in a new windowUpdated on 6 January 2020

AGF Investments Inc. (Mark Adams) (pdf - 113 KB)This link will open in a new windowUpdated on 6 January 2020

Allternative Investment Management Association Canada - AIMA Canada (pdf - 1 MB)This link will open in a new windowUpdated on 6 January 2020

BlackRock Asset Management Canada Limited (Margaret Gunawan) (pdf - 539 KB)This link will open in a new windowUpdated on 6 January 2020

Borden Ladner Gervais LLP – BLG (Rebecca Cowdery, Kathryn Fuller, Sarah Gardiner, Sienne Lau, Roma Lotay) (pdf - 99 KB)This link will open in a new windowUpdated on 6 January 2020

Broadridge (Patricia Rosch) (pdf - 346 KB)This link will open in a new windowUpdated on 6 January 2020CSA Notice and Request for Comment – Reducing Regulatory Burden for Investment Fund Issuers

Canadian Advocacy Council - CFA Societies Canada (pdf - 180 KB)This link will open in a new windowUpdated on 6 January 2020

Eric Adelson (pdf - 756 KB)This link will open in a new windowUpdated on 6 January 2020

Fasken (pdf - 516 KB)This link will open in a new windowUpdated on 6 January 2020

Fidelity Investment Canada ULC (Sian Burgess) (pdf - 312 KB)This link will open in a new windowUpdated on 6 January 2020

Franklin Templeton Investment Corporation (Brad Beuttenmiller) (pdf - 221 KB)This link will open in a new windowUpdated on 6 January 2020

IG Wealth Management – IGM financial Inc. (Rhonda Goldberg) (pdf - 459 KB)This link will open in a new windowUpdated on 6 January 2020IG Wealth Management – IGM financial Inc. (Rhonda Goldberg)

Invesco (Shalomi Abraham) (pdf - 102 KB)This link will open in a new windowUpdated on 6 January 2020

Investment Funds Institute of Canada (Minal Upadhyaya) (pdf - 604 KB)This link will open in a new windowUpdated on 6 January 2020

Mackenzie Financial Corporation – IGM Financial Inc. (Rhonda Goldberg) (pdf - 693 KB)This link will open in a new windowUpdated on 6 January 2020

Manulife (pdf - 54 KB)This link will open in a new windowUpdated on 7 January 2020 (Bernard Letendre, Rick Annaert)

Mouvement Desjardins (Éric Proulx) (pdf - 583 KB)This link will open in a new windowUpdated on 6 January 2020

National Bank Investments Inc. (Marie Brault) (pdf - 471 KB)This link will open in a new windowUpdated on 6 January 2020

Portfolio Management Association of Canada - PMAC (Margaret Gunawan, Katie Walmsley) (pdf - 283 KB)This link will open in a new windowUpdated on 3 January 2020

Stan Turner (pdf - 113 KB)This link will open in a new windowUpdated on 6 January 2020

TSX Trust (pdf - 66 KB)This link will open in a new windowUpdated on 7 January 2020 (Loui Anastasopoulos)

Vanguard Investments Canada Inc. (Kathleen C. Bock) (pdf - 4 MB)This link will open in a new windowUpdated on 6 January 2020

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and Amendments to Certain Policy Statements - Business Acquisition Report

Previous consultation
December 4, 2019
See details on Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and Amendments to Certain Policy Statements - Business Acquisition Report

Comments received (comments are published in their original language)

Canadian Coalition for Good Governance (pdf - 138 KB)This link will open in a new windowUpdated on 27 November 2019

Canadian Investor Relations Institute (pdf - 155 KB)This link will open in a new windowUpdated on 5 December 2019

Cenovus Energy Inc. (pdf - 690 KB)This link will open in a new windowUpdated on 5 December 2019

CFA Societies Canada (pdf - 164 KB)This link will open in a new windowUpdated on 3 December 2019

Chartered Professional Accountants of Canada (pdf - 190 KB)This link will open in a new windowUpdated on 4 December 2019

Ernst & Young LLP (pdf - 120 KB)This link will open in a new windowUpdated on 5 December 2019

Investment Industry Association Of Canada (pdf - 260 KB)This link will open in a new windowUpdated on 3 December 2019

Magna International Inc. (pdf - 104 KB)This link will open in a new windowUpdated on 3 December 2019

McCarthy Tétrault LLP (pdf - 270 KB)This link will open in a new windowUpdated on 5 December 2019

Portfolio Management Association Of Canada (pdf - 119 KB)This link will open in a new windowUpdated on 5 December 2019

Québec Bourse Inc. (pdf - 1 MB)This link will open in a new windowUpdated on 5 December 2019

Stikeman Elliott LLP (pdf - 130 KB)This link will open in a new windowUpdated on 5 December 2019

TSX (pdf - 226 KB)This link will open in a new windowUpdated on 5 December 2019

Veritas Investment Research (pdf - 2 MB)This link will open in a new windowUpdated on 9 January 2020

Regulation to amend Regulation 44-102 respecting Shelf Distributions – At-the-Market Distributions

Previous consultation
August 7, 2019
See details on Regulation to amend Regulation 44-102 respecting Shelf Distributions – At-the-Market Distributions

Comments received (comments are published in their original language)

Blakes, Cassels & Graydon LLP (pdf - 102 KB)This link will open in a new windowUpdated on 7 October 2019At-the-Market Distributions Nicole Cargill, Jill Davis, Stacy McLean, Tim Phillips, Trevor Rowles & Brendan Reay  

Canadian Advocacy Council of CFA Societies Canada (pdf - 167 KB)This link will open in a new windowUpdated on 5 August 2019At-the-Market Distributions

Davies Ward Phillips & Vineberg LLP (PDF - 210 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Distributions Robin Upshall & Robert Murphy

Investment Industry Association of Canada (IIAC) (pdf - 358 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Susan Copland

Prospectors & Developers Association of Canada (PDAC) (pdf - 514 KB)This link will open in a new windowUpdated on 8 August 2019At-the-Market Lisa McDonald

RBC Capital Markets (pdf - 132 KB)This link will open in a new windowUpdated on 7 October 2019At-the-Market Distributions Nitin Babbar

Toronto Stock Exchange (TSX) (pdf - 202 KB)This link will open in a new windowUpdated on 7 October 2019At-the-Market Distributions Loui Anastasopoulos