• Notice and Request for comments (pdf - 364 KB)This link will open in a new windowUpdated on September 25, 2020Exchange-traded mutual funds and its delivery
• Regulation to amend Regulation 41-101 (pdf - 153 KB)This link will open in a new windowUpdated on June 17, 2015ETF
• Amendments to Policy Statement to Regulation 41-101 (pdf - 214 KB)This link will open in a new windowUpdated on June 17, 2015ETF
• Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure (pdf - 14 KB)This link will open in a new windowUpdated on June 17, 2015ETF
• Amendments to Policy Statement to Regulation 81-106 (pdf - 15 KB)This link will open in a new windowUpdated on June 17, 2015ETF
   
• CSA Point of Sale Disclosure Project ETF Facts Document Testing (pdf - 3 MB)This link will open in a new windowUpdated on June 17, 2015ETF
  (Prepared by: Allen Research Corporation)

Comments received (comments are published in their original language)

• Kenmar Associates (pdf - 251 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Investor Advisory Panel (pdf - 364 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Broadridge Financial Solutions Inc. (pdf - 278 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Fidelity Investments (pdf - 229 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Advocis (pdf - 167 KB)This link will open in a new windowUpdated on September 17, 2015Réglement modifiant le Règlement 41-101
• Russell Investments (pdf - 242 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• BlackRock (pdf - 204 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Invesco (pdf - 91 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Investment Industry Association of Canada (pdf - 407 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Canadian Foundation for Advancement of Investor Rights (pdf - 651 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Canadian ETF Association (pdf - 357 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• RBC Global Asset Management (pdf - 526 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• TD Securities (pdf - 355 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Manulife Securities (pdf - 90 KB)This link will open in a new windowUpdated on September 17, 2015
• Osler, Hoskin & Harcourt (pdf - 549 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Investor (pdf - 215 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• Portfolio Management Association of Canada (pdf - 279 KB)This link will open in a new windowUpdated on September 17, 2015Règlement modifiant le Règlement 41-101
• The Investment Funds Institute of Canada (pdf - 222 KB)This link will open in a new windowUpdated on September 23, 2015Règlement modifiant le Règlement 41-101
• Small Investor Protection Association (pdf - 561 KB)This link will open in a new windowUpdated on November 5, 2015Règlement modifiant le Règlement 41-101
• Larry Elford (pdf - 125 KB)This link will open in a new windowUpdated on November 5, 2015

Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on June 29, 2015E-filing

Notice and Request for Comment (pdf - 105 KB)This link will open in a new windowUpdated on October 7, 2020E-filing

Draft Regulation to amend Regulation 13-101 (pdf - 45 KB)This link will open in a new windowUpdated on June 29, 2015e-filing

Draft Regulation to amend Regulation 13-102 (pdf - 39 KB)This link will open in a new windowUpdated on June 29, 2015E-filing

Comments received (comments are published in their original language)

• The Canadian Advocacy Council for Canadian Institute Societies (pdf - 30 KB)This link will open in a new windowUpdated on September 1^st, 2015Projet de réglement modifiant le Règlement 13-101 et Projet de règlement modifiant le Règlement 13-102
• National Exempt Market Association (pdf - 181 KB)This link will open in a new windowUpdated on September 1^st, 2015Projet de réglement modifiant le Règlement 13-101 et Projet de Règlement modifiant le Règlement 13-102
• Davies Ward Phillips & Vineberg LLP (pdf - 198 KB)This link will open in a new windowUpdated on September 1^st, 2015Projet de réglement modifiant le Règlement 13-101 et Projet de réglement modifiant le Règlement 13-102
• Private Capital Markets Association of Canada (pdf - 256 KB)This link will open in a new windowUpdated on September 1^st, 2015Projet de règlement modifiant le Règlement 13-101 et Projet de règlement modifiant le Règlement 13-102
• Stikeman Elliott (pdf - 79 KB)This link will open in a new windowUpdated on September 1^st, 2015Projet de règlement modifiant le Règlemetn 13-101 et Projet de règlement modifiant le Règlement 13-102

• Notice and Request for Comment (pdf - 89 KB)This link will open in a new windowUpdated on September 28, 2020Order Protection Rule
• Amendments to Policy Statement (pdf - 18 KB)This link will open in a new windowUpdated on June 12, 2015Order Protection Rule

Comments received (comments are published in their original language)

• Aequitas Neo Exchange (pdf - 158 KB)This link will open in a new windowUpdated on December 7, 2015
• The Canadian Advocacy Council for Canadian CFA Institute (pdf - 44 KB)This link will open in a new windowUpdated on December 7, 2015cac, cfa, systems, proposed, amendments, national, instrument, 23-101, order, protection, canadian advocacy council
• Chi-x Canada (pdf - 172 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, trading, rule
• CIBC World Markets Inc. (pdf - 143 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces
• KOR Group LLC (pdf - 290 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, opr, marketplaces
• Scotia Bank (pdf - 198 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces, scotia bank
• RBC Global Asset Management (pdf - 1 MB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, liquidity
• RBC Dominion Securities (pdf - 313 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, speed bump,
• PI Financial (pdf - 829 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, iiroc, best execution, delay, marketplace, hft
• Canadian Securities Traders Association (pdf - 541 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, csta, market structure, buy-side
• National Bank Financial Markets (pdf - 460 KB)This link will open in a new windowUpdated on December 8, 2015Etienne Dubuc
• ITG Canada Corp. (pdf - 119 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, market, order processing delay, speed bump,
• Investment Industry Association of Canada (pdf - 179 KB)This link will open in a new windowUpdated on December 8, 2015
• TSX Markets (pdf - 74 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, delay

• Notice (pdf - 22 KB)This link will open in a new windowUpdated on June 23, 2015
• Regulation (pdf - 23 KB)This link will open in a new windowUpdated on June 23, 2015

Comments received (comments are published in their original language)

• Ad Hoc Senior Securities Practitioners Group (pdf - 124 KB)This link will open in a new windowUpdated on July 9, 2015
• Anita Anand (pdf - 125 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (University of Toronto)
• Canadian Advocacy Council (pdf - 55 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Cecilia Wong)
• Canadian Coalition for Good Governance (pdf - 5 MB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Daniel E. Chornous)
• Canadian Oil Sands (pdf - 70 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Shaun Wrubell)
• CIRI - Canadian Investor Relations Institute (pdf - 70 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Yvette Lokker)
• Dentons Canada LLP (pdf - 52 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• Donald G. Gilchrist (pdf - 41 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• FAIR Canada - Canadian Foundation for Advancement of Investor Rights (pdf - 550 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Neil Gross)
• Fasken Martineau DuMoulin LLP (pdf - 124 KB)This link will open in a new windowUpdated on July 10, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Richard Steinberg, Aaron Atkinson & Bradley Freelan)
• Hansell LLP (pdf - 436 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Frédéric Duguay)
• Hurt Capital Inc. (pdf - 205 KB)This link will open in a new windowUpdated on July 9, 2015 (Claudio R. Rojas)
• IIAC - Investment Industry Association of Canada (pdf - 150 KB)This link will open in a new windowUpdated on July 9, 2015 (Susan Copland)
• Institute of Corporate Directors (pdf - 451 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Stan Magidson)
• ISS - Institutional Shareholder Services (pdf - 374 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Debra L. Sisti)
• La Caisse de dépôt et placement du Québec (pdf - 288 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation" (Marie Giguère)
• McCarthy Tétrault LLP (pdf - 399 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• McMillan (pdf - 62 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• Norton Rose Fulbright Canada S.E.N.C.R.L. (pdf - 288 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• Osler, Hoskin & Harcourt LLP (pdf - 94 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• Stikeman Elliott LLP (pdf - 86 KB)This link will open in a new windowUpdated on July 9, 2015 (Simon A. Romano & Ramandeep K. Grewal)

• Notice and Request for comment (pdf - 92 KB)This link will open in a new windowUpdated on April 15, 2015Passport
• Regulation to amend Regulation 11-102 (pdf - 45 KB)This link will open in a new windowUpdated on April 15, 2015Passport System
• Policy Statement to Regulation 11-102 (pdf - 190 KB)This link will open in a new windowUpdated on April 15, 2015Passport System  (Blackline version)
• Policy Statement 11-206 respecting Process for Cease to be a Reporting Issuer Applications (pdf - 168 KB)This link will open in a new windowUpdated on April 15, 2015Cease to be a reporting issuer
• Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations under Passport (pdf - 127 KB)This link will open in a new windowUpdated on April 15, 2015Failure-to-file cease trade orders and revocations under passport
• Policy Statement 12-202 respecting Revocations of Non-Passport Cease Trade Orders (pdf - 75 KB)This link will open in a new windowUpdated on April 15, 2015Non-Passport Cease Trade Orders
• Policy Statement 12-203 respecting Management Cease Trade Orders (pdf - 69 KB)This link will open in a new windowUpdated on April 15, 2015Management cease Trade Orders

• Regulatory notice (pdf - 23 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
• Notice and Request for comment (pdf - 72 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
• Regulation to amend Regulation 45-106 (pdf - 134 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
• Amendments to Policy Statement to Regulation 45-106 (pdf - 47 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
• Concordant Regulations and Policy Statement to Regulation 45-106
  • Regulation to amend Regulation 13-101 (pdf - 20 KB)This link will open in a new windowUpdated on November 27, 2014Rights offering
  • Regulation to amend Regulation 41-101 (pdf - 49 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
  • Amendments to Policy Statement to Regulation 41-101 (pdf - 26 KB)This link will open in a new windowUpdated on November 27, 2014Right offering
  • Regulation to amend Regulation 43-101 (pdf - 14 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
  • Regulation to amend Regulation 44-101 (pdf - 15 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
  • Regulation to repeal Regulation 45-101 (pdf - 14 KB)This link will open in a new windowUpdated on November 27, 2014Rights Offerings
  • Regulation to amend Regulation 45-102 (pdf - 32 KB)This link will open in a new windowUpdated on November 27, 2014Right offering

Comments received (comments are published in their original language)

• Association for Mineral Exploration British Columbia (pdf - 82 KB)This link will open in a new windowUpdated on March 20, 2015 (Gavin Dirom)
• Burstall Winger Zammit LLP (pdf - 35 KB)This link will open in a new windowUpdated on March 20, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Jason Mullins)
• Canadian CFA Institute Societies (pdf - 54 KB)This link will open in a new windowUpdated on March 16, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Cecilia Wong)
• Don Mosher (pdf - 20 KB)This link will open in a new windowUpdated on March 20, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15"
• DuMoulin Black LLP (pdf - 155 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Daniel G. McElroy)
• FAIR (pdf - 940 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Neil Gross and Marian Passmore)
• Gordon Keep (pdf - 167 KB)This link will open in a new windowUpdated on March 20, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15"
• Investment Industry Association of Canada (pdf - 220 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Susan Copland)
• Osler, Hoskin & Harcourt LLP (pdf - 455 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Rob Lando)
• Prospectos & Developers Association of Canada (pdf - 175 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Rodney N. Thomas)
• Scorpeo UK Limited (pdf - 163 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Ian Davey)
• Simon A. Romano (pdf - 124 KB)This link will open in a new windowUpdated on March 18, 2015
• TMX Group (pdf - 265 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Ungad Chadda and John McCoach)

• Regulatory Notice (pdf - 28 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Notice and Request for Comment (pdf - 390 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Regulation 24-102 (pdf - 175 KB)This link will open in a new windowUpdated on November 27, 2014Clearing agency requirements
• Policy Statement to Regulation 24-102 (pdf - 268 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Regulation to amend Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements (24-102)

Comments received (comments are published in their original language)

• Canadian bankers association (pdf - 225 KB)This link will open in a new windowUpdated on February 19, 2015regulation, 24-102, clearing, agency, requirements, concordant, bank of canada, risk, management
• Canadian investor protection fund (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
• /fileadmin/lautorite/consultations/Commentaires/derives/2015-02-10/cipf.pdf (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
• Investment industry association of Canada (pdf - 379 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements concordant, iiac, accvm, ocrcvm, iiroc
• LCH.Clearnet Group Limited (pdf - 135 KB)This link will open in a new windowUpdated on February 19, 2015consultation, regulation, 24-102, clearing, agency, requirements, concordant, lch clearnet, swap, london stock exchange, bank of canada, member,
• TMX Group Limited (pdf - 352 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, concordant, tmx group limited, CPMI, iosco, financial, market, infrastructures

• Notice and Request for Comment (pdf - 21 KB)This link will open in a new windowUpdated on December 11, 2014Aequitas
• Regulation to amend Regulation 45-513 (pdf - 15 KB)This link will open in a new windowUpdated on December 11, 2014Aequitas