• Regulatory Notice (pdf - 28 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Notice and Request for Comment (pdf - 390 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Regulation 24-102 (pdf - 175 KB)This link will open in a new windowUpdated on November 27, 2014Clearing agency requirements
• Policy Statement to Regulation 24-102 (pdf - 268 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Regulation to amend Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements (24-102)

Comments received (comments are published in their original language)

• Canadian bankers association (pdf - 225 KB)This link will open in a new windowUpdated on February 19, 2015regulation, 24-102, clearing, agency, requirements, concordant, bank of canada, risk, management
• Canadian investor protection fund (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
• fileadmin/lautorite/consultations/Commentaires/derives/2015-02-10/cipf.pdf (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
• Investment industry association of Canada (pdf - 379 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements concordant, iiac, accvm, ocrcvm, iiroc
• LCH.Clearnet Group Limited (pdf - 135 KB)This link will open in a new windowUpdated on February 19, 2015consultation, regulation, 24-102, clearing, agency, requirements, concordant, lch clearnet, swap, london stock exchange, bank of canada, member,
• TMX Group Limited (pdf - 352 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, concordant, tmx group limited, CPMI, iosco, financial, market, infrastructures

• Notice and Request for Comment (pdf - 21 KB)This link will open in a new windowUpdated on December 11, 2014Aequitas
• Regulation to amend Regulation 45-513 (pdf - 15 KB)This link will open in a new windowUpdated on December 11, 2014Aequitas

Comments received (comments are published in their original language)

• CIBC World Markets (pdf - 89 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• BMO Financial Group (pdf - 375 KB)This link will open in a new windowUpdated on September 22, 2014consultation
• Scotiabank (pdf - 198 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces, scotia bank
• TMX Group (pdf - 213 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• RBC Capital Markets – Global Equity (pdf - 9 MB)This link will open in a new windowUpdated on September 23, 2014consultation
• Liquidnet Canada (pdf - 1 MB)This link will open in a new windowUpdated on September 23, 2014consultation
• RBC Dominion Securities Wealth Management (pdf - 41 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• BlackRock (pdf - 197 KB)This link will open in a new windowUpdated on September 22, 2014consultation
• True North Vantage (pdf - 1 MB)This link will open in a new windowUpdated on September 23, 2014consultation
• Canadian Security Traders Association (pdf - 541 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, csta, market structure, buy-side
• Katya Malinova et Andreas Park (pdf - 123 KB)This link will open in a new windowUpdated on September 23, 2014consultation (University of Toronto)
• Acumen Capital Partners (pdf - 496 KB)This link will open in a new windowUpdated on September 22, 2014consultation
• TD Securities (pdf - 138 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• Association canadienne du commerce des valeurs mobilières (pdf - 191 KB)This link will open in a new windowUpdated on September 22, 2014consultation (ACCVM)
• RBC Global Asset Management (pdf - 1 MB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, liquidity
• Stikeman Elliott (pdf - 48 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• Canadian Advocacy Council  for Canadian CFA Institute Societies (pdf - 119 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, market, order processing delay, speed bump, (CAC)
• Aequitas (pdf - 158 KB)This link will open in a new windowUpdated on December 7, 2015
• Canadian Securities Exchange (pdf - 289 KB)This link will open in a new windowUpdated on September 29, 2014consultation (CSE)
• Tradebot (pdf - 211 KB)This link will open in a new windowUpdated on September 29, 2014consultation

• Regulatory Notice (pdf - 15 KB)This link will open in a new windowUpdated on July 3, 2014
• Notice of Publication and Request for Comment (pdf - 68 KB)This link will open in a new windowUpdated on July 3, 2014
• Regulation to amend Regulation 58-101 (pdf - 19 KB)This link will open in a new windowUpdated on July 3, 2014

Comments received (comments are published in their original language)

• BMO Financial Group (pdf - 927 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Simon A. Fish)
• Caisse de dépôt et placement du Québec (pdf - 24 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Marie Giguère)
• Canadian Coalition for Good Governance (pdf - 157 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Daniel E. Chornous)
• Canadian Investor Relations Institute (pdf - 468 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Yvette Lokker)
• Catalyst Canada (pdf - 258 KB)This link will open in a new windowUpdated on September 2, 2014"consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique" (Deborah Gillis)
• Digital Nova Scotia (pdf - 171 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Ulrike Bahr-Gedalia)
• Ernst & Young LLP (pdf - 58 KB)This link will open in a new windowUpdated on August 28, 2014 (Trent Henry)
• Hansell LLP (pdf - 519 KB)This link will open in a new windowUpdated on September 3, 2014 (Carol Hansell, Brian Calalang et Frédéric Duguay)
• Institute of Corporate Directors (pdf - 255 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Stan Magidson)
• Kenmar Associates (pdf - 242 KB)This link will open in a new windowUpdated on July 23, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Ken Kivenko)
• Mercer (Canada) Limited  (pdf - 50 KB)This link will open in a new windowUpdated on September 3, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”(Ted Singeris et Patricia N. Milligan)
• Mouvement des caisses Desjardins (pdf - 690 KB)This link will open in a new windowUpdated on August 28, 2014"consultation, projet, avis, 58-101, représentativité féminine, représentation féminine, diversité hommes-femmes, femmes sur les conseils, femmes à la haute direction, femmes, diversité, cible, quota, mandat, politique" (Yvan-Pierre Grimard)
• Norton Rose Fulbright Canada LLP (pdf - 258 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”
• Pauline Couture, Shirley Dawe, Linda Hohol, Beth Horowitz, Maureen Reid, C.L. Sugiyama and Stella Thompson (pdf - 97 KB)This link will open in a new windowUpdated on September 2, 2014
• Public Sector Pension Investment (pdf - 54 KB)This link will open in a new windowUpdated on September 3, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Stéphanie Lachance) (ACVM)
• Public Sector Pension Investment (pdf - 69 KB)This link will open in a new windowUpdated on September 3, 2014 (Stéphanie Lachance) (OSC)
• Shareholder Association for Research and Education (pdf - 215 KB)This link will open in a new windowUpdated on September 2, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Peter Chapman)
• Small Investors Protection Association (pdf - 262 KB)This link will open in a new windowUpdated on July 23, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Ken Kivenko)
• Women's Legal Education and Action Fund (pdf - 237 KB)This link will open in a new windowUpdated on September 16, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”

• CSA Notice and Request for Commen (pdf - 99 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuert (pdf - 99 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Regulation to amend Regulation 51-102 (pdf - 122 KB)This link will open in a new windowUpdated on May 22, 2014Venture issuer
• Blackline Excerpts of Proposed Regulation to amend Regulation 51-102 (pdf - 46 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Amendments to Policy Statement to Regulation 51-102 (pdf - 23 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Blackline Excerpts of Proposed Changes to Policy Statement to Regulation 51-102 (pdf - 26 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Regulation to amend Regulation 41-101 (pdf - 38 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Blackline Excerpts of Proposed Regulation to amend Regulation 41-101 (pdf - 31 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Amendments to Policy Statement to Regulation 41-101 (pdf - 18 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Blackline Excerpts of Proposed Changes to Policy Statement to Regulation 41-101 (pdf - 18 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Regulation to amend Regulation 52-110 (pdf - 37 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer

Comments received (comments are published in their original language)

• Canadian Coalition for Good Governance (pdf - 104 KB)This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Daniel E. Chornous)
• Canadian Foundation for Advancement of Investor Rights-FAIR (pdf - 673 KB)This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Neil Gross)
• Comptables professionnels agréées du Canada (pdf - 625 KB)This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Joan E. Dunne et Gordon Beal)
• David Taylor (pdf - 114 KB)This link will open in a new windowUpdated on June 27, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt"
• Fiore (pdf - 96 KB)This link will open in a new windowUpdated on August 11, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt"
• Gowlings Lafleur Henderson LLP (pdf - 127 KB)This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (David Taniguchi)
• Midas Gold Corp. (pdf - 83 KB)This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Stephen P. Quin)
• MNP LLP (pdf - 167 KB)This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Jody MacKenzie)
• Pension Investment Association of Canada (pdf - 102 KB)This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Michael Keenan)
• Siskinds LLP (pdf - 2 MB)This link will open in a new windowUpdated on August 19, 2014 (A. Dimitri Lascaris and Anthony O'Brien)
• The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 48 KB)This link will open in a new windowUpdated on August 7, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Cecilia Wong)
• TSX Venture Exchange (pdf - 126 KB)This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Zafar Khan)

• Notice and Request for Comment (pdf - 152 KB)This link will open in a new windowUpdated on April 24, 2014Marketplace Operatio and Trading Rules
• Regulation to amend Regulation 21-101 (pdf - 108 KB)This link will open in a new windowUpdated on April 24, 2014Marketplace operation
• Policy Statement to Regulation 21-101 (pdf - 146 KB)This link will open in a new windowUpdated on April 24, 2014Administrative version
• Regulation to amend Regulation 23-101 (pdf - 26 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules
• Policy Statement to Regulation 23-101 (pdf - 96 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules

Comments received (comments are published in their original language)

• Canadian Securities Exchange (pdf - 221 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Richard Carleton)
• Canadian Security Trader Association (pdf - 494 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation
• Chi-X Canada (pdf - 427 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Request for Comments on the Canadian Securities Administrators (CSA) Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
• Connor, Clark, & Lunn Investment Management Ltd. (pdf - 119 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules (Don Towers, Jenny Drake)
• Investment Industry Association Canada (pdf - 565 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Notice and Request for Comment on Proposed Amendments to National Instrument 21-101 - Marketplace Operation ans 21-103 - Trading Rules (Barbara Amsden)
• Liquidnet Canada (pdf - 147 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace (Robert Young)
• Scotia Capital Inc., Global Equity (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2014consultation - proposed amendments to national instrument 21-101 Marketplace operation and national instrument 23-101 trading rules (Myran Faust, Evan Young, Andy Dickison)
• The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 71 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation (Cecilia Wong)
• TMX Group (pdf - 112 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Kevan Cowan)

• Notice and Request for Comment (pdf - 99 KB)This link will open in a new windowUpdated on April 24, 2014Proxy Advisory Firms
• Notice 25-201 (pdf - 58 KB)This link will open in a new windowUpdated on April 24, 2014Proxy Advisory Firms

Comments received (comments are published in their original language)

• Addenda Capital Inc. (pdf - 179 KB)This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Brian Minns)
• Agrium Inc. (pdf - 639 KB)This link will open in a new windowUpdated on August 28, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Eric B. Miller)
• Alaris Royalty Corp. (pdf - 244 KB)This link will open in a new windowUpdated on July 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Michael D. Ervin)
• Andrew Swarthout (pdf - 49 KB)This link will open in a new windowUpdated on June 18, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Australian Institute of Company Directors (pdf - 2 MB)This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (John H. C. Colvin)
• BlackRock, Inc. (pdf - 31 KB)This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Zachary M. Oleksiuk)
• Blake, Cassels & Graydon LLP (pdf - 111 KB)This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (John M. Tuzyk)
• Bombardier Inc. (pdf - 607 KB)This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Daniel Desjardins)
• Brad Farquhar (pdf - 15 KB)This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• British Columbia Investment Management Corporation (pdf - 535 KB)This link will open in a new windowUpdated on July 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Bryan Thomson)
• Bruno Kaiser (pdf - 46 KB)This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Caisse de dépôt et placement du Québec (pdf - 128 KB)This link will open in a new windowUpdated on July 10, 2014"consultation,projet,avis,25-201,indication,agence,conseil,vote" (Ginette Depelteau)
• Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 48 KB)This link will open in a new windowUpdated on June 18, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Ada Litvinov)
• Canadian Coalition for Good Governance (Daniel E. Chornous) (pdf - 496 KB)This link will open in a new windowUpdated on June 11, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Canadian Council of Chief Executives (pdf - 736 KB)This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (John Manley)
• Canadian Investor Relations Institute (pdf - 139 KB)This link will open in a new windowUpdated on July 22, 2014 (Yvette Lokker)
• Canadian Oil Sands Limited (pdf - 203 KB)This link will open in a new windowUpdated on June 6, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Trudy M. Curran)
• Center for Capital Markets Competitiveness (pdf - 340 KB)This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Tom Quaadman)
• CI Financial Corp. (pdf - 231 KB)This link will open in a new windowUpdated on July 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Sheila A. Murray)
• Coerente Capital Management (pdf - 24 KB)This link will open in a new windowUpdated on August 28, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Len Racioppo)
• Dan Barnholden (pdf - 74 KB)This link will open in a new windowUpdated on June 18, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• David H. Laidley (pdf - 13 KB)This link will open in a new windowUpdated on July 8, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• David Regan (pdf - 85 KB)This link will open in a new windowUpdated on June 30, 2014"consultation,draft,regulation 45-108,crowdfunding,blanket order,start-up,prospectus,registration,exemption,portal,internet,SME,projet,règlement 45-108,financement participatif,décision générale,dispense,prospectus,inscription,démarrage,Québec,portail,internet,PME"
• Endeavour Silver Corp. (pdf - 336 KB)This link will open in a new windowUpdated on July 25, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Bradford Cooke)
• Enerplus Corporation (pdf - 2 MB)This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (David A. McCoy)
• Gary Patterson (pdf - 46 KB)This link will open in a new windowUpdated on June 16, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Glass, Lewis & Co. (pdf - 206 KB)This link will open in a new windowUpdated on July 24, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Katherine H. Rabin & Robert McCormick)
• Goldcorp Inc. (pdf - 214 KB)This link will open in a new windowUpdated on July 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Peter Dey)
• Hansell LLP (pdf - 311 KB)This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Frédéric Duguay, Carol Hansell et Brian Calalang)
• High Liner Foods (pdf - 10 MB)This link will open in a new windowUpdated on August 28, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Timothy Rorabeck)
• Imperial Oil Limited (pdf - 854 KB)This link will open in a new windowUpdated on June 10, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Lara Pella)
• Input Capital (pdf - 14 KB)This link will open in a new windowUpdated on September 9, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,indication,agence,conseil,vote" (Doug Emsley)
• Institut sur la gouvernance d'organisations privées et publiques (pdf - 525 KB)This link will open in a new windowUpdated on July 23, 2014"consultation, projet,avis,25-201,indication,agence,conseil,vote" (Yvan Allaire, etc.)
• Institute of Corporate Directors (pdf - 92 KB)This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Stan Magidson)
• ISS  (pdf - 767 KB)This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"(Martha Carter and Debra Sisti)
• Jack Lee (pdf - 12 KB)This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Jeff Kennedy (pdf - 34 KB)This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• John P. A. Budreski (pdf - 132 KB)This link will open in a new windowUpdated on June 16, 2014
• Ken McDonald (pdf - 61 KB)This link will open in a new windowUpdated on June 19, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Magna International Inc. (pdf - 47 KB)This link will open in a new windowUpdated on June 13, 2014 (Bassem A. Shakeel)
• Marcel DeGroot (pdf - 72 KB)This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Mary Ritchie (pdf - 12 KB)This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Mercer (pdf - 72 KB)This link will open in a new windowUpdated on June 23, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Gregg Passin and Kenneth Yung)
• NEI Investments (pdf - 618 KB)This link will open in a new windowUpdated on June 25, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Robert Walker)
• Nolan Watson (pdf - 52 KB)This link will open in a new windowUpdated on June 16, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Norton Rose Fulbright Canada LLP (pdf - 51 KB)This link will open in a new windowUpdated on July 22, 2014
• Peter Aklerley (pdf - 44 KB)This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Philip L. Webster (pdf - 36 KB)This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• PIAC Pension Investment Association of Canada (pdf - 128 KB)This link will open in a new windowUpdated on July 9, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Michael Keenan)
• Placements Montrusco Bolton inc. (pdf - 4 MB)This link will open in a new windowUpdated on June 25, 2014"consultation,projet,avis,25-201,indication,agence,conseil,vote" (Christian Godin)
• Power Corporation of Canada (pdf - 7 MB)This link will open in a new windowUpdated on July 22, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Stéphane Lemay)
• Public Sector Pension Investment Board (pdf - 128 KB)This link will open in a new windowUpdated on June 19, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Stéphanie Lachance)
• Manifest Information Services Ltd & The Manifest Voting Agency Ltd (pdf - 202 KB)This link will open in a new windowUpdated on June 25, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Sarah Wilson)
• Shareholder Association for Research and Education (pdf - 473 KB)This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Peter Chapman)
• Shareholder Communications Coalition (pdf - 10 MB)This link will open in a new windowUpdated on August 28, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote" (Neils Holch)
• Shorecrest Group Ltd. (pdf - 86 KB)This link will open in a new windowUpdated on July 24, 2014(Penny Rice)
• Suzan Fraser (pdf - 34 KB)This link will open in a new windowUpdated on June 25, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"
• Trinidad Drilling Ltd (Ken Stickland) (pdf - 52 KB)This link will open in a new windowUpdated on June 18, 2014"consultation,draft,notice,25-201,guidance,proxy,advisory,firm,projet,avis,25-201,indication,agence,conseil,vote"

• Regulatory Notice (pdf - 15 KB)This link will open in a new windowUpdated on June 19, 2014
• Regulation (pdf - 14 KB)This link will open in a new windowUpdated on June 19, 2014

• Notice (pdf - 138 KB)This link will open in a new windowUpdated on March 19, 2014Offering Memorandum Exemption
• Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions (pdf - 96 KB)This link will open in a new windowUpdated on March 19, 2014Offering Memorandum Exemption
• CSA Staff Notice 45-314: Consolidated List of Current CSA Exempt Market Initiatives (pdf - 93 KB)This link will open in a new windowUpdated on March 20, 2014List of Current CSA Exempt Market Initiatives

Comments received

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on March 19, 2014
• Multilateral CSA Notice (pdf - 157 KB)This link will open in a new windowUpdated on March 19, 2014Crowdfunding
• Summary of the proposed crowdfunding prospectus exemption (pdf - 279 KB)This link will open in a new windowUpdated on March 19, 2014Crowdfunding
• Summary of the proposed registration framework (pdf - 176 KB)This link will open in a new windowUpdated on March 19, 2014Crowdfunding
• Regulation 45-108 respecting Crowdfunding (pdf - 218 KB)This link will open in a new windowUpdated on March 19, 2014Crowdfunding
• Policy Statement to Regulation 45-108 respecting Crowdfunding (pdf - 98 KB)This link will open in a new windowUpdated on March 19, 2014Crowdfunding
• Blanket Orders on the Start-Up Crowdfunding Prospectus and Registration Exemption in Québec and Forms (pdf - 219 KB)This link will open in a new windowUpdated on March 19, 2014Blanket order - Crowdfunding
• CSA Staff Notice 45-314: Consolidated List of Current CSA Exempt Market Initiatives (pdf - 93 KB)This link will open in a new windowUpdated on March 20, 2014List of Current CSA Exempt Market Initiatives

Comments received (comments are published in their original language)

• Alanna Holowinsky
• AUM Law  (Erez Blumberger)
• Canadian Advocacy Council for Canadian CFA Institute Societies  (Ada Litvinov)
• Canadian Foundation for Advancement of Investor Rights  (Neil Gross)
• CoPower  (David Berliner, Larry Markowitz, Raphael Bouskila and Russel Pullan)
• David Bethune
• Derek Simon
• Duncun Ebata
• Dylan Sagar
• Equity Crowdfunding Alliance of Canada  (Brian Koscak and Calvin McElroy)
• Fonds de solidarité FTQ  (Philippe Bonin)
• Invest Crowdfund Québec  (Diana Yazidjian, Jean-François Hudon, Maxime Lévesque et François Noël)
• Kenmar Associates
• National Crowdfunding Association of Canada  (Craig Asano)
• Optimize Capital Markets  (Matthew J. McGrath)
• PCMA Private Capital Markets Association  (Brian Koscak and Geoffrey Ritchie)
• Prospectors & Developers Association of Canada  (Rodney N. Thomas)
• René Raymond Sugar
• RBC
  • RBC Dominion Securities Inc. (Nick Cardinale)
  • RBC Global Asset Management Inc. (Larry Neilsen)
  • RBC PH&N Investment Counsel Inc. (Martha Rafuse)
• SIPA
• Stewart McKelvey  (Andrew Burke and Gavin Stuttard)
• The Bay Wind Field Inc.  (David M. Walton)
• The Investment Funds Institute of Canada (pdf - 251 KB)This link will open in a new windowUpdated on June 23, 2014"consultation,draft,proposed,regulation to amend regulation 45-106,prospectus,registration,exemption,offering,memorandum,capital raising,risk acknowledgement,eligible investor,projet,règlement modifiant le règlement 45-106,règlement 45-106,dispense,inscription,placement au moyen d’une notice d’offre,notice d’offre,investisseur admissible,reconnaissance de risque,collecte de capitaux" (Ralf Hensel)
• The McKenzie Accelerator  (Michael D. Tripp)
• TMX Group  (Kevan Cowan)