In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally June 3, 2020, has been postponed until July 20, 2020.

• Regulatory Notice (pdf - 27 KB)This link will open in a new windowUpdated on March 5, 2020Amendments to Enhance Protection of Older and Vulnerable Clients.
• CSA Notice of consultation (pdf - 130 KB)This link will open in a new windowUpdated on March 5, 2020Amendments to Enhance Protection of Older and Vulnerable Clients.
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 29 KB)This link will open in a new windowUpdated on March 5, 2020Amendments to Enhance Protection of Older and Vulnerable Clients.
• Amendments to Policy Statement to Regulation 31-103 (pdf - 58 KB)This link will open in a new windowUpdated on March 5, 2020Amendments to Enhance Protection of Older and Vulnerable Clients.

Comments received (comments are published in their original language)

Advocis, The Financial Advisors Association of Canada (pdf - 272 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Association of Canadian Compliance Professionals (pdf - 235 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Canadian Advocacy Council of CFA Societies Canada (pdf - 246 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Canadian Foundation for Advancement of Investor Rights (pdf - 296 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (FAIR Canada)

CARP (pdf - 302 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Chaire de recherche Antoine-Turmel sur protection juridique des personnes aînées (pdf - 714 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (Université Laval)

Chaire en gouvernance et droit des affaires (pdf - 361 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients(Université de Montréal) - Me Stéphane Rousseau

Edward Jones (pdf - 90 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Federation of Mutual Fund Dealers (pdf - 825 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

IG Wealth Management (pdf - 167 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Independent Financial Brokers of Canada (pdf - 287 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investment Funds Institute of Canada (IFIC) (pdf - 323 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investor Advisory Panel (pdf - 147 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Investment Industry Association of Canada (pdf - 899 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (IIAC)

Jakab Law and Compliance and Veronica Armstrong Law Corporation (pdf - 2 MB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Kenmar Associates (Ken Kivenko) (pdf - 491 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Lawyers in BLG’s Investment Management Practice Group and Disputes Grou (pdf - 255 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clientsp - Jason Brooks, Rebecca Cowdery, Lynn McGrade, Laura Paglia, and Michael Taylor

Leede Jones Gable Inc. (pdf - 325 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Linda Clunie (pdf - 2 MB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Manulife Securities (pdf - 170 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

MBC Law Professional Corporation (pdf - 486 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

MICA Capital Inc. (pdf - 474 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Mouvement Desjardins (pdf - 272 KB)This link will open in a new windowUpdated on July 17, 2020

Portfolio Management Association of Canada (pdf - 175 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients (PMAC)

Portfolio Strategies Corporation (pdf - 242 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Quadrus Investment Services Limtied (pdf - 157 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

Sun Life Financial Investment Services (Canada) Inc. (pdf - 71 KB)This link will open in a new windowUpdated on September 8, 2020Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients

In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally May 27, 2020, has been postponed until July 13, 2020.

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on February 27, 2020Regulatory Notice about the consultation of Regulation 45-110.
• Notice of consultation (pdf - 598 KB)This link will open in a new windowUpdated on February 27, 2020Notice of consultation for Regulation 45-110 and concordant regulations.
• Regulation 45-110 (pdf - 336 KB)This link will open in a new windowUpdated on February 27, 2020Draft Regulation about Start-up Crowdfunding Registration and Prospectus Exemptions.
• Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) (pdf - 15 KB)This link will open in a new windowUpdated on February 27, 2020Consequential amendments relating to Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions.
• Regulation to amend Regulation 45-102 respecting Resale of Securities (pdf - 12 KB)This link will open in a new windowUpdated on February 27, 2020Consequential amendments relating to Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions.  

Comments received (comments are published in their original language)

• James S. Hershaw (pdf - 238 KB)This link will open in a new windowUpdated on June 3, 2020Draft Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions
• National Crowdfunding and Fintech Association (pdf - 177 KB)This link will open in a new windowUpdated on June 3, 2020Draft Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions - Craig Asano on behalf of NCFA
• Vested Technology Corp. (pdf - 158 KB)This link will open in a new windowUpdated on June 3, 2020Draft Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions - David Patterson and David Brook
• FrontFundr (pdf - 267 KB)This link will open in a new windowUpdated on June 25, 2020Projet de Règlement 45-110 sur les dispenses de prospectus et d’inscription pour financement participatif des entreprises en démarrage - Silver Maple Ventures Inc.
• BCCOOP (pdf - 258 KB)This link will open in a new windowUpdated on June 25, 2020Projet de Règlement 45-110 sur les dispenses de prospectus et d’inscription pour financement participatif des entreprises en démarrage - Ben Hyman

In view of the current situation related to COVID-19, the deadline for submitting comments for this consultation, which was originally May 13, 2020, has been postponed until June 29, 2020.

• Regulatory Notice (pdf - 24 KB)This link will open in a new windowUpdated on February 13, 2020
• CSA Second Notice of Consultation (pdf - 181 KB)This link will open in a new windowUpdated on February 11, 2020
• Draft Regulation 52-112 (pdf - 48 KB)This link will open in a new windowUpdated on February 13, 2020
• Draft Policy Statement to Regulation 52-112 (pdf - 104 KB)This link will open in a new windowUpdated on February 13, 2020
• Draft Consequential Amendments
  • Regulation to amend Regulation 45-108 respecting Crowdfunding (pdf - 10 KB)This link will open in a new windowUpdated on February 13, 2020
  • Amendments to Policy Statement to Regulation 45-108 (pdf - 38 KB)This link will open in a new windowUpdated on February 13, 2020
  • Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 14 KB)This link will open in a new windowUpdated on February 13, 2020
  • Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets (pdf - 15 KB)This link will open in a new windowUpdated on February 13, 2020
  • Amendments to Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards (pdf - 15 KB)This link will open in a new windowUpdated on February 13, 2020 

• CSA Consultation Paper 51-405 (pdf - 131 KB)This link will open in a new windowUpdated on January 9, 2020CSA Consultation Paper 51-405 about consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers.

Comments received (comments are published in their original language)

Alistair Harrigan (pdf - 69 KB)This link will open in a new windowUpdated on February 28, 2020

Anthony Heller (pdf - 82 KB)This link will open in a new windowUpdated on February 28, 2020

Association des banquiers canadiens (pdf - 152 KB)This link will open in a new windowUpdated on March 11, 2020

Borden Ladner Gervais LLP (pdf - 185 KB)This link will open in a new windowUpdated on March 11, 2020

Broadridge Financial Solutions, Inc. (pdf - 1 MB)This link will open in a new windowUpdated on March 11, 2020

Canadian Coalition for Good Governance (pdf - 126 KB)This link will open in a new windowUpdated on March 9, 2020

Canadian Foundation for Advancement of Investor Rights (pdf - 146 KB)This link will open in a new windowUpdated on March 11, 2020

Canadian Investor Relations Institute (pdf - 159 KB)This link will open in a new windowUpdated on March 11, 2020

Canadian Natural Resources Limited (pdf - 287 KB)This link will open in a new windowUpdated on March 11, 2020

Cenovus Energy Inc. (pdf - 169 KB)This link will open in a new windowUpdated on March 11, 2020

CFA Societies Canada (pdf - 188 KB)This link will open in a new windowUpdated on February 28, 2020

Davies (pdf - 200 KB)This link will open in a new windowUpdated on March 9, 2020

Fasken Martineau DuMoulin LLP (pdf - 18 MB)This link will open in a new windowUpdated on March 9, 2020

Fidelity Investments Canada ULC (pdf - 187 KB)This link will open in a new windowUpdated on March 13, 2020

Great-West Lifeco Inc. (pdf - 166 KB)This link will open in a new windowUpdated on March 10, 2020

Investment Industry Association of Canada (pdf - 329 KB)This link will open in a new windowUpdated on March 9, 2020

Investor Advisory Panel (pdf - 166 KB)This link will open in a new windowUpdated on March 9, 2020

Ken Kivenko (pdf - 606 KB)This link will open in a new windowUpdated on February 28, 2020

L’Association du Barreau Candadien (pdf - 287 KB)This link will open in a new windowUpdated on March 11, 2020

L’institut des fonds d’investissement du Canada (pdf - 397 KB)This link will open in a new windowUpdated on March 11, 2020

Norton Rose Gulbright Canada LLP (pdf - 124 KB)This link will open in a new windowUpdated on March 10, 2020

Osler, Hoskin & Harcourt LLP (pdf - 293 KB)This link will open in a new windowUpdated on March 11, 2020

Portfolio Management Association of Canada (pdf - 133 KB)This link will open in a new windowUpdated on March 9, 2020

Québec Bourse (pdf - 93 KB)This link will open in a new windowUpdated on March 9, 2020

RBC Wealth Management (pdf - 120 KB)This link will open in a new windowUpdated on March 11, 2020

Securities Transfer Association of Canada (pdf - 135 KB)This link will open in a new windowUpdated on March 11, 2020

SkyLaw (pdf - 560 KB)This link will open in a new windowUpdated on March 9, 2020

TSX (pdf - 230 KB)This link will open in a new windowUpdated on March 11, 2020

• Regulatory Notice (pdf - 21 KB)This link will open in a new windowUpdated on October 2, 2019Canadian Public Accountability Board (CPAB)
• CSA Notice of Consultation (pdf - 75 KB)This link will open in a new windowUpdated on October 2, 2019Canadian Public Accountability Board (CPAB)
• Regulation to amend Regulation 52-108 (pdf - 28 KB)This link will open in a new windowUpdated on October 2, 2019Canadian Public Accountability Board (CPAB)
• Amendments to Policy Statement to Regulation 52-108 (pdf - 49 KB)This link will open in a new windowUpdated on October 2, 2019Canadian Public Accountability Board (CPAB)

• Regulatory Notice (pdf - 33 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1
• CSA Notice of consultation (pdf - 277 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
• Workstream One (pdf - 254 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Consolidate the Simplified Prospectus and the Annual Information Form
• Workstream two (pdf - 107 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Investment Fund Designated Website
• Workstream three (pdf - 74 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Codify Exemptive Relief Granted in Respect of Notice-and-Access Applications
• Workstream four (pdf - 27 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1 : Minimize Filings of Personal Information Forms
• Workstream five (pdf - 102 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Codify Exemptive Relief Granted in Respect of Conflicts Applications
• Workstream six (pdf - 19 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, stage 1: Broaden Pre-Approval Criteria for Investment Fund Mergers
• Workstream seven (pdf - 24 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1: Repeal Regulatory Approval Requirements for Change of Manager, Change of Control of a Manager, and Change of Custodian that Occurs in Connection with a Change of Manager
• Workstream eight (pdf - 85 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1: Codify Exemptive Relief Granted in Respect of Fund Facts Delivery Applications
• Additionnal Amendments (pdf - 20 KB)This link will open in a new windowUpdated on September 11, 2019Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, stage 1

Comments received (comments are published in their original language)

Advocis (Greg Pollock, Abe Toews) (pdf - 730 KB)This link will open in a new windowUpdated on January 6, 2020

AGF Investments Inc. (Mark Adams) (pdf - 113 KB)This link will open in a new windowUpdated on January 6, 2020

Allternative Investment Management Association Canada - AIMA Canada (pdf - 1 MB)This link will open in a new windowUpdated on January 6, 2020

BlackRock Asset Management Canada Limited (Margaret Gunawan) (pdf - 539 KB)This link will open in a new windowUpdated on January 6, 2020

Borden Ladner Gervais LLP – BLG (Rebecca Cowdery, Kathryn Fuller, Sarah Gardiner, Sienne Lau, Roma Lotay) (pdf - 99 KB)This link will open in a new windowUpdated on January 6, 2020

Broadridge (Patricia Rosch) (pdf - 346 KB)This link will open in a new windowUpdated on January 6, 2020CSA Notice and Request for Comment – Reducing Regulatory Burden for Investment Fund Issuers

Canadian Advocacy Council - CFA Societies Canada (pdf - 180 KB)This link will open in a new windowUpdated on January 6, 2020

Eric Adelson (pdf - 756 KB)This link will open in a new windowUpdated on January 6, 2020

Fasken (pdf - 516 KB)This link will open in a new windowUpdated on January 6, 2020

Fidelity Investment Canada ULC (Sian Burgess) (pdf - 312 KB)This link will open in a new windowUpdated on January 6, 2020

Franklin Templeton Investment Corporation (Brad Beuttenmiller) (pdf - 221 KB)This link will open in a new windowUpdated on January 6, 2020

IG Wealth Management – IGM financial Inc. (Rhonda Goldberg) (pdf - 459 KB)This link will open in a new windowUpdated on January 6, 2020IG Wealth Management – IGM financial Inc. (Rhonda Goldberg)

Invesco (Shalomi Abraham) (pdf - 102 KB)This link will open in a new windowUpdated on January 6, 2020

Investment Funds Institute of Canada (Minal Upadhyaya) (pdf - 604 KB)This link will open in a new windowUpdated on January 6, 2020

Mackenzie Financial Corporation – IGM Financial Inc. (Rhonda Goldberg) (pdf - 693 KB)This link will open in a new windowUpdated on January 6, 2020

Manulife (pdf - 54 KB)This link will open in a new windowUpdated on January 7, 2020 (Bernard Letendre, Rick Annaert)

Mouvement Desjardins (Éric Proulx) (pdf - 583 KB)This link will open in a new windowUpdated on January 6, 2020

National Bank Investments Inc. (Marie Brault) (pdf - 471 KB)This link will open in a new windowUpdated on January 6, 2020

Portfolio Management Association of Canada - PMAC (Margaret Gunawan, Katie Walmsley) (pdf - 283 KB)This link will open in a new windowUpdated on January 3, 2020

Stan Turner (pdf - 113 KB)This link will open in a new windowUpdated on January 6, 2020

TSX Trust (pdf - 66 KB)This link will open in a new windowUpdated on January 7, 2020 (Loui Anastasopoulos)

Vanguard Investments Canada Inc. (Kathleen C. Bock) (pdf - 4 MB)This link will open in a new windowUpdated on January 6, 2020

• Regulatory Notice (pdf - 23 KB)This link will open in a new windowUpdated on September 5, 2019Business acquisition report (BAR)
• CSA Notice of Consultation (pdf - 78 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR)
• Regulation to amend Regulation 51-102 (pdf - 17 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR)
• Amendments to Policy Statement to Regulation 51-102 (pdf - 17 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR)
• Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 14 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR)
• Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 14 KB)This link will open in a new windowUpdated on September 5, 2019Business Acquisition Report Requirements (BAR)

Comments received (comments are published in their original language)

Canadian Coalition for Good Governance (pdf - 138 KB)This link will open in a new windowUpdated on November 27, 2019

Canadian Investor Relations Institute (pdf - 155 KB)This link will open in a new windowUpdated on December 5, 2019

Cenovus Energy Inc. (pdf - 690 KB)This link will open in a new windowUpdated on December 5, 2019

CFA Societies Canada (pdf - 164 KB)This link will open in a new windowUpdated on December 3, 2019

Chartered Professional Accountants of Canada (pdf - 190 KB)This link will open in a new windowUpdated on December 4, 2019

Ernst & Young LLP (pdf - 120 KB)This link will open in a new windowUpdated on December 5, 2019

Investment Industry Association Of Canada (pdf - 260 KB)This link will open in a new windowUpdated on December 3, 2019

Magna International Inc. (pdf - 104 KB)This link will open in a new windowUpdated on December 3, 2019

McCarthy Tétrault LLP (pdf - 270 KB)This link will open in a new windowUpdated on December 5, 2019

Portfolio Management Association Of Canada (pdf - 119 KB)This link will open in a new windowUpdated on December 5, 2019

Québec Bourse Inc. (pdf - 1 MB)This link will open in a new windowUpdated on December 5, 2019

Stikeman Elliott LLP (pdf - 130 KB)This link will open in a new windowUpdated on December 5, 2019

TSX (pdf - 226 KB)This link will open in a new windowUpdated on December 5, 2019

Veritas Investment Research (pdf - 2 MB)This link will open in a new windowUpdated on January 9, 2020

• Regulatory Notice
  (pdf - 21 KB)This link will open in a new windowUpdated on May 9, 2019At-the-Market Distributions
• CSA Notice of consultation
  (pdf - 77 KB)This link will open in a new windowUpdated on May 9, 2019At-the-Market Distributions
• Regulation to amend Regulation 44-102 (pdf - 44 KB)This link will open in a new windowUpdated on May 9, 2019At-the Market Distributions
• Amendments to Policy Statement to Regulation 44-102 (pdf - 28 KB)This link will open in a new windowUpdated on May 9, 2019At-the-Market Distributions

Comments received (comments are published in their original language)

Blakes, Cassels & Graydon LLP (pdf - 102 KB)This link will open in a new windowUpdated on October 7, 2019At-the-Market Distributions Nicole Cargill, Jill Davis, Stacy McLean, Tim Phillips, Trevor Rowles & Brendan Reay  

Canadian Advocacy Council of CFA Societies Canada (pdf - 167 KB)This link will open in a new windowUpdated on August 5, 2019At-the-Market Distributions

Davies Ward Phillips & Vineberg LLP (PDF - 210 KB)This link will open in a new windowUpdated on August 8, 2019At-the-Market Distributions Robin Upshall & Robert Murphy

Investment Industry Association of Canada (IIAC) (pdf - 358 KB)This link will open in a new windowUpdated on August 8, 2019At-the-Market Susan Copland

Prospectors & Developers Association of Canada (PDAC) (pdf - 514 KB)This link will open in a new windowUpdated on August 8, 2019At-the-Market Lisa McDonald

RBC Capital Markets (pdf - 132 KB)This link will open in a new windowUpdated on October 7, 2019At-the-Market Distributions Nitin Babbar

Toronto Stock Exchange (TSX) (pdf - 202 KB)This link will open in a new windowUpdated on October 7, 2019At-the-Market Distributions Loui Anastasopoulos

• Regulatory Notice (pdf - 20 KB)This link will open in a new windowUpdated on April 29, 2019National records filing systems renewal
• CSA Notice of Consultation (pdf - 72 KB)This link will open in a new windowUpdated on April 29, 2019renewing its national records filing systems
• Regulation 13-102 (pdf - 43 KB)This link will open in a new windowUpdated on April 29, 2019National Records Filing Systems Renewal

Comments received (comments are published in their original language)

For comments, please refer to Draft Regulation 13-103 respecting System Replacement

• Regulatory Notice (pdf - 29 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement
• CSA Notice of Consultation (pdf - 73 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement
• Regulation 13-103 (pdf - 101 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement
• Policy Statement to Regulation 13-103 (pdf - 43 KB)This link will open in a new windowUpdated on April 30, 2019System Replacement
• Concordant Amendments - Regulation, Policy Statement and Notice (pdf - 382 KB)This link will open in a new windowUpdated on May 2, 2019System Replacement

Comments received (comments are published in their original language)

Borden Ladner Gervais LLP (pdf - 561 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Rule Rebecca Cowdery, Prema K.R. Thiele, Stephen Robertson and Jessica Evans

Canadian Advocacy Council of CFA Societies Canada (pdf - 189 KB)This link will open in a new windowUpdated on July 23, 2019National Systems Renewal Program Rule

CI Investment Inc. (pdf - 140 KB)This link will open in a new windowUpdated on August 5, 2019Natioanl Systems Renewal Program Rule Tim Currie

Canadian Investor Relations Institute (CIRI) (pdf - 124 KB)This link will open in a new windowUpdated on July 30, 2019National Systems Renewal Program Rule Yvette Lokker

Investment Funds Institute of Canada (IFIC) (pdf - 211 KB)This link will open in a new windowUpdated on July 30, 2019National Systems Renewal Program Rule Minal Upadhyaya

Investment Industry Association of Canada (IIAC) (pdf - 271 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Susan Copland (13-103)

Investment Industry Association of Canada (IIAC) (pdf - 222 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Susan Copland (13-102)

Portfolio Management Association of Canada (pdf - 125 KB)This link will open in a new windowUpdated on July 30, 2019National Systems Renewal Program Rule Katie Walmsley and Margaret Gunawan

VigilantCS (pdf - 128 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Robert Kirwin