• CSA Notice of Consultation (pdf - 92 KB)This link will open in a new windowUpdated on August 11, 2021Financial Statement Requirements
• Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements (pdf - 58 KB)This link will open in a new windowUpdated on August 11, 2021Financial Statement Requirements;
• Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations (pdf - 16 KB)This link will open in a new windowUpdated on August 11, 2021Financial Statement Requirements..

Comments received (comments are published in their original language)

• Fasken Martineau DuMoulin LLP (pdf - 179 KB)This link will open in a new windowUpdated on October 21, 2021Fasken comments Primary Business final filed
• Goodmans LLP (pdf - 159 KB)This link will open in a new windowUpdated on October 21, 2021GOODMANS-Comments_on_CSA_Notice_and_Request_for_Comment_re__Proposed_Changes_to_Companion_Policy_41-101CP
• Osler, Hoskin & Harcourt LLP (pdf - 256 KB)This link will open in a new windowUpdated on October 21, 2021CSA Consultation 41-101CP - Osler comment letter
• PricewaterhouseCoopers LLP (pdf - 135 KB)This link will open in a new windowUpdated on October 21, 2021PwC Comment Letter NI41-101
• Stikeman Elliott (pdf - 414 KB)This link will open in a new windowUpdated on October 21, 2021Comment Letter - Proposed Amendments to CP 41-101
• TMX Group (pdf - 105 KB)This link will open in a new windowUpdated on October 21, 2021TSX_TSXV Comment Letter - 41-101 - Primary Business Requirements
• Torys LLP (pdf - 196 KB)This link will open in a new windowUpdated on October 21, 2021Torys Comment Letter on Primary Business Requirements

Consultation document (pdf - 553 KB)This link will open in a new windowUpdated on August 2, 2021New Self-Regulatory Organization Framework

Comments received (comments are published in their original language)

• Advocis (pdf - 261 KB)This link will open in a new windowUpdated on October 15, 2021Lettre de commentares sur l'énoncé 25-404
• Aligned Capital Partners Inc. (pdf - 3 MB)This link will open in a new windowUpdated on October 15, 2021Lettre de commentaires sur l'énoncé 25-404
• Archer gestion de patrimoine (pdf - 126 KB)This link will open in a new windowUpdated on October 22, 2021Commentaires 25-404 nouvel OAR
• Canadian Advocacy Council of CFA Societies Canada (pdf - 200 KB)This link will open in a new windowUpdated on October 15, 2021Comment letter on consultation paper 25-404
• CI Assante Wealth Management (pdf - 155 KB)This link will open in a new windowUpdated on October 15, 2021Comment letter on consultation paper 25-404
• Conseil des fonds d'investissement du Québec (pdf - 408 KB)This link will open in a new windowUpdated on October 18, 2021Commentaires 25-404 sur le nouvel OAR
• Ernest Ilson (pdf - 44 KB)This link will open in a new windowUpdated on August 25, 2021Énoncé de position 25-404 des ACVM: Nouveau cadre réglementaire des organismes d'autoréglementation
• Fair Canada (pdf - 254 KB)This link will open in a new windowUpdated on October 15, 2021Lettre de commentaires
• Federation of Mutual Fund Dealers (pdf - 654 KB)This link will open in a new windowUpdated on October 15, 2021Comment letter on consultation paper 25-404
• Goldstein Financial Investments Inc. (pdf - 62 KB)This link will open in a new windowUpdated on October 26, 2021Comment letter on consultation paper 25-404
• IA Financial Group (pdf - 228 KB)This link will open in a new windowUpdated on October 15, 2021Comment letter on consultation paper 25-404
• IG Wealth Management (pdf - 106 KB)This link will open in a new windowUpdated on October 15, 2021Lettre des commentaires sur l'énoné 25-404
• Independent Financial Brokers of Canada (pdf - 239 KB)This link will open in a new windowUpdated on October 15, 2021Comment letter on consultation paper 25-404
• Investment Industry Association of Canada (pdf - 310 KB)This link will open in a new windowUpdated on October 5, 2021Lettre de commentaires sur l'énoncé 25-404
• Kenmar Associates (pdf - 496 KB)This link will open in a new windowUpdated on September 16, 2021Commentaire reçu pour la consultation publique 25-404
• Learnedly (pdf - 51 KB)This link will open in a new windowUpdated on October 15, 2021New SRO Framework
• Manulife (pdf - 169 KB)This link will open in a new windowUpdated on October 15, 2021Manulife sur l'énoncé 25-404
• MICA Capital (pdf - 621 KB)This link will open in a new windowUpdated on September 29, 2021Commentaires de MICA Capital inc sur l'énoncé 25-404 des ACVM
• Mouvement Desjardins (pdf - 160 KB)This link will open in a new windowUpdated on October 18, 2021Lettre de commentaires sur l'enonce 25-404
• PFSL investments Canada Ltd. (pdf - 174 KB)This link will open in a new windowUpdated on October 5, 2021Lettre de commentaires sur l'énoncé 25-404
• Portfolio Management Association of Canada (pdf - 207 KB)This link will open in a new windowUpdated on October 15, 2021Lettre de commentaires sur l'énoncé 25-404
• Quadrus Investment Services Ltd (pdf - 159 KB)This link will open in a new windowUpdated on October 21, 2021Comment letter on consultation paper 25-404
• RBC (pdf - 283 KB)This link will open in a new windowUpdated on October 15, 2021Comment letter on consultation paper 25-404
• TD Bank Group (pdf - 238 KB)This link will open in a new windowUpdated on October 15, 2021comment letter
• The Canadian Institute of Financial Planning (pdf - 71 KB)This link will open in a new windowUpdated on October 15, 2021Lettre de commentaires sur l'énoné 25-404
• The Canadian Securities Institute (CSI) (pdf - 157 KB)This link will open in a new windowUpdated on October 15, 2021Comment letter on Consultation Paper 25-404
• The Investment Funds Institute of Canada (pdf - 475 KB)This link will open in a new windowUpdated on October 21, 2021Cimment letter on consultaion paper 25-404
• TMX Group (pdf - 118 KB)This link will open in a new windowUpdated on October 21, 2021Comment letter on consultation paper 25-404
• Université Laval, Faculté de droits, Groupe de recherche en droit des services financiers (pdf - 1 MB)This link will open in a new windowUpdated on October 5, 2021Lettre de commentaires sur l'énoncé 25-404

• Regulatory Notice (pdf - 24 KB)This link will open in a new windowUpdated on May 18, 2021;
• CSA Notice of consultation (pdf - 355 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 51-102 (pdf - 372 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendment to Policy Statement to Regulation 51-102 (pdf - 62 KB)This link will open in a new windowUpdated on May 18, 2021.

Concordant amendments to regulations and policy statement

• Amendments to Policy Statement 11-201 respecting Electronic Delivery of Documents (pdf - 10 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement 11-206 respecting Process for Cease to be a Reporting Issuer Applications (pdf - 10 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement 12-202 respecting Revocation of Certain Cease Trade Orders (pdf - 12 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement 12-203 respecting Management Cease Trade Orders (pdf - 16 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) (pdf - 10 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 56 KB)This link will open in a new windowUpdated on May 18, 2021;.
• Amendments to Policy Statement to Regulation 41-101 (pdf - 12 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement 41-201 respecting Income Trusts and Other Indirect Offerings (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 43-101 respecting Standards of Disclosure for Mineral Projects (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement to Regulation 43-101 (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions (pdf - 55 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement to Regulation 44-101 (pdf - 19 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 44-102 respecting Shelf Distributions (pdf - 33 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 20 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement to Regulation 45-106 (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 45-108 respecting Crowdfunding (pdf - 12 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend National Policy 46-201: Escrow for Initial Public Offerings (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement to Regulation 51-101 (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over the Counter Markets (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to National Policy 51-201: Disclosure Standards (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 52-109 respecting Certification of Disclosure in Issuers’ Annual and Interim Filings (pdf - 47 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement to Regulation 52-109 (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 52-110 respecting Audit Committees (pdf - 10 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement to Regulation 52-110 (pdf - 8 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement to Regulation 54-101 (pdf - 18 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices (pdf - 15 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 61-101 respecting Protection of Minority Security Holders in Special Transactions (pdf - 13 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 62-103 respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (pdf - 42 KB)This link will open in a new windowUpdated on May 18, 2021;
• Amendments to Policy Statement to Regulation 71-102 (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (pdf - 10 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend Regulation 81-102 respecting Investment Funds (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021;
• Regulation to amend the Securities Regulation (pdf - 9 KB)This link will open in a new windowUpdated on May 18, 2021.

Comments received (comments are published in their original language)

• Association canadienne du commerce des valeurs mobilières (pdf - 376 KB)This link will open in a new windowUpdated on September 16, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Bennett Jones LLP (pdf - 52 KB)This link will open in a new windowUpdated on September 27, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Blakes, Cassels & Graydon LLP (pdf - 228 KB)This link will open in a new windowUpdated on September 17, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Steven McKoen et Matthew Merkley)
• Broadridge Investor Communications Corporation (pdf - 2 MB)This link will open in a new windowUpdated on September 13, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Martha Moen)
• Canadian Advocacy Council of CFA Societies Canada (pdf - 225 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue(The)
• Canadian Bankers Association (pdf - 253 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Canadian Coalition for Good Governance (pdf - 147 KB)This link will open in a new windowUpdated on September 17, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Marcia Moffat)
• Canadian Investor Relations Institute (pdf - 252 KB)This link will open in a new windowUpdated on September 17, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Yvette Lokker)
• Canadian Natural Resources Limited (pdf - 230 KB)This link will open in a new windowUpdated on October 6, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Canadian Public Accountability Board (pdf - 250 KB)This link will open in a new windowUpdated on September 16, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Carol A. Paradine)
• Cenovus Energy Inc. (pdf - 149 KB)This link will open in a new windowUpdated on October 6, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Gary F. Molnar et Neil W. Robertson)
• Chartered Professional Accountants Canada (pdf - 262 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Gordon Beal)
• Conseil canadien sur la reddition de comptes (pdf - 250 KB)This link will open in a new windowUpdated on September 16, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Davies Ward Phillips & Vineberg LLP (pdf - 284 KB)This link will open in a new windowUpdated on September 17, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Robin Upshall et Sebastien Roy)
• Deloitte LLP (pdf - 123 KB)This link will open in a new windowUpdated on September 23, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Ernst & Young LLP (pdf - 170 KB)This link will open in a new windowUpdated on September 17, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Fidelity Investments Canada ULC (pdf - 192 KB)This link will open in a new windowUpdated on September 17, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Rob Sklar)
• Great-West Lifeco Inc. (pdf - 218 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Jeremy W. Trickett)
• IGM Financial Inc. (pdf - 162 KB)This link will open in a new windowUpdated on September 17, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Ian Lawrence)
• Investment Industry Association of Canada (pdf - 376 KB)This link will open in a new windowUpdated on September 16, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Susan Copland)
• KPMG LLP (pdf - 154 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Brad Owen)
• Manulife (pdf - 256 KB)This link will open in a new windowUpdated on September 16, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (James D. Gallagher)
• Marrelli Support Services (pdf - 117 KB)This link will open in a new windowUpdated on August 11, 2021
• McCarthy Tétrault LLP (pdf - 24 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Jessica Brown et Michael J. Eldridge)
• MNP LLP (pdf - 205 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (David Danziger)
• Norton Rose Fulbright Canada LLP (pdf - 145 KB)This link will open in a new windowUpdated on September 17, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Nutrien Ltd. (pdf - 168 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Janice Anderson)
• Power Corporation of Canada (pdf - 179 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Stéphane Lemay)
• Prospectors & Developers Association of Canada (pdf - 710 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Lisa McDonald)
• PWC LLP (pdf - 191 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue
• Siskinds LLP (pdf - 244 KB)This link will open in a new windowUpdated on September 16, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Jared S. Rosenbaum)
• Stikeman Elliott LLP (pdf - 257 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue(Laura Levine)
• Sun Life Financial Inc. (pdf - 221 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Melissa Kennedy)
• TC Energy Corporation (pdf - 188 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Christine R. Johnston)
• TMX Group (pdf - 310 KB)This link will open in a new windowUpdated on September 27, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Loui Anastasopoulos)
• Torys (PDF - 169 KB)This link will open in a new windowUpdated on September 20, 2021Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and concordant regulations - Annual and Interim Filings of Non-Investment Fund Reporting Issue (Janet Holmes, Jim S. Hong, Glen R. Johnson, Karrin Powys-Lybbe, Rima Ramchandani, David Seville et Michael Zackheim)

• Regulatory Notice (pdf - 22 KB)This link will open in a new windowUpdated on April 28, 2021Regulatory notice for draft Regulation to amend Regulation 25-102.
• CSA Notice of Consultation (pdf - 142 KB)This link will open in a new windowUpdated on April 28, 2021CSA Notice of Consultation about Draft Regulation to amend Regulation 25-102 and amendments to Policy Statement.
• Draft Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators (pdf - 79 KB)This link will open in a new windowUpdated on April 28, 2021Draft Regulation to amend Regulation 25-102.
• Draft Amendments to Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators (pdf - 85 KB)This link will open in a new windowUpdated on April 28, 2021Draft Amendments to Policy Statement to Regulation 25-102

• Regulatory Notice (pdf - 67 KB)This link will open in a new windowUpdated on April 22, 2021
• CSA Notice of Consultation (pdf - 63 KB)This link will open in a new windowUpdated on April 22, 2021CSA Notice of Consultation
• Regulation to amend Regulation 14-101 respecting Definitions (pdf - 67 KB)This link will open in a new windowUpdated on April 22, 2021
• Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 16 KB)This link will open in a new windowUpdated on April 22, 2021Concordant amendments to Regulation 14-101
• Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 14 KB)This link will open in a new windowUpdated on April 22, 2021Concordant amendments to Regulation 14-101.
• Regulation to amend Regulation 62-103 respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues (pdf - 15 KB)This link will open in a new windowUpdated on April 22, 2021Concordant amendments to Regulation 14-101.
• Regulation to amend Regulation 94-102 respecting Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (pdf - 15 KB)This link will open in a new windowUpdated on April 22, 2021Concordant amendments to Regulation 14-101.

• Regulatory Notice (pdf - 24 KB)This link will open in a new windowUpdated on February 4, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines.
• CSA Notice of Consultation (pdf - 201 KB)This link will open in a new windowUpdated on February 4, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
• Regulation to amend Regulation 33-109 (pdf - 242 KB)This link will open in a new windowUpdated on February 4, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines.
• Amendments to Policy Statement to Regulation 33-109  (pdf - 79 KB)This link will open in a new windowUpdated on February 4, 2021Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines.
• Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (pdf - 21 KB)This link will open in a new windowUpdated on February 4, 2021
• Amendments to Policy Statement to Regulation 31-103  (pdf - 52 KB)This link will open in a new windowUpdated on February 4, 2021

Comments received (comments are published in their original language)

Advocis (pdf - 298 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Greg Pollock

AIMA (pdf - 1 MB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Claire Van Wyk-Allan

CAC (pdf - 188 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109

CAPITAL Group (pdf - 138 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Rick Headrick

Fair Canada (pdf - 214 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Jean-Paul Bureaud

IFB (pdf - 244 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Nancy Allan

IFIC (pdf - 330 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Arnie Hochman

IGM (pdf - 154 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Ronda Goldberg

IIAC (pdf - 698 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Susan Copland - Michelle Alexander

PMAC (pdf - 261 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Katie Walmsley

Portfolio Strategies (pdf - 814 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Mark Kent

Primerica (pdf - 269 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - John Adams

Sun Life (pdf - 69 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109 - Karen Woodman

PCMA (pdf - 302 KB)This link will open in a new windowUpdated on June 10, 2021consultation réglementaire règlement 33-109- Brian Koscakm, David Gilkes, Nadine Milne, Peter Dunne

• Regulatory and Request for comment Notice (pdf - 39 KB)This link will open in a new windowUpdated on March 18, 2021"Regulatory, Request for Comment, Notice, Regulation, distribution of syndicated mortgages"
• Regulation respecting the distribution of syndicated mortgages (pdf - 21 KB)This link will open in a new windowUpdated on March 18, 2021"draft, Regulation, distribution of syndicated mortgages"

• Consultation Paper 25-403 (pdf - 277 KB)This link will open in a new windowUpdated on December 3, 2020Activist Short Selling.

Comments received (comments are published in their original language)

Alternative Investment Management Association Canada (AIMA) (pdf - 338 KB)This link will open in a new windowUpdated on May 5, 2021La vente à découvert activiste - Adam Jacobs-Dean et al.

Anson Funds (pdf - 262 KB)This link will open in a new windowUpdated on May 5, 2021La vente à découvert activiste - Laura Salvatori

Badger Daylighting Ltd. (pdf - 595 KB)This link will open in a new windowUpdated on May 5, 2021La vente à découvert activiste - Paul Vanderberg and Glen Roane

Canadian Advocacy Council of CFA Societies Canada (pdf - 244 KB)This link will open in a new windowUpdated on May 5, 2021La vente à découvert activiste

Canadian Investor Relation Institute (CIRI) (pdf - 194 KB)This link will open in a new windowUpdated on May 5, 2021La vente à découvert activiste - Yvette Lokker

Corus Entertainment Inc. (pdf - 667 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - John R. Gossling

Davies (pdf - 182 KB)This link will open in a new windowUpdated on May 12, 2021La vente à découvert activiste - Patricia L. Olasker et al.

Exchange Income Corporation (pdf - 73 KB)This link will open in a new windowUpdated on May 5, 2021La vente à découvert activiste - Mike Pyle

Finning International Inc. (pdf - 123 KB)This link will open in a new windowUpdated on May 5, 2021La vente à découvert activiste - Amanda Hobson

Fiore Management & Advisory Corp. (pdf - 1 MB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Gordon Keep

Global Principles for Sustainable Securities Lending (Global PSSL) (pdf - 278 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Radek Stech et al.

McMillan (pdf - 268 KB)This link will open in a new windowUpdated on May 12, 2021La vente à découvert activiste - Charlotte Conlin et al.

Neo Exchange Inc. (pdf - 355 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Jos Schmitt

Northern Dynasty Minerals Ltd. (pdf - 483 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste

Novagold Resources Inc. (pdf - 277 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Gregory A. Lang

Peter Brown (pdf - 172 KB)This link will open in a new windowUpdated on May 5, 2021La vente à découvert activiste

Portfolio Management Association of Canada (pdf - 317 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Katie Walmsley and Margaret Gunawan

Prospectors & Developers Association of Canada (pdf - 527 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Lisa McDonald

RBC Capital Markets (pdf - 120 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Derek Flood

Saving Canadian Mining (pdf - 404 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Terry Lynch

Standard Uranium (pdf - 155 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Laurie Thomas

Stikeman Elliott LLP (pdf - 151 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Jeffrey M. Singer and Ramandeep K. Grewal

TMX Group Limited (pdf - 207 KB)This link will open in a new windowUpdated on May 7, 2021La vente à découvert activiste - Rizwan Awan

• Regulatory Notice (pdf - 38 KB)This link will open in a new windowUpdated on December 10, 2020Trailing-commission.
• Regulation to amend Regulation 41-101 respecting General Prospectus Requirements (pdf - 31 KB)This link will open in a new windowUpdated on December 10, 2020Commission de suivi.

• Regulatory Notice : Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations (pdf - 23 KB)This link will open in a new windowUpdated on September 16, 2020Regulatory Notice relating to consultation of Regulation to amend Regulation 45-106.
• CSA Notice of Consultation: Amendments Relating to the Offering Memorandum Prospectus Exemption (pdf - 77 KB)This link will open in a new windowUpdated on September 16, 2020CSA Notice of Consultation relating to the Offering Memorandum Prospectus Exemption.
• Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (pdf - 260 KB)This link will open in a new windowUpdated on September 16, 2020Draft Regulation to amend Regulation 45-106 in consultation until December 16, 2020
• Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions (pdf - 53 KB)This link will open in a new windowUpdated on September 16, 2020Draft Amendments to Policy Statement to Regulation 45-106 in consultation until December 16, 2020.

Comments received (comments are published in their original language)

• Canadian Advocacy Council of CFA Societies Canada (pdf - 228 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption (James Burron)
• Canadian Association of Alternative Strategies & Assets (pdf - 210 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption
• Equiton Partners Inc. (pdf - 486 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption (Jason Roque)
• FrontFundr Financial Services Inc. (pdf - 220 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption
• Investment Industry Association of Canada (pdf - 242 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption (Susan Copland)
• Norton Rose Fulbright Canada LLP (pdf - 82 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption
• Larry Wilkins (pdf - 92 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption
• Private Capital Markets Association of Canada (pdf - 585 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption (Brian Koscak, Dean Koeller and Nadine Milne)
• Skyline Group of Companies (pdf - 687 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption (Wayne Byrd)
• Steve Cohen Law Professional Corporation (pdf - 379 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption
• Three Point Capital Corp. (pdf - 100 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption (Marylyn Needham)
• Veronica Armstrong Law Corporation (pdf - 202 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption
• Wanda Morris (pdf - 113 KB)This link will open in a new windowUpdated on March 16, 2021Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption