Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation – Short-Term Debt Prospectus Exemption and Proposed Securitized Products Amendments (pdf - 342 KB)
This link will open in a new windowUpdated on January 23, 2014Short-Term Debt Prospectus Exemption and Proposed Securitized Products Amendments
Previous consultation
April 23, 2014
See details on Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation – Short-Term Debt Prospectus Exemption and Proposed Securitized Products Amendments
Comments received (comments are published in their original language)
- BMO Capital Markets (pdf - 459 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 26 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- CIBC (pdf - 219 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Canadian Tire Corporation, Limited (pdf - 245 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Stikeman Elliott LLP (pdf - 153 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- First National Financing LP (pdf - 322 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Moody’s Investors Service (pdf - 119 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- DBRS (pdf - 368 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- FAIR (pdf - 523 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Investment Industry Association of Canada (IIAC) Association canadienne du commerce des valeurs mobilières (ACCVM) (pdf - 570 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- RBC Capital Markets (pdf - 609 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
- Structured Finance Industry Group (pdf - 248 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments ») (SFIG)
- Scotia Capital Inc. (pdf - 254 KB)This link will open in a new windowUpdated on April 23, 2014
- TD Securities (pdf - 914 KB)This link will open in a new windowUpdated on April 25, 2014Prospectus and Registration Exemptions Relating to the Short-Term Debt Prospectus Exemption and Proposed Securitized Amendments (the « Proposed Amendments »)
Regulation 24-503 respecting Clearing House, Central Securities Depository and Settlement System Requirements (pdf - 803 KB)This link will open in a new windowUpdated on December 17, 2013"draft,regulation,24-503,clearing house,central securities depository,settlement system requirements,derivatives,policy statement,consultation"
Previous consultation
March 19, 2014
See details on Regulation 24-503 respecting Clearing House, Central Securities Depository and Settlement System Requirements
Comments received (comments are published in their original language)
- Groupe TMX Limitée (pdf - 217 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
- LCH Clearnet (pdf - 664 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
- TMX Group Limited (pdf - 134 KB)This link will open in a new windowUpdated on March 25, 2014Consultation
CSA Notice 81-324 and Request for Comment - Propsed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts (pdf - 176 KB)This link will open in a new windowUpdated on December 12, 2013
Previous consultation
March 12, 2014
See details on CSA Notice 81-324 and Request for Comment - Propsed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
Comments received (comments are published in their original language)
- Advocis (pdf - 100 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- AGF (pdf - 74 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Alternative Investment Management Association (AIMA) (pdf - 143 KB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- Andrew Teasdale (pdf - 170 KB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- Arthur Ross (pdf - 270 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Association of Canadian Compliance Professionals (pdf - 382 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Borden Ladner Gervais (pdf - 56 KB)This link will open in a new windowUpdated on March 19, 2014Méthode uniformisée de classification du risque des OPC
- Bullion Management Services Inc. (pdf - 628 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Canadian ETF Association (CETFA) (pdf - 134 KB)This link will open in a new windowUpdated on March 13, 2014
- Capital Group (pdf - 135 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- CFA (pdf - 44 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- CI Invesments Inc. (pdf - 31 KB)This link will open in a new windowUpdated on March 19, 2014Méthode uniformisée de classification du risque des OPC
- CIBC (pdf - 103 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Consumers Council of Canada (pdf - 260 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Dan Hallett (pdf - 891 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Debra McFadden (pdf - 87 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Denys Picard (pdf - 64 KB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- FAIR Canadian Foundation of Advancement of Investor Rights (pdf - 730 KB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- Federation of Mutual Fund Dealers (pdf - 179 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Fidelity Investments Canada ULC (pdf - 465 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Financial Planning Standards Council (pdf - 185 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Franklin Templeton Investments Corp. (pdf - 648 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Fundata (pdf - 848 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- George Christison (pdf - 136 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Hollis Wealth (pdf - 57 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Invesco (pdf - 115 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Investment Industry Association of Canada (pdf - 569 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Investment Planning Counsel Inc. (pdf - 87 KB)This link will open in a new windowUpdated on March 27, 2014Méthode uniformisée de classification du risque des OPC
- Investor Advisory Panel (pdf - 157 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Investors Group (pdf - 112 KB)This link will open in a new windowUpdated on March 17, 2014Méthode uniformisée de classification du risque des OPC
- Larry Elford (pdf - 27 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Mackenzie Investments
- Morningstar Research Inc. (pdf - 352 KB)This link will open in a new windowUpdated on March 13, 2014
- Mouvement d'éducation et de défense des actionnaires (pdf - 900 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Mouvement des caisses Desjardins (pdf - 803 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- National Bank Securities (pdf - 426 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- NEI Investments (pdf - 138 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Neil Murphy – Potfolio Audit (pdf - 64 KB)This link will open in a new windowUpdated on March 19, 2014Méthode uniformisée de classification du risque des OPC
- Odette Scholl of Business (pdf - 214 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Portfolio Management Association of Canada (pdf - 89 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- PortfolioAid (pdf - 2 MB)This link will open in a new windowUpdated on March 20, 2014Méthode uniformisée de classification du risque des OPC
- Quadrus Investment Services Ltd. (pdf - 183 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- RBC (pdf - 83 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Scotia Securities Inc. (pdf - 6 MB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- Small Investor Protection Association (pdf - 426 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Stan Gourley (pdf - 81 KB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
- Standard Life (pdf - 135 KB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- TD Asset Management Inc. (pdf - 4 MB)This link will open in a new windowUpdated on March 14, 2014Méthode uniformisée de classification du risque des OPC
- The Investment Funds Institute of Canada (IFIC) (pdf - 2 MB)This link will open in a new windowUpdated on March 12, 2014Méthode uniformisée de classification du risque des OPC
Regulation to amend Regulation 33-105 respecting Underwriting Conflicts (pdf - 184 KB)This link will open in a new windowUpdated on November 28, 2013"request,comment,draft,regulation,amend,33-105,underwriting conflicts"
Previous consultation
February 26, 2014
See details on Regulation to amend Regulation 33-105 respecting Underwriting Conflicts
Comments received (comments are published in their original language)
Regulation 45-107 respecting Listing Representation and Statutory Rights of Action Disclosure Exemptions (pdf - 115 KB)This link will open in a new windowUpdated on November 28, 2013"request,comment,draft,Regulation,45-107,Listing Representation,Statutory Rights,Action Disclosure Exemptions"
Previous consultation
February 26, 2014
See details on Regulation 45-107 respecting Listing Representation and Statutory Rights of Action Disclosure Exemptions
Comments received (comments are published in their original language)
- Davies
- Fund Managers
- Alberta Investment Management Corporation
- Caisse de dépôt et placement du Québec
- Ontario Teachers' Pension Plan Board
- RBC Global Asset Management Inc.
- SIFMA
Multilateral CSA Notice 45-312: Proposed Prospectus Exemption for Distributions to Existing Security Holders (Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders) (pdf - 228 KB)This link will open in a new windowUpdated on November 25, 2013
Previous consultation
January 20, 2014
See details on Multilateral CSA Notice 45-312: Proposed Prospectus Exemption for Distributions to Existing Security Holders (Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders)
Comments received (comments are published in their original language)
- A group of investment dealers (pdf - 131 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Global Securities Corpration
- Haywood Securities Inc.
- Leede Financial Markets Inc.
- Mackie Research Capital Corporation
- Macquarie Capital Markets Canada Ltd.
- PI Financial Corp.
- Wolverton Securities Ltd.
- Woodstone Capital Inc
- ALQ Gold Corp. (pdf - 257 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Association de l'exploration minière du Québec (pdf - 522 KB)This link will open in a new windowUpdated on January 20, 2014prospectus pour placement de titres auprès de porteurs existants
- Auramex Resource Corp. (pdf - 522 KB)This link will open in a new windowUpdated on January 20, 2014prospectus pour placement de titres auprès de porteurs existants
- Bennett Jones LLP (pdf - 54 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Boughton Law Corporation (pdf - 218 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Burnet, Duckworth & Palmer LLP (pdf - 124 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Burstall Winger (pdf - 51 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Cadillac Mining Corporation (pdf - 523 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Cambridge House International Inc. (pdf - 91 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Canadian Foundation for Advancement of Investor Rights (pdf - 706 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Canadian International Minerals Inc. (pdf - 196 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Canadian Securities Exchange (pdf - 297 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Carrie Cesarone (pdf - 109 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Carl Jonsson (pdf - 48 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Cassels Brock (pdf - 183 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Chamberlain Hutchison (pdf - 25 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Charn Deol and Rajindar Deol (pdf - 103 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Chris Bunka (pdf - 121 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Clark Wilson LLP (pdf - 471 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Critical Outcome Technologies Inc. (pdf - 312 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Darford International Inc. (pdf - 109 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Darrin Hopkins (pdf - 107 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Dave Antony (pdf - 1 MB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- DEQ Systems Corp. (pdf - 57 KB)This link will open in a new windowUpdated on January 23, 2014Commentaires concernant la consultation : Règlement 45-513 sur la dispense de prospectus pour placement de titres auprès de porteurs existants
- Dentons Canada LLP (pdf - 128 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Donald Mosher (pdf - 119 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Donald Simon (pdf - 32 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- DuMoulin Black LLP (pdf - 107 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Fiore Management & Advisory Corp. (pdf - 708 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Getz Prince Wells LLP (pdf - 22 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Global Met Coal Corporation (pdf - 1 MB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Greenock Resources Inc. (pdf - 39 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Gregory Harris (pdf - 176 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Guy Chase (pdf - 9 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Harvey Lawson (pdf - 101 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- IGC Resources Inc. (pdf - 667 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Investment Industry Association of Canada (pdf - 161 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Jennifer Boyle (pdf - 514 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Jordan Capital Markets Inc. (pdf - 2 MB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Judie Whitby (pdf - 42 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Kensington Court Ventures Inc. (pdf - 43 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Leede Financial Markets Inc. (pdf - 116 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Louis Béliveau (pdf - 52 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Macdonald Sager Manis LLP (pdf - 403 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Manex Resource Group (pdf - 277 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Masurparia Gold Corporation (pdf - 213 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- McCullough O’Connor Irwin LLP (pdf - 259 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Midas Gold (pdf - 164 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Miller Thomson LLP (pdf - 246 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- Nav Dhaliwal (pdf - 37 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Newmac Resources Inc. (pdf - 49 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Norton Rose Fulbright (pdf - 56 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Pelangio Exploration Inc. (pdf - 330 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Prospectors & Developers Association of Canada (pdf - 512 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Prospero Silver Corp. (pdf - 85 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Ressources Appalaches (pdf - 48 KB)This link will open in a new windowUpdated on January 14, 2014Commentaires concernant la consultation : Règlement 45-513 sur la dispense de prospectus pour placement de titres auprès de porteurs existants
- Richardson GMP Limited (pdf - 168 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Salley Bowes Harwardt Law Corp. (pdf - 79 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Skyharbour Resources Ltd. (pdf - 145 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- Strait Minerals Inc. (pdf - 50 KB)This link will open in a new windowUpdated on March 11, 2014Proposed prospectus exemption for distributions to existing security holders
- The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 226 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
- TMX Group Limited (pdf - 180 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Venture Capital Markets Association (pdf - 81 KB)This link will open in a new windowUpdated on February 5, 2014Proposed prospectus exemption for distributions to existing security holders
- Venture Law Corporation (pdf - 361 KB)This link will open in a new windowUpdated on February 10, 2014Proposed prospectus exemption for distributions to existing security holders
Draft Regulation to Amend: Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities and Draft Amendments to Policy Statement to Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities (pdf - 508 KB)This link will open in a new windowUpdated on October 16, 2013
Previous consultation
January 17, 2014
CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure (pdf - 243 KB)This link will open in a new windowUpdated on August 19, 2013
Previous consultation
November 13, 2013
See details on CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
Comments received (comments are published in their original language)
- Addenda Capital (pdf - 601 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- Agrium (pdf - 1 MB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Alberta Investment Management Corporation (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
(pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure - Association canadienne des gestionnaires de caisses de retraites (pdf - 134 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Pension Investment Association of Canada (pdf - 134 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Association canadienne du commerce des valeurs mobilières (ACCVM) (pdf - 643 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Association canadienne du commerce des valeurs mobilières (ACCVM) et Association canadienne des prêteurs de titres (ACPT) (pdf - 619 KB)This link will open in a new windowUpdated on November 29, 2013Examen de l'infrastructure du vote par procuration
- Bombarder Inc. (pdf - 631 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- British Columbia Investment Management Corporation (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- BlackRock (pdf - 201 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Broadridge (pdf - 352 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Caisse de dépôt et de placement du Québec (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Canada Pension Plan Investment Board (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Canadian Advocacy Council for Canadian CFA Institute Societies (CAC) (pdf - 168 KB)This link will open in a new windowUpdated on November 29, 2013
- Canadian Coalition for Good Governance (pdf - 2 MB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Canadian Investor Relations Institute (CIRI) (pdf - 471 KB)This link will open in a new windowUpdated on November 29, 2013Proxy Voting Infrastructure
- Canadian Society of Corporate Secretaries (CSCS) (pdf - 167 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Services
- Council of Institutional Investors (pdf - 100 KB)This link will open in a new windowUpdated on November 21, 2013Comment Received from Glenn Davis (Council of Institutional Investors) Letter of November 21, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- European Corporate Governance Service (ECGS) (pdf - 319 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Hansell LLP (pdf - 1 MB)This link will open in a new windowUpdated on November 29, 2013Comments
- Institut des administrateurs de sociétés (IAS) (pdf - 541 KB)This link will open in a new windowUpdated on November 29, 2013Demande de commentaires
- Kingsdale Shareholder Services Inc. (pdf - 155 KB)This link will open in a new windowUpdated on November 29, 2013Comments
- Mason Capital Management LLC (pdf - 58 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- NEI Investments (pdf - 708 KB)This link will open in a new windowUpdated on November 29, 2013Request for Comments
- Norton Rose Fullbright Canada LLP (pdf - 2 MB)This link will open in a new windowUpdated on November 29, 2013Comments
- Omers Administration Corporation (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Ontario Teacher's Pension Plan Board (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Petra Petroleum Inc. (pdf - 17 KB)This link will open in a new windowUpdated on November 12, 2013Comment Received from Andy Boetius (Petra Petroleum Inc.) Letter of November 5, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Portfolio Management Association of Canada (PMAC) (pdf - 210 KB)This link will open in a new windowUpdated on November 29, 2013Comments
- Proxiinvest (pdf - 318 KB)This link will open in a new windowUpdated on November 29, 2013Comments
- Public Sector Pension Investment Board (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- RBC Global Asset Management (pdf - 1 MB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Securities Transfer Association of Canada (STAC) (pdf - 251 KB)This link will open in a new windowUpdated on November 29, 2013comments
- Shareholder Association for Research & Education (pdf - 102 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- Shorecrest (pdf - 265 KB)This link will open in a new windowUpdated on November 29, 2013Proxy Voting Infrastructure
- Silver Wheaton (pdf - 1 MB)This link will open in a new windowUpdated on November 29, 2013Comments
- State street (pdf - 111 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Talisman Energy (pdf - 421 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- Telus Corporation (pdf - 126 KB)This link will open in a new windowUpdated on November 29, 2013Comments
- TMX (pdf - 240 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure