Securities - previous consultations
AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.
CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure (pdf - 243 KB)
This link will open in a new windowUpdated on August 19, 2013
Previous consultation
November 13, 2013
See details on CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
Comments received (comments are published in their original language)
- Addenda Capital (pdf - 601 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- Agrium (pdf - 1 MB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Alberta Investment Management Corporation (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
(pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure - Association canadienne des gestionnaires de caisses de retraites (pdf - 134 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Pension Investment Association of Canada (pdf - 134 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Association canadienne du commerce des valeurs mobilières (ACCVM) (pdf - 643 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Association canadienne du commerce des valeurs mobilières (ACCVM) et Association canadienne des prêteurs de titres (ACPT) (pdf - 619 KB)This link will open in a new windowUpdated on November 29, 2013Examen de l'infrastructure du vote par procuration
- Bombarder Inc. (pdf - 631 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- British Columbia Investment Management Corporation (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- BlackRock (pdf - 201 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Broadridge (pdf - 352 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Caisse de dépôt et de placement du Québec (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Canada Pension Plan Investment Board (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Canadian Advocacy Council for Canadian CFA Institute Societies (CAC) (pdf - 168 KB)This link will open in a new windowUpdated on November 29, 2013
- Canadian Coalition for Good Governance (pdf - 2 MB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Canadian Investor Relations Institute (CIRI) (pdf - 471 KB)This link will open in a new windowUpdated on November 29, 2013Proxy Voting Infrastructure
- Canadian Society of Corporate Secretaries (CSCS) (pdf - 167 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Services
- Council of Institutional Investors (pdf - 100 KB)This link will open in a new windowUpdated on November 21, 2013Comment Received from Glenn Davis (Council of Institutional Investors) Letter of November 21, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- European Corporate Governance Service (ECGS) (pdf - 319 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Hansell LLP (pdf - 1 MB)This link will open in a new windowUpdated on November 29, 2013Comments
- Institut des administrateurs de sociétés (IAS) (pdf - 541 KB)This link will open in a new windowUpdated on November 29, 2013Demande de commentaires
- Kingsdale Shareholder Services Inc. (pdf - 155 KB)This link will open in a new windowUpdated on November 29, 2013Comments
- Mason Capital Management LLC (pdf - 58 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- NEI Investments (pdf - 708 KB)This link will open in a new windowUpdated on November 29, 2013Request for Comments
- Norton Rose Fullbright Canada LLP (pdf - 2 MB)This link will open in a new windowUpdated on November 29, 2013Comments
- Omers Administration Corporation (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Ontario Teacher's Pension Plan Board (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Petra Petroleum Inc. (pdf - 17 KB)This link will open in a new windowUpdated on November 12, 2013Comment Received from Andy Boetius (Petra Petroleum Inc.) Letter of November 5, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- Portfolio Management Association of Canada (PMAC) (pdf - 210 KB)This link will open in a new windowUpdated on November 29, 2013Comments
- Proxiinvest (pdf - 318 KB)This link will open in a new windowUpdated on November 29, 2013Comments
- Public Sector Pension Investment Board (pdf - 758 KB)This link will open in a new windowUpdated on November 14, 2013Comment Received from Darren Baccus (Alberta Investment Management Corporation), Blair Cowper-Smith (OMERS Administration Corporation), Doug Pearce (British Columbia Investment Management Corporation), Melissa Kennedy (Ontario Teachers' Pension Plan Board), Ginette Depelteau (Caisse de Dépôt et Placement du Québec), Stéphanie Lachance (Public Sector Pension Investment Board), Stephanie Leaist (Canada Pension Plan Investment Board) Letter of November 13, 2013; re CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure
- RBC Global Asset Management (pdf - 1 MB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Securities Transfer Association of Canada (STAC) (pdf - 251 KB)This link will open in a new windowUpdated on November 29, 2013comments
- Shareholder Association for Research & Education (pdf - 102 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- Shorecrest (pdf - 265 KB)This link will open in a new windowUpdated on November 29, 2013Proxy Voting Infrastructure
- Silver Wheaton (pdf - 1 MB)This link will open in a new windowUpdated on November 29, 2013Comments
- State street (pdf - 111 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
- Talisman Energy (pdf - 421 KB)This link will open in a new windowUpdated on March 11, 2014Review of Proxy Voting Infrastructure
- Telus Corporation (pdf - 126 KB)This link will open in a new windowUpdated on November 29, 2013Comments
- TMX (pdf - 240 KB)This link will open in a new windowUpdated on November 29, 2013Review of Proxy Voting Infrastructure
Regulation to amend Regulation respecting Development Capital Investment Fund Continuous Disclosure (pdf - 130 KB)This link will open in a new windowUpdated on July 11, 2013Regulation respecting Development Capital Investment Fund Continuous Disclosure (IFRS amendments)
Previous consultation
August 26, 2013
Draft Regulation to amend Regulation 81-102 respecting Mutual Funds and concordant regulations (pdf - 982 KB)This link will open in a new windowUpdated on March 27, 2013Mutual Funds
Previous consultation
August 23, 2013
See details on Draft Regulation to amend Regulation 81-102 respecting Mutual Funds and concordant regulations
Comments received (comments are published in their original language)
Draft Regulation 62-105 Respecting Security Holder Rights Plans and Draft Policy Statement to Regulation 62-105 Respecting Security Holder Rights Plans and Draft Consequential Amendments (pdf - 234 KB)This link will open in a new windowUpdated on March 13, 2013Security Holder Rights Plans
Previous consultation
July 12, 2013
See details on Draft Regulation 62-105 Respecting Security Holder Rights Plans and Draft Policy Statement to Regulation 62-105 Respecting Security Holder Rights Plans and Draft Consequential Amendments
Comments received (comments are published in their original language)
- Ad Hoc Senior Securities Practitioners Group
- Addenda Capital Inc.
- Agrium
- AIMCo (Alberta Investment Management Corporation)
- Alain Bouchard
- BC Investment Management Corporation
- Bennett Jones LLP
- BlackRock
- Borden Ladner Gervais
- CAE (pdf - 274 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Caisse de dépôt et placement du Québec
- Canadian Coalition for Good Governance
- Canadian Oil Sands (pdf - 65 KB)This link will open in a new windowUpdated on June 13, 2013
- Cartier Ressources Inc.
- Cascades Inc.
- Cassels Brock & Blackwell LLP (pdf - 653 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Centre Financier International
- Conseil du patronat du Québec
- Croix Bleue du Québec
- Davies Ward Phillips & Vineberg
- Dauntless Energy
- Dentons (pdf - 45 KB)This link will open in a new windowUpdated on June 21, 2013
- Dundee Associates Limited
- Fasken Martineau DuMoulin LLP
- FCCQ (Fédération des chambres de commerce du Québec)
- Fonds de solidarité FTQ
- Fonds de placement immobilier Cominar
- Gaz Métro inc.
- GCIC Ltd. (pdf - 53 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Gildan
- GM Développement
- Groupe CGI Inc
- Groupe Maestro
- Groupe Novatech Inc.
- Goupe Santé Sedna
- HEC Montréal (pdf - 143 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Hermes Equity Ownership Services
- Héroux Devtek
- Humania Assurance
- IGOPP (Institute for Governance of Private and Public Organizations) (pdf - 429 KB)This link will open in a new windowUpdated on June 27, 2013
- IIAC (Investment Industry Association of Canada) (pdf - 177 KB)This link will open in a new windowUpdated on June 11, 2013
- Innergex
- Institute of Corporate Directors (pdf - 289 KB)This link will open in a new windowUpdated on June 11, 2013
- Investissements PSP
- ISS
- Keolis Canada
- Knightsbridge
- Lavery
- Margaret McKenzie
- McCarthy Tétrault
- McMillan (pdf - 145 KB)This link will open in a new windowUpdated on June 14, 2013
- Metro Inc.
- Norton Rose Fulbright Canada
- Osisko
- Osler, Hoskin & Harcourt LLP
- PDAC (Prospectors & Developers Association of Canada)
- Pension Investment Association of Canada
- Pomerleau
- Quebecor
- Richard Fortin
- SNC Lavalin Group Inc
- SSQ Groupe financier
- Stikeman Elliott LLP
- Teachers’ Pension Plan
- The Canadian Advocacy Council for Canadian CFA Institute Societies
- TMX Group Limited
- Torys (pdf - 57 KB)This link will open in a new windowUpdated on June 27, 2013
- Trudeau Corporation
- Uniboard Canada
- Université d’Ottawa (pdf - 423 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Valener Inc.
Consultation Paper of the Autorité des marchés finanicers: An Alternative Approach to Securities Regulators’ Intervention in Defensive Tactics (pdf - 173 KB)This link will open in a new windowUpdated on March 14, 2013Defensive Tactics
Previous consultation
July 12, 2013
See details on Consultation Paper of the Autorité des marchés finanicers: An Alternative Approach to Securities Regulators’ Intervention in Defensive Tactics
Comments received (comments are published in their original language)
- Ad Hoc Senior Securities Practitioners Group
- Addenda Capital Inc.
- Agrium
- AIMCo (Alberta Investment Management Corporation)
- Alain Bouchard
- ASC – Cercle des Administrateurs de Sociétés Certifiés
- BC Investment Management Corporation
- Bennett Jones LLP
- BlackRock
- Boralex inc.
- Borden Ladner Gervais
- CAE (pdf - 274 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Caisse de dépôt et placement du Québec
- Canadian Coalition for Good Governance
- Cartier Ressources Inc.
- Cascades Inc.
- Cassels Brock & Blackwell LLP (pdf - 653 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Centre Financier International
- Conseil du patronat du Québec
- Croix Bleue du Québec
- Dauntless Energy
- Davies Ward Phillips & Vineberg
- Dundee Associates Limited
- Fasken Martineau DuMoulin LLP
- Dentons
- FCCQ (Fédération des chambres de commerce du Québec)
- Fonds de placement immobilier Cominar
- Fonds de solidarité FTQ
- Gaz Métro inc.
- GCIC Ltd. (pdf - 53 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Gildan
- GM Développement
- Groupe CGI Inc.
- Groupe Maestro
- Groupe Novatech Inc.
- Goupe Santé Sedna
- HEC Montréal (pdf - 143 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Hermes Equity Ownership Services
- Héroux Devtek
- Humania Assurance
- IGOPP (Institute for Governance of Private and Public Organizations)
- Innergex
- Institute of Corporate Director (pdf - 289 KB)This link will open in a new windowUpdated on June 11, 2013
- Investissements PSP
- ISS
- Keolis Canada
- Knightsbridge
- Lavery
- Margaret McKenzie
- McCarthy Tétrault
- McMillan
- Metro Inc.
- Norton Rose Fulbright Canada
- Osisko
- Osler, Hoskin & Harcourt LLP
- PDAC (Prospectors & Developers Association of Canada)
- Pension Investment Association of Canada / Association canadienne des gestionnaires de caisses de retraite
- Pomerleau
- Quebecor
- Richard Fortin
- SNC Lavalin Group Inc.
- SSQ Groupe financier
- Teachers’ Pension Plan
- The Canadian Advocacy Council for Canadian CFA Institute Societies
- Torys
- Trudeau Corporation
- TSX (Toronto Stock Exchange)
- Uniboard Canada
- Université d’Ottawa (pdf - 423 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation de l'Autorité des marchés financiers : Un regard différent sur l’intervention des autorités en valeurs mobilières dans les mesures de défense et sur le projet de Règlement 62-105 sur les régimes de droits des porteurs et dans le cadre du projet d’Instruction générale relative au Règlement 62-105 sur les régimes de droits des porteurs et Projets de modifications corrélatives
- Valener Inc.
Draft Regulation to Amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids and Draft Regulation to Amend Regulation 62-103 respecting Early Warning System and Related Take-Over Bid and Insider Reporting Issues and Draft Amendments to Policy Statement 62-203 respecting Take-Over Bids and Issuer Bids (pdf - 249 KB)This link will open in a new windowUpdated on March 13, 2013
Previous consultation
July 12, 2013
See details on Draft Regulation to Amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids and Draft Regulation to Amend Regulation 62-103 respecting Early Warning System and Related Take-Over Bid and Insider Reporting Issues and Draft Amendments to Policy Statement 62-203 respecting Take-Over Bids and Issuer Bids
Comments received (comments are published in their original language)
- Addenda Capital Inc.
- AGF Investments Inc.
- Agrium
- AIMCo (Alberta Investment Management Corporation)
- Aimia Inc.
- Alternative Investment Management Association Limited and Managed Funds Association
- Association des banquiers canadiens
- Baytex Energy Corp.
- BC Investment Management Corporation
- BluMont Capital Corporation
- Bombardier Inc.
- Bombardier Inc. (Suite)
- Borden Ladner Gervais
- Cadman Resources Inc.
- Boughton Law Corporation Securities Group
- Bridgehouse Asset Managers
- Caisse de dépôt et placement du Québec
- Cameco Corporation
- Canadian Coalition for Good Governance
- Canadian Oil Sands (pdf - 48 KB)This link will open in a new windowUpdated on June 13, 2013
- Carlisle Goldfields Limited
- CASLA (Canadian Securities Lending Association)
- CI Investments (pdf - 44 KB)This link will open in a new windowUpdated on June 13, 2013
- CIBC (pdf - 25 KB)This link will open in a new windowUpdated on June 10, 2013
- CIRI (Canadian Investor Relations Institute)
- CNSX Markets Inc.
- Colossus Minerals Inc.
- Council of Institutional Investors
- Crescent Point Energy
- Dentons Canada LLP
- Fasken Martineau DuMoulin LLP
- Fiore Management & Advisory Corp. (pdf - 110 KB)This link will open in a new windowUpdated on June 6, 2013
- Fonds de solidarité FTQ
- Grand Peak Capital Corp.
- Grenville Gold Corp.
- IAIC (Independent Accountants’ Investment Counsel Inc.)
- IFIC (The Investment Funds Institute of Canada)
- IIAC (Investment Industry Association of Canadas Mobilières)
- Innovative Properties Inc.
- Institute of Corporate Directors (pdf - 139 KB)This link will open in a new windowUpdated on June 11, 2013
- International Swaps and Derivatives Association, Inc.
- Invesco Canada Ltd.
- Investissements PSP (pdf - 88 KB)This link will open in a new windowUpdated on August 20, 2013Document déposé dans le cadre de la consultation sur le projet de Règlement modifiant le Règlement 62-104 sur les offres publiques d’achat et de rachat; Projet de Règlement modifiant le Règlement 62-103 sur le système d’alerte et questions connexes touchant les offres publiques et les déclarations d’initiés et Projet de modification de l’Instruction générale 62 203 relative aux offres publiques d’achat et de rachat
- Lucky Minerals Inc.
- Mackie Research Capital Corporation (pdf - 493 KB)This link will open in a new windowUpdated on June 6, 2013
- McCarthy Tétrault
- Mercator Minerals
- Metro Inc.
- Noranda Income Fund
- Nordion
- Norton Rose Fulbright Canada
- Ontario Teachers’ Pension Plan
- Osler, Hoskin & Harcourt LLP
- PDAC (Prospectors & Developers Association of Canada)
- Pension Investment Association of Canada
- Periscope Capital Inc.
- Phoenix Strategies
- PMAC (Portfolio Management Association of Canada)
- RBC Global Asset Management
- Rainy River Resources Ltd.
- Rene Sorell (pdf - 1 MB)This link will open in a new windowUpdated on June 6, 2013
- Scavo Resource Corp .
- Smoothwater Capital Corporation
- SNC Lavalin Group Inc.
- Stikeman Elliott LLP
- Telus
- The Canadian Advocacy Council for Canadian CFA Institute Societies
- The Churchill Corporation
- The Descartes Systems Group Inc.
- TMX Group Limited
- Veresen Inc.
CSA Discussion Paper and Request for Comment 81-407: Mutual Fund Fees (pdf - 579 KB)This link will open in a new windowUpdated on December 12, 2012Mutual Fund Fees
Previous consultation
April 12, 2013
See details on CSA Discussion Paper and Request for Comment 81-407: Mutual Fund Fees
Comments received (comments are published in their original language)
- Ada Litvinov (pdf - 49 KB)This link will open in a new windowUpdated on April 15, 2013 (Canadian Advocacy Council)
- Al Poulin (pdf - 354 KB)This link will open in a new windowUpdated on April 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Al Poulin (Al Poulin & Associates Financial Services) Letter of March 15, 2013 (Al Poulin & Associates Financial Services)
- Alan Sevigny (pdf - 123 KB)This link will open in a new windowUpdated on January 23, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Alan Sevigny Letter of January 13, 2013
- Alex Green (pdf - 25 KB)This link will open in a new windowUpdated on February 12, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Alex Green Letter of February 11, 2013
- Ali S (pdf - 43 KB)This link will open in a new windowUpdated on January 25, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Ali S Letter of January 24, 2013
- Andrew Teasdale (pdf - 152 KB)This link will open in a new windowUpdated on April 15, 2013
- Andy A (pdf - 63 KB)This link will open in a new windowUpdated on February 20, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Andy A Letter of February 19, 2013
- Annette L. MacDonald (pdf - 126 KB)This link will open in a new windowUpdated on May 28, 2013
- Art Ross (pdf - 238 KB)This link will open in a new windowUpdated on April 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Art Ross Letter of March 26, 2013
- Atul Tiwari (pdf - 80 KB)This link will open in a new windowUpdated on April 15, 2013 (Vanguard Investments Canada Inc.)
- Bea Whitebea (pdf - 70 KB)This link will open in a new windowUpdated on February 22, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Bea White Letter of February 21, 2013
- Ben Yevzeroff (pdf - 98 KB)This link will open in a new windowUpdated on April 15, 2013
- Bill Graham (pdf - 64 KB)This link will open in a new windowUpdated on January 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Bill Graham Letter of January 3, 2013
- Brad Beuttenmiller (pdf - 176 KB)This link will open in a new windowUpdated on April 29, 2013 (Franklin Templeton)
- Brenda O'Connor (pdf - 138 KB)This link will open in a new windowUpdated on April 15, 2013 (Credit Union Central of Canada)
- Cary List (pdf - 247 KB)This link will open in a new windowUpdated on April 15, 2013 ( Financial Planning Standards Council)
- Chambre de sécurité financière (pdf - 481 KB)This link will open in a new windowUpdated on April 23, 2013
- Charles R. Sims (pdf - 4 MB)This link will open in a new windowUpdated on April 23, 2013Image (Mackenzie Investments)
- Christopher Reynolds (pdf - 347 KB)This link will open in a new windowUpdated on April 18, 2013 (Investment Planning Counsel)
- Craig Montgomery (pdf - 35 KB)This link will open in a new windowUpdated on February 12, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Craig Montgomery Letter of February 8, 2013
- Curt Sellors (pdf - 143 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Curt Sellors (Sellors & Associates) Letter of December 14, 2012 (Sellors & Associates)
- Cyril Fleming (pdf - 1 MB)This link will open in a new windowUpdated on April 11, 2013
- Daniel McDonald (pdf - 59 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Daniel McDonald Letter of December 14, 2012
- Darcy Lake (pdf - 632 KB)This link will open in a new windowUpdated on April 15, 2013 (BMO)
- David Feather (pdf - 669 KB)This link will open in a new windowUpdated on April 15, 2013 (Russell Investments)
- David Scandiffio (pdf - 93 KB)This link will open in a new windowUpdated on April 15, 2013 (Industrielle Alliance)
- David Stanley (pdf - 42 KB)This link will open in a new windowUpdated on April 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - David Stanley Letter of March 18, 2013
- Debra McFadden (pdf - 95 KB)This link will open in a new windowUpdated on April 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Debra McFadden Letter of March 21, 2013
- Derek J. Green (pdf - 178 KB)This link will open in a new windowUpdated on April 15, 2013 (CI Investments)
- Eddy Mezzetta (pdf - 22 KB)This link will open in a new windowUpdated on April 15, 2013(CIBC)
- Eric Adelson (pdf - 424 KB)This link will open in a new windowUpdated on April 15, 2013(Invesco)
- FAIR Canada (pdf - 792 KB)This link will open in a new windowUpdated on April 15, 2013
- Flavelle Barrett (pdf - 104 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Flavelle Barrett Letter of December 15, 2012
- Flavio Vani (pdf - 160 KB)This link will open in a new windowUpdated on April 15, 2013 (RICIFQ)
- François Bruneau (pdf - 688 KB)This link will open in a new windowUpdated on April 15, 2013 (Groupe Cloutier Investissements)
- Frank Blackman (pdf - 498 KB)This link will open in a new windowUpdated on April 15, 2013 (ING Direct)
- Garry R. Moore (pdf - 172 KB)This link will open in a new windowUpdated on February 6, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Garry R. Moore (Moore, Garry R - Solutions Inc.) Letter of February 4, 2013 (Moore, Garry R - Solutions Inc.)
- George Lewis (pdf - 55 KB)This link will open in a new windowUpdated on April 11, 2013 (RBC)
- Gino Savard (pdf - 363 KB)This link will open in a new windowUpdated on April 15, 2013 (MICA Capital inc.)
- Greg Pollock (pdf - 109 KB)This link will open in a new windowUpdated on April 15, 2013 (Advocis)
- Ja Du (pdf - 71 KB)This link will open in a new windowUpdated on December 27, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Ja Du Letter of December 21, 2012
- James S. Durnin (pdf - 211 KB)This link will open in a new windowUpdated on April 16, 2013 (Assante Financial Management)
- Jean-François Robert (pdf - 211 KB)This link will open in a new windowUpdated on March 9, 2013 (Mutual fund dealer representative)
- Jennifer Mercanti (pdf - 47 KB)This link will open in a new windowUpdated on April 15, 2013 (Manulife Financial)
- Joanna Robertson (pdf - 61 KB)This link will open in a new windowUpdated on April 11, 2013
- Joanne de Laurentiis (pdf - 3 MB)This link will open in a new windowUpdated on April 15, 2013 (IFIC)
- Joe Lee (pdf - 82 KB)This link will open in a new windowUpdated on January 23, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Joe Lee Letter of January 17, 2013
- John A. Adams (pdf - 100 KB)This link will open in a new windowUpdated on April 15, 2013 (Primerica)
- John Cook (pdf - 109 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - John Cook Letter of December 17, 2012
- John Hall (pdf - 74 KB)This link will open in a new windowUpdated on April 15, 2013 (Borden Ladner Gervais)
- John J. De Goey (pdf - 23 KB)This link will open in a new windowUpdated on April 15, 2013 (CFP)
- John Whaley (pdf - 974 KB)This link will open in a new windowUpdated on April 15, 2013 (IFB)
- Jordy Chilcott (pdf - 93 KB)This link will open in a new windowUpdated on May 27, 2013 (GCIC Ltd)
- Katie Walmsley (pdf - 297 KB)This link will open in a new windowUpdated on April 15, 2013 (PMAC)
- Keith Ambachtsheer (pdf - 489 KB)This link will open in a new windowUpdated on April 11, 2013 (International Center for Pension Management-ICPM)
- Ken Kivenko (pdf - 302 KB)This link will open in a new windowUpdated on December 20, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Ken Kivenko (Kenmar Associates) Letter of December 17, 2012 (Kenmar Associates)
- Kim Thompson (pdf - 59 KB)This link will open in a new windowUpdated on April 15, 2013 (Credential Financial Inc.)
- Linda A. Barbee (pdf - 115 KB)This link will open in a new windowUpdated on May 21, 2013
- Larry Elford (pdf - 545 KB)This link will open in a new windowUpdated on April 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Larry Elford Letter of March 17, 2013
- Luc Paiement (pdf - 1 MB)This link will open in a new windowUpdated on April 15, 2013 (Banque Nationale du Canada)
- Mark Adams (pdf - 49 KB)This link will open in a new windowUpdated on April 15, 2013 (AFG Investments Inc.)
- Mark Bandrauk (pdf - 703 KB)This link will open in a new windowUpdated on April 15, 2013 (PEAK)
- Mark Tiffin (pdf - 76 KB)This link will open in a new windowUpdated on April 15, 2013 (Capital International AM)
- Michael Stanley (pdf - 167 KB)This link will open in a new windowUpdated on April 15, 2013 (Quadrus Investment Services Ltd.)
- Michel Boutin (pdf - 861 KB)This link will open in a new windowUpdated on April 15, 2013 (Mérici Services Financiers Inc.)
- Michelle Alexander (pdf - 512 KB)This link will open in a new windowUpdated on April 15, 2013 (IIAC)
- Murray J. Taylor (pdf - 124 KB)This link will open in a new windowUpdated on April 15, 2013 (Investors Group Inc.)
- Nancy Averill (pdf - 34 KB)This link will open in a new windowUpdated on April 15, 2013 (Investor Advisory Panel-IAP)
- Noel Archard (pdf - 309 KB)This link will open in a new windowUpdated on April 15, 2013 (BlackRock AM)
- Normand Caron (pdf - 105 KB)This link will open in a new windowUpdated on April 11, 2013 (MÉDAC)
- Oliver Murray (pdf - 522 KB)This link will open in a new windowUpdated on April 18, 2013 (Brandes Investment Partners)
- Pat Dunwoody (pdf - 126 KB)This link will open in a new windowUpdated on April 15, 2013 (Canadian ETF Association)
- Peter Redolfi (pdf - 19 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Peter Redolfi Letter of December 14, 2012
- Peter Whitehouse & Yvonne Whitehouse (pdf - 138 KB)This link will open in a new windowUpdated on April 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Peter Whitehouse & Yvonne Whitehouse Letter of April 2, 2013
- Philip Koning (pdf - 18 KB)This link will open in a new windowUpdated on January 23, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Phillip Koning Letter of January 16, 2013
- Phyllis Boyd (pdf - 103 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Phyllis Boyd Letter of December 14, 2012
- Rev. Mark Fleming (pdf - 19 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Rev. Mark Fleming Letter of December 14, 2012
- Richard Proteau (pdf - 14 KB)This link will open in a new windowUpdated on April 11, 2013
- Richard Taylor (pdf - 67 KB)This link will open in a new windowUpdated on December 27, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Richard Taylor Letter of December 17, 2012
- Rick Baker (pdf - 105 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Rick Baker Letter of December 16, 2012
- Robert Kirwin (pdf - 18 KB)This link will open in a new windowUpdated on April 15, 2013 (MD Physician Services Inc.)
- Sandra L. Kegie (pdf - 171 KB)This link will open in a new windowUpdated on April 15, 2013 (ACCP)
- Sandra L. Kegie (pdf - 153 KB)This link will open in a new windowUpdated on April 15, 2013 (Federation of Mutual Fund Dealers)
- Serge Rousseau (pdf - 18 KB)This link will open in a new windowUpdated on May 28, 2013
- Stan I. Buell, SIPA (pdf - 166 KB)This link will open in a new windowUpdated on April 11, 2013
- Steven J. Donald (pdf - 151 KB)This link will open in a new windowUpdated on April 15, 2013 (Assante Wealth Management)
- Susan Christoffersen (pdf - 72 KB)This link will open in a new windowUpdated on April 15, 2013 (Rotman)
- TD Bank Financial Group (pdf - 1 MB)This link will open in a new windowUpdated on April 18, 2013
- Tiina Baumbach (pdf - 63 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Tiina Baumbach Letter of December 15, 2012
- Tom Bradley (pdf - 126 KB)This link will open in a new windowUpdated on April 15, 2013 (Steadyhand Investment Funds)
- Vicken Kazazian (pdf - 1 MB)This link will open in a new windowUpdated on April 15, 2013 (Sun Life Financial)
- Victor N.J. Basarowich (pdf - 9 KB)This link will open in a new windowUpdated on December 19, 2012CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Victor N.J. Basarowich Letter of December 14, 2012
- Vince Valenti (pdf - 981 KB)This link will open in a new windowUpdated on April 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Vince Valenti (Independent Planning Group Inc.) Letter of April 3, 2013 (Independent Planning Group Inc.)
- W. Sian Burgess (pdf - 422 KB)This link will open in a new windowUpdated on April 15, 2013 (Fidelity Investments)
- Wayne S. Kubasek (pdf - 12 MB)This link will open in a new windowUpdated on February 2, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - Wayne S. Kubasek Letter of February 1, 2013
- William Charboneau (pdf - 23 KB)This link will open in a new windowUpdated on January 11, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - William Charboneau Letter of January 11, 2013
- William Schalle (pdf - 175 KB)This link will open in a new windowUpdated on April 4, 2013CSA Discussion Paper and Request for Comment 81-407 - Mutual Fund Fees - William Schalle Letter of March 28, 2013
- Yvan-Pierre Grimard (pdf - 2 MB)This link will open in a new windowUpdated on April 15, 2013 (Mouvement des caisses Desjardins)