Comments received (comments are published in their original language)

• Ad Hoc Senior Securities Practitioners Group (pdf - 124 KB)This link will open in a new windowUpdated on July 9, 2015
• Anita Anand (pdf - 125 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (University of Toronto)
• Canadian Advocacy Council (pdf - 55 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Cecilia Wong)
• Canadian Coalition for Good Governance (pdf - 5 MB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Daniel E. Chornous)
• Canadian Oil Sands (pdf - 70 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Shaun Wrubell)
• CIRI - Canadian Investor Relations Institute (pdf - 70 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Yvette Lokker)
• Dentons Canada LLP (pdf - 52 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• Donald G. Gilchrist (pdf - 41 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• FAIR Canada - Canadian Foundation for Advancement of Investor Rights (pdf - 550 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Neil Gross)
• Fasken Martineau DuMoulin LLP (pdf - 124 KB)This link will open in a new windowUpdated on July 10, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Richard Steinberg, Aaron Atkinson & Bradley Freelan)
• Hansell LLP (pdf - 436 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Frédéric Duguay)
• Hurt Capital Inc. (pdf - 205 KB)This link will open in a new windowUpdated on July 9, 2015 (Claudio R. Rojas)
• IIAC - Investment Industry Association of Canada (pdf - 150 KB)This link will open in a new windowUpdated on July 9, 2015 (Susan Copland)
• Institute of Corporate Directors (pdf - 451 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Stan Magidson)
• ISS - Institutional Shareholder Services (pdf - 374 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights" (Debra L. Sisti)
• La Caisse de dépôt et placement du Québec (pdf - 288 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation" (Marie Giguère)
• McCarthy Tétrault LLP (pdf - 399 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• McMillan (pdf - 62 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• Norton Rose Fulbright Canada S.E.N.C.R.L. (pdf - 288 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• Osler, Hoskin & Harcourt LLP (pdf - 94 KB)This link will open in a new windowUpdated on July 9, 2015"consultation,projet,règlement modifiant le règlement 62-104,modification de l’instruction générale 62-203,offres publiques d’achat et de rachat,offres publiques d’achat,modifications du régime des OPA,régime des OPA,délais de dépôt,obligation de dépôt minimal,prolongation obligatoire de 10 jours,délai obligatoire de 120 jours,modification de l’offre,changements dans l’information relative à une offre,prise de livraison,droits de révocation,comment,draft,regulation to amend regulation 62-104,draft amendments to policy statement 62-203,take-over bids and issuer bids, take-over bids,proposed bid amendments,take-over bid regime,bid regime,deposit periods,minimum tender requirement,120 day requirement,variations to a bid,changes in information for a bid,take up and payment, withdrawal rights"
• Stikeman Elliott LLP (pdf - 86 KB)This link will open in a new windowUpdated on July 9, 2015 (Simon A. Romano & Ramandeep K. Grewal)

• Notice and Request for comment (pdf - 92 KB)This link will open in a new windowUpdated on April 15, 2015Passport
• Regulation to amend Regulation 11-102 (pdf - 45 KB)This link will open in a new windowUpdated on April 15, 2015Passport System
• Policy Statement to Regulation 11-102 (pdf - 190 KB)This link will open in a new windowUpdated on April 15, 2015Passport System  (Blackline version)
• Policy Statement 11-206 respecting Process for Cease to be a Reporting Issuer Applications (pdf - 168 KB)This link will open in a new windowUpdated on April 15, 2015Cease to be a reporting issuer
• Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations under Passport (pdf - 127 KB)This link will open in a new windowUpdated on April 15, 2015Failure-to-file cease trade orders and revocations under passport
• Policy Statement 12-202 respecting Revocations of Non-Passport Cease Trade Orders (pdf - 75 KB)This link will open in a new windowUpdated on April 15, 2015Non-Passport Cease Trade Orders
• Policy Statement 12-203 respecting Management Cease Trade Orders (pdf - 69 KB)This link will open in a new windowUpdated on April 15, 2015Management cease Trade Orders

• Regulatory notice (pdf - 23 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
• Notice and Request for comment (pdf - 72 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
• Regulation to amend Regulation 45-106 (pdf - 134 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
• Amendments to Policy Statement to Regulation 45-106 (pdf - 47 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
• Concordant Regulations and Policy Statement to Regulation 45-106
  • Regulation to amend Regulation 13-101 (pdf - 20 KB)This link will open in a new windowUpdated on November 27, 2014Rights offering
  • Regulation to amend Regulation 41-101 (pdf - 49 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
  • Amendments to Policy Statement to Regulation 41-101 (pdf - 26 KB)This link will open in a new windowUpdated on November 27, 2014Right offering
  • Regulation to amend Regulation 43-101 (pdf - 14 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
  • Regulation to amend Regulation 44-101 (pdf - 15 KB)This link will open in a new windowUpdated on November 27, 2014Right Offering
  • Regulation to repeal Regulation 45-101 (pdf - 14 KB)This link will open in a new windowUpdated on November 27, 2014Rights Offerings
  • Regulation to amend Regulation 45-102 (pdf - 32 KB)This link will open in a new windowUpdated on November 27, 2014Right offering

Comments received (comments are published in their original language)

• Association for Mineral Exploration British Columbia (pdf - 82 KB)This link will open in a new windowUpdated on March 20, 2015 (Gavin Dirom)
• Burstall Winger Zammit LLP (pdf - 35 KB)This link will open in a new windowUpdated on March 20, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Jason Mullins)
• Canadian CFA Institute Societies (pdf - 54 KB)This link will open in a new windowUpdated on March 16, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Cecilia Wong)
• Don Mosher (pdf - 20 KB)This link will open in a new windowUpdated on March 20, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15"
• DuMoulin Black LLP (pdf - 155 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Daniel G. McElroy)
• FAIR (pdf - 940 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Neil Gross and Marian Passmore)
• Gordon Keep (pdf - 167 KB)This link will open in a new windowUpdated on March 20, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15"
• Investment Industry Association of Canada (pdf - 220 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Susan Copland)
• Osler, Hoskin & Harcourt LLP (pdf - 455 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Rob Lando)
• Prospectos & Developers Association of Canada (pdf - 175 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Rodney N. Thomas)
• Scorpeo UK Limited (pdf - 163 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Ian Davey)
• Simon A. Romano (pdf - 124 KB)This link will open in a new windowUpdated on March 18, 2015
• TMX Group (pdf - 265 KB)This link will open in a new windowUpdated on March 18, 2015"consultation,draft,proposed,regulation to amend regulation 45-106,regulation to amend regulation 41-101,regulation to amend regulation 44-101,regulation to amend regulation 45-102,regulation to repeal regulation 45-101,rights offering,prospectus,form of notice,form 45-106F14,form of rights offering circular,form 45-105F15,consultation,projet,règlement modifiant le règlement 45-106,règlement modifiant le règlement 41-101,règlement modifiant le règlement 44-101,règlement modifiant le règlement 45-102,règlement abrogeant le règlement 45-101,droits de souscription,d’échange ou de conversion,prospectus,placement de droits,avis de placement de droits,annexe 45-106A14,notice de placement de droits,projet d’annexe 45-106A15" (Ungad Chadda and John McCoach)

• Regulatory Notice (pdf - 28 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Notice and Request for Comment (pdf - 390 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Regulation 24-102 (pdf - 175 KB)This link will open in a new windowUpdated on November 27, 2014Clearing agency requirements
• Policy Statement to Regulation 24-102 (pdf - 268 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements
• Regulation to amend Derivatives Regulation (pdf - 18 KB)This link will open in a new windowUpdated on November 27, 2014Clearing Agency Requirements (24-102)

Comments received (comments are published in their original language)

• Canadian bankers association (pdf - 225 KB)This link will open in a new windowUpdated on February 19, 2015regulation, 24-102, clearing, agency, requirements, concordant, bank of canada, risk, management
• Canadian investor protection fund (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
• /fileadmin/lautorite/consultations/Commentaires/derives/2015-02-10/cipf.pdf (pdf - 507 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, CIPF, FCEP, segregation, portability, otc, derivatives, iiroc
• Investment industry association of Canada (pdf - 379 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements concordant, iiac, accvm, ocrcvm, iiroc
• LCH.Clearnet Group Limited (pdf - 135 KB)This link will open in a new windowUpdated on February 19, 2015consultation, regulation, 24-102, clearing, agency, requirements, concordant, lch clearnet, swap, london stock exchange, bank of canada, member,
• TMX Group Limited (pdf - 352 KB)This link will open in a new windowUpdated on February 19, 2015Consultation, regulation, 24-102, respecting, clearing, agency, requirements, concordant, tmx group limited, CPMI, iosco, financial, market, infrastructures

• Notice and Request for Comment (pdf - 21 KB)This link will open in a new windowUpdated on December 11, 2014Aequitas
• Regulation to amend Regulation 45-513 (pdf - 15 KB)This link will open in a new windowUpdated on December 11, 2014Aequitas

Comments received (comments are published in their original language)

• CIBC World Markets (pdf - 89 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• BMO Financial Group (pdf - 375 KB)This link will open in a new windowUpdated on September 22, 2014consultation
• Scotiabank (pdf - 198 KB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, marketplaces, scotia bank
• TMX Group (pdf - 213 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• RBC Capital Markets – Global Equity (pdf - 9 MB)This link will open in a new windowUpdated on September 23, 2014consultation
• Liquidnet Canada (pdf - 1 MB)This link will open in a new windowUpdated on September 23, 2014consultation
• RBC Dominion Securities Wealth Management (pdf - 41 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• BlackRock (pdf - 197 KB)This link will open in a new windowUpdated on September 22, 2014consultation
• True North Vantage (pdf - 1 MB)This link will open in a new windowUpdated on September 23, 2014consultation
• Canadian Security Traders Association (pdf - 541 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, csta, market structure, buy-side
• Katya Malinova et Andreas Park (pdf - 123 KB)This link will open in a new windowUpdated on September 23, 2014consultation (University of Toronto)
• Acumen Capital Partners (pdf - 496 KB)This link will open in a new windowUpdated on September 22, 2014consultation
• TD Securities (pdf - 138 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• Association canadienne du commerce des valeurs mobilières (pdf - 191 KB)This link will open in a new windowUpdated on September 22, 2014consultation (ACCVM)
• RBC Global Asset Management (pdf - 1 MB)This link will open in a new windowUpdated on December 7, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rbc, liquidity
• Stikeman Elliott (pdf - 48 KB)This link will open in a new windowUpdated on September 23, 2014consultation
• Canadian Advocacy Council  for Canadian CFA Institute Societies (pdf - 119 KB)This link will open in a new windowUpdated on December 8, 2015systems, proposed, amendments, national, instrument, 23-101, order, protection, rule, market, order processing delay, speed bump, (CAC)
• Aequitas (pdf - 158 KB)This link will open in a new windowUpdated on December 7, 2015
• Canadian Securities Exchange (pdf - 289 KB)This link will open in a new windowUpdated on September 29, 2014consultation (CSE)
• Tradebot (pdf - 211 KB)This link will open in a new windowUpdated on September 29, 2014consultation

• Regulatory Notice (pdf - 15 KB)This link will open in a new windowUpdated on July 3, 2014
• Notice of Publication and Request for Comment (pdf - 68 KB)This link will open in a new windowUpdated on July 3, 2014
• Regulation to amend Regulation 58-101 (pdf - 19 KB)This link will open in a new windowUpdated on July 3, 2014

Comments received (comments are published in their original language)

• BMO Financial Group (pdf - 927 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Simon A. Fish)
• Caisse de dépôt et placement du Québec (pdf - 24 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Marie Giguère)
• Canadian Coalition for Good Governance (pdf - 157 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Daniel E. Chornous)
• Canadian Investor Relations Institute (pdf - 468 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Yvette Lokker)
• Catalyst Canada (pdf - 258 KB)This link will open in a new windowUpdated on September 2, 2014"consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique" (Deborah Gillis)
• Digital Nova Scotia (pdf - 171 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Ulrike Bahr-Gedalia)
• Ernst & Young LLP (pdf - 58 KB)This link will open in a new windowUpdated on August 28, 2014 (Trent Henry)
• Hansell LLP (pdf - 519 KB)This link will open in a new windowUpdated on September 3, 2014 (Carol Hansell, Brian Calalang et Frédéric Duguay)
• Institute of Corporate Directors (pdf - 255 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Stan Magidson)
• Kenmar Associates (pdf - 242 KB)This link will open in a new windowUpdated on July 23, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Ken Kivenko)
• Mercer (Canada) Limited  (pdf - 50 KB)This link will open in a new windowUpdated on September 3, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”(Ted Singeris et Patricia N. Milligan)
• Mouvement des caisses Desjardins (pdf - 690 KB)This link will open in a new windowUpdated on August 28, 2014"consultation, projet, avis, 58-101, représentativité féminine, représentation féminine, diversité hommes-femmes, femmes sur les conseils, femmes à la haute direction, femmes, diversité, cible, quota, mandat, politique" (Yvan-Pierre Grimard)
• Norton Rose Fulbright Canada LLP (pdf - 258 KB)This link will open in a new windowUpdated on September 2, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”
• Pauline Couture, Shirley Dawe, Linda Hohol, Beth Horowitz, Maureen Reid, C.L. Sugiyama and Stella Thompson (pdf - 97 KB)This link will open in a new windowUpdated on September 2, 2014
• Public Sector Pension Investment (pdf - 54 KB)This link will open in a new windowUpdated on September 3, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy” (Stéphanie Lachance) (ACVM)
• Public Sector Pension Investment (pdf - 69 KB)This link will open in a new windowUpdated on September 3, 2014 (Stéphanie Lachance) (OSC)
• Shareholder Association for Research and Education (pdf - 215 KB)This link will open in a new windowUpdated on September 2, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Peter Chapman)
• Small Investors Protection Association (pdf - 262 KB)This link will open in a new windowUpdated on July 23, 2014“consultation, draft, notice, 58-101, representation of women, gender diversity, women on boards, women in senior management, women in executive officer positions, women, diversity, target, quota, term limit, policy” (Ken Kivenko)
• Women's Legal Education and Action Fund (pdf - 237 KB)This link will open in a new windowUpdated on September 16, 2014“consultation,projet,avis,58-101,représentativité féminine,représentation féminine,diversité hommes-femmes,femmes sur les conseils,femmes à la haute direction,femmes,diversité,cible,quota,mandat,politique,draft,notice,representation of women,gender diversity,women on boards,women in senior management,women in executive officer positions,women,diversity,target,term limit,policy”

• CSA Notice and Request for Commen (pdf - 99 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuert (pdf - 99 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Regulation to amend Regulation 51-102 (pdf - 122 KB)This link will open in a new windowUpdated on May 22, 2014Venture issuer
• Blackline Excerpts of Proposed Regulation to amend Regulation 51-102 (pdf - 46 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Amendments to Policy Statement to Regulation 51-102 (pdf - 23 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Blackline Excerpts of Proposed Changes to Policy Statement to Regulation 51-102 (pdf - 26 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Regulation to amend Regulation 41-101 (pdf - 38 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Blackline Excerpts of Proposed Regulation to amend Regulation 41-101 (pdf - 31 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Amendments to Policy Statement to Regulation 41-101 (pdf - 18 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Blackline Excerpts of Proposed Changes to Policy Statement to Regulation 41-101 (pdf - 18 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer
• Regulation to amend Regulation 52-110 (pdf - 37 KB)This link will open in a new windowUpdated on May 22, 2014Venture Issuer

Comments received (comments are published in their original language)

• Canadian Coalition for Good Governance (pdf - 104 KB)This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Daniel E. Chornous)
• Canadian Foundation for Advancement of Investor Rights-FAIR (pdf - 673 KB)This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Neil Gross)
• Comptables professionnels agréées du Canada (pdf - 625 KB)This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Joan E. Dunne et Gordon Beal)
• David Taylor (pdf - 114 KB)This link will open in a new windowUpdated on June 27, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt"
• Fiore (pdf - 96 KB)This link will open in a new windowUpdated on August 11, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt"
• Gowlings Lafleur Henderson LLP (pdf - 127 KB)This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (David Taniguchi)
• Midas Gold Corp. (pdf - 83 KB)This link will open in a new windowUpdated on June 20, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Stephen P. Quin)
• MNP LLP (pdf - 167 KB)This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Jody MacKenzie)
• Pension Investment Association of Canada (pdf - 102 KB)This link will open in a new windowUpdated on August 19, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Michael Keenan)
• Siskinds LLP (pdf - 2 MB)This link will open in a new windowUpdated on August 19, 2014 (A. Dimitri Lascaris and Anthony O'Brien)
• The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 48 KB)This link will open in a new windowUpdated on August 7, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Cecilia Wong)
• TSX Venture Exchange (pdf - 126 KB)This link will open in a new windowUpdated on August 26, 2014"consultation,draft,notice,51-102,41-101,52-110,venture issuer,venture issuers,tailor,financial statements,quarterly highlights,compensation,business acquisition report,BAR,audit committee,independent,mining,filing deadlines,émetteur émergent,adapter,états financiers,faits saillants trimestriels,rémunération,déclaration d’acquisition d’entreprise,comité d’audit,indépendant,minier,échéances de dépôt" (Zafar Khan)

• Notice and Request for Comment (pdf - 152 KB)This link will open in a new windowUpdated on April 24, 2014Marketplace Operatio and Trading Rules
• Regulation to amend Regulation 21-101 (pdf - 108 KB)This link will open in a new windowUpdated on April 24, 2014Marketplace operation
• Policy Statement to Regulation 21-101 (pdf - 146 KB)This link will open in a new windowUpdated on April 24, 2014Administrative version
• Regulation to amend Regulation 23-101 (pdf - 26 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules
• Policy Statement to Regulation 23-101 (pdf - 96 KB)This link will open in a new windowUpdated on April 24, 2014Trading Rules

Comments received (comments are published in their original language)

• Canadian Securities Exchange (pdf - 221 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Richard Carleton)
• Canadian Security Trader Association (pdf - 494 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation
• Chi-X Canada (pdf - 427 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Request for Comments on the Canadian Securities Administrators (CSA) Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
• Connor, Clark, & Lunn Investment Management Ltd. (pdf - 119 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules (Don Towers, Jenny Drake)
• Investment Industry Association Canada (pdf - 565 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Notice and Request for Comment on Proposed Amendments to National Instrument 21-101 - Marketplace Operation ans 21-103 - Trading Rules (Barbara Amsden)
• Liquidnet Canada (pdf - 147 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace (Robert Young)
• Scotia Capital Inc., Global Equity (pdf - 3 MB)This link will open in a new windowUpdated on October 3, 2014consultation - proposed amendments to national instrument 21-101 Marketplace operation and national instrument 23-101 trading rules (Myran Faust, Evan Young, Andy Dickison)
• The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 71 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation (Cecilia Wong)
• TMX Group (pdf - 112 KB)This link will open in a new windowUpdated on October 3, 2014consultation - Proposed Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (Kevan Cowan)