Securities - previous consultations

AMF public consultations are published primarily in French. Please visit the French version of this page to consult all available public consultations.

Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations - Second publication for comments

Previous consultation
June 29, 2020
See details on Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations - Second publication for comments

CSA Consultation Paper 51-405: Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

Previous consultation
March 9, 2020
See details on CSA Consultation Paper 51-405: Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

Comments received (comments are published in their original language)

Alistair Harrigan (pdf - 69 KB)This link will open in a new windowUpdated on February 28, 2020

Anthony Heller (pdf - 82 KB)This link will open in a new windowUpdated on February 28, 2020

Association des banquiers canadiens (pdf - 152 KB)This link will open in a new windowUpdated on March 11, 2020

Borden Ladner Gervais LLP (pdf - 185 KB)This link will open in a new windowUpdated on March 11, 2020

Broadridge Financial Solutions, Inc. (pdf - 1 MB)This link will open in a new windowUpdated on March 11, 2020

Canadian Coalition for Good Governance (pdf - 126 KB)This link will open in a new windowUpdated on March 9, 2020

Canadian Foundation for Advancement of Investor Rights (pdf - 146 KB)This link will open in a new windowUpdated on March 11, 2020

Canadian Investor Relations Institute (pdf - 159 KB)This link will open in a new windowUpdated on March 11, 2020

Canadian Natural Resources Limited (pdf - 287 KB)This link will open in a new windowUpdated on March 11, 2020

Cenovus Energy Inc. (pdf - 169 KB)This link will open in a new windowUpdated on March 11, 2020

CFA Societies Canada (pdf - 188 KB)This link will open in a new windowUpdated on February 28, 2020

Davies (pdf - 200 KB)This link will open in a new windowUpdated on March 9, 2020

Fasken Martineau DuMoulin LLP (pdf - 18 MB)This link will open in a new windowUpdated on March 9, 2020

Fidelity Investments Canada ULC (pdf - 187 KB)This link will open in a new windowUpdated on March 13, 2020

Great-West Lifeco Inc. (pdf - 166 KB)This link will open in a new windowUpdated on March 10, 2020

Investment Industry Association of Canada (pdf - 329 KB)This link will open in a new windowUpdated on March 9, 2020

Investor Advisory Panel (pdf - 166 KB)This link will open in a new windowUpdated on March 9, 2020

Ken Kivenko (pdf - 606 KB)This link will open in a new windowUpdated on February 28, 2020

L’Association du Barreau Candadien (pdf - 287 KB)This link will open in a new windowUpdated on March 11, 2020

L’institut des fonds d’investissement du Canada (pdf - 397 KB)This link will open in a new windowUpdated on March 11, 2020

Norton Rose Gulbright Canada LLP (pdf - 124 KB)This link will open in a new windowUpdated on March 10, 2020

Osler, Hoskin & Harcourt LLP (pdf - 293 KB)This link will open in a new windowUpdated on March 11, 2020

Portfolio Management Association of Canada (pdf - 133 KB)This link will open in a new windowUpdated on March 9, 2020

Québec Bourse (pdf - 93 KB)This link will open in a new windowUpdated on March 9, 2020

RBC Wealth Management (pdf - 120 KB)This link will open in a new windowUpdated on March 11, 2020

Securities Transfer Association of Canada (pdf - 135 KB)This link will open in a new windowUpdated on March 11, 2020

SkyLaw (pdf - 560 KB)This link will open in a new windowUpdated on March 9, 2020

TSX (pdf - 230 KB)This link will open in a new windowUpdated on March 11, 2020

Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

Previous consultation
December 11, 2019
See details on Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage&nbsp1

Comments received (comments are published in their original language)

Advocis (Greg Pollock, Abe Toews) (pdf - 730 KB)This link will open in a new windowUpdated on January 6, 2020

AGF Investments Inc. (Mark Adams) (pdf - 113 KB)This link will open in a new windowUpdated on January 6, 2020

Allternative Investment Management Association Canada - AIMA Canada (pdf - 1 MB)This link will open in a new windowUpdated on January 6, 2020

BlackRock Asset Management Canada Limited (Margaret Gunawan) (pdf - 539 KB)This link will open in a new windowUpdated on January 6, 2020

Borden Ladner Gervais LLP – BLG (Rebecca Cowdery, Kathryn Fuller, Sarah Gardiner, Sienne Lau, Roma Lotay) (pdf - 99 KB)This link will open in a new windowUpdated on January 6, 2020

Broadridge (Patricia Rosch) (pdf - 346 KB)This link will open in a new windowUpdated on January 6, 2020CSA Notice and Request for Comment – Reducing Regulatory Burden for Investment Fund Issuers

Canadian Advocacy Council - CFA Societies Canada (pdf - 180 KB)This link will open in a new windowUpdated on January 6, 2020

Eric Adelson (pdf - 756 KB)This link will open in a new windowUpdated on January 6, 2020

Fasken (pdf - 516 KB)This link will open in a new windowUpdated on January 6, 2020

Fidelity Investment Canada ULC (Sian Burgess) (pdf - 312 KB)This link will open in a new windowUpdated on January 6, 2020

Franklin Templeton Investment Corporation (Brad Beuttenmiller) (pdf - 221 KB)This link will open in a new windowUpdated on January 6, 2020

IG Wealth Management – IGM financial Inc. (Rhonda Goldberg) (pdf - 459 KB)This link will open in a new windowUpdated on January 6, 2020IG Wealth Management – IGM financial Inc. (Rhonda Goldberg)

Invesco (Shalomi Abraham) (pdf - 102 KB)This link will open in a new windowUpdated on January 6, 2020

Investment Funds Institute of Canada (Minal Upadhyaya) (pdf - 604 KB)This link will open in a new windowUpdated on January 6, 2020

Mackenzie Financial Corporation – IGM Financial Inc. (Rhonda Goldberg) (pdf - 693 KB)This link will open in a new windowUpdated on January 6, 2020

Manulife (pdf - 54 KB)This link will open in a new windowUpdated on January 7, 2020 (Bernard Letendre, Rick Annaert)

Mouvement Desjardins (Éric Proulx) (pdf - 583 KB)This link will open in a new windowUpdated on January 6, 2020

National Bank Investments Inc. (Marie Brault) (pdf - 471 KB)This link will open in a new windowUpdated on January 6, 2020

Portfolio Management Association of Canada - PMAC (Margaret Gunawan, Katie Walmsley) (pdf - 283 KB)This link will open in a new windowUpdated on January 3, 2020

Stan Turner (pdf - 113 KB)This link will open in a new windowUpdated on January 6, 2020

TSX Trust (pdf - 66 KB)This link will open in a new windowUpdated on January 7, 2020 (Loui Anastasopoulos)

Vanguard Investments Canada Inc. (Kathleen C. Bock) (pdf - 4 MB)This link will open in a new windowUpdated on January 6, 2020

Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and Amendments to Certain Policy Statements - Business Acquisition Report

Previous consultation
December 4, 2019
See details on Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations and Amendments to Certain Policy Statements - Business Acquisition Report

Comments received (comments are published in their original language)

Canadian Coalition for Good Governance (pdf - 138 KB)This link will open in a new windowUpdated on November 27, 2019

Canadian Investor Relations Institute (pdf - 155 KB)This link will open in a new windowUpdated on December 5, 2019

Cenovus Energy Inc. (pdf - 690 KB)This link will open in a new windowUpdated on December 5, 2019

CFA Societies Canada (pdf - 164 KB)This link will open in a new windowUpdated on December 3, 2019

Chartered Professional Accountants of Canada (pdf - 190 KB)This link will open in a new windowUpdated on December 4, 2019

Ernst & Young LLP (pdf - 120 KB)This link will open in a new windowUpdated on December 5, 2019

Investment Industry Association Of Canada (pdf - 260 KB)This link will open in a new windowUpdated on December 3, 2019

Magna International Inc. (pdf - 104 KB)This link will open in a new windowUpdated on December 3, 2019

McCarthy Tétrault LLP (pdf - 270 KB)This link will open in a new windowUpdated on December 5, 2019

Portfolio Management Association Of Canada (pdf - 119 KB)This link will open in a new windowUpdated on December 5, 2019

Québec Bourse Inc. (pdf - 1 MB)This link will open in a new windowUpdated on December 5, 2019

Stikeman Elliott LLP (pdf - 130 KB)This link will open in a new windowUpdated on December 5, 2019

TSX (pdf - 226 KB)This link will open in a new windowUpdated on December 5, 2019

Veritas Investment Research (pdf - 2 MB)This link will open in a new windowUpdated on January 9, 2020

Regulation to amend Regulation 44-102 respecting Shelf Distributions – At-the-Market Distributions

Previous consultation
August 7, 2019
See details on Regulation to amend Regulation 44-102 respecting Shelf Distributions – At-the-Market Distributions

Comments received (comments are published in their original language)

Blakes, Cassels & Graydon LLP (pdf - 102 KB)This link will open in a new windowUpdated on October 7, 2019At-the-Market Distributions Nicole Cargill, Jill Davis, Stacy McLean, Tim Phillips, Trevor Rowles & Brendan Reay  

Canadian Advocacy Council of CFA Societies Canada (pdf - 167 KB)This link will open in a new windowUpdated on August 5, 2019At-the-Market Distributions

Davies Ward Phillips & Vineberg LLP (PDF - 210 KB)This link will open in a new windowUpdated on August 8, 2019At-the-Market Distributions Robin Upshall & Robert Murphy

Investment Industry Association of Canada (IIAC) (pdf - 358 KB)This link will open in a new windowUpdated on August 8, 2019At-the-Market Susan Copland

Prospectors & Developers Association of Canada (PDAC) (pdf - 514 KB)This link will open in a new windowUpdated on August 8, 2019At-the-Market Lisa McDonald

RBC Capital Markets (pdf - 132 KB)This link will open in a new windowUpdated on October 7, 2019At-the-Market Distributions Nitin Babbar

Toronto Stock Exchange (TSX) (pdf - 202 KB)This link will open in a new windowUpdated on October 7, 2019At-the-Market Distributions Loui Anastasopoulos

Regulation 13-103 respecting System Replacement and concordant regulations

Previous consultation
July 31, 2019
See details on Regulation 13-103 respecting System Replacement and concordant regulations

Comments received (comments are published in their original language)

Borden Ladner Gervais LLP (pdf - 561 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Rule Rebecca Cowdery, Prema K.R. Thiele, Stephen Robertson and Jessica Evans

Canadian Advocacy Council of CFA Societies Canada (pdf - 189 KB)This link will open in a new windowUpdated on July 23, 2019National Systems Renewal Program Rule

CI Investment Inc. (pdf - 140 KB)This link will open in a new windowUpdated on August 5, 2019Natioanl Systems Renewal Program Rule Tim Currie

Canadian Investor Relations Institute (CIRI) (pdf - 124 KB)This link will open in a new windowUpdated on July 30, 2019National Systems Renewal Program Rule Yvette Lokker

Investment Funds Institute of Canada (IFIC) (pdf - 211 KB)This link will open in a new windowUpdated on July 30, 2019National Systems Renewal Program Rule Minal Upadhyaya

Investment Industry Association of Canada (IIAC) (pdf - 271 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Susan Copland (13-103)

Investment Industry Association of Canada (IIAC) (pdf - 222 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Susan Copland (13-102)

Portfolio Management Association of Canada (pdf - 125 KB)This link will open in a new windowUpdated on July 30, 2019National Systems Renewal Program Rule Katie Walmsley and Margaret Gunawan

VigilantCS (pdf - 128 KB)This link will open in a new windowUpdated on August 5, 2019National Systems Renewal Program Robert Kirwin

 

Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators

Previous consultation
June 12, 2019
See details on Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators

Comments received (comments are published in their original language)

Canadian Bankers Association (pdf - 196 KB)This link will open in a new windowUpdated on July 9, 2019

Eversheds Sutherland (US) LLP (pdf - 74 KB)This link will open in a new windowUpdated on July 9, 2019 Alexander S. Holtan and Blair Paige Scott

Index Inductry Association (pdf - 175 KB)This link will open in a new windowUpdated on July 9, 2019 Richard H. Redding

International Swaps and Derivatives Association (pdf - 239 KB)This link will open in a new windowUpdated on July 9, 2019 Katherine Darras

Investment Industry Association of Canada (pdf - 323 KB)This link will open in a new windowUpdated on July 9, 2019 Todd Evans

London Stock Exchange group (pdf - 424 KB)This link will open in a new windowUpdated on July 8, 2019 Jonathan Jachym

MSCI (pdf - 249 KB)This link will open in a new windowUpdated on July 9, 2019

Neo Exchange Inc. (pdf - 349 KB)This link will open in a new windowUpdated on July 8, 2019 Joacim Wiklander

RBC Global Asset Management Inc. (pdf - 820 KB)This link will open in a new windowUpdated on July 8, 2019 Daniel E. Chornous

Refinitiv (pdf - 201 KB)This link will open in a new windowUpdated on July 9, 2019

S&P Dow Jones Indice LLC (pdf - 431 KB)This link will open in a new windowUpdated on June 11, 2019 - Joe DePaolo

The Canadian Advocacy Council for Canadian CFA Institute Societies (pdf - 260 KB)This link will open in a new windowUpdated on June 15, 2021Consultation indices de référence

TMX (pdf - 106 KB)This link will open in a new windowUpdated on July 9, 2019 Deanna Dobrowsky